Compensation Agreements in the Diversified Financial Services Industry

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Amendment to Alerus Financial Corporation Deferred Compensation Plan for Directors, dated December 12, 2023
Compensation Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
2023
Compensation Agreement Amendment by and between PHI Group, Inc and James Hinch dated January 25, 2024
Compensation Agreements
PHI INC
Diversified Financial Services
2024
Incentive-Based Compensation Recovery Policy
Compensation Agreements
Cannae Holdings, Inc.
Diversified Financial Services
2024
AllianceBernstein 2023 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2024
Amendment to Alerus Financial Corporation Deferred Compensation Plan for Executives, dated December 12, 2023
Compensation Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
2023
Alerus Financial Corporation Deferred Compensation Plan
Compensation Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
2023
A-Mark Precious Metals, Inc. Incentive-Based Compensation Recovery Policy
Compensation Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2023
AllianceBernstein 2022 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2023
Non-Employee Director Compensation Program, as amended on November 18, 2022
Compensation Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2022
AllianceBernstein 2021 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2022
Athena Bitcoin Global 2021 Equity Compensation Plan
Compensation Agreements
Athena Bitcoin Global
Diversified Financial Services
CA
2022
Non-Employee Director Compensation Policy, dated April 20, 2021
Compensation Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2021
Investment Banking Corporate Compensation Policy, dated February 22, 2021
Compensation Agreements
Creations Inc
Diversified Financial Services
2021
AllianceBernstein 2020 Deferred Cash Compensation Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2021
Outside Director Compensation Policy, as amended through July 29, 2020
Compensation Agreements
On Deck Capital, Inc.
Diversified Financial Services
2020
AllianceBernstein 2019 Deferred Cash Compensation Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2020
Alerus Financial Corporation Deferred Compensation Plan for Executives (As Adopted Effective January 1, 2006) as subsequently amended
Compensation Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
ND
2019
Alerus Financial Corporation Deferred Compensation Plan for Directors (As Restated Effective January 1, 2005)
Compensation Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
ND
2019
2019 Equity Compensation Plan
Compensation Agreements
MARLIN BUSINESS SERVICES CORP
Diversified Financial Services
PA
2019
Non-Employee Director Compensation Policy
Compensation Agreements
FlexShopper, Inc.
Diversified Financial Services
2019
Amendment to the AXA Equitable Post-2004 Variable Deferred Compensation Plan for Executives, effective as of January 1, 2019
Compensation Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NJ
2019
Outside Director Compensation Policy as amended through February 8, 2019
Compensation Agreements
On Deck Capital, Inc.
Diversified Financial Services
2019
AllianceBernstein 2018 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2019
2018 Omnibus Equity Compensation Plan
Compensation Agreements
FlexShopper, Inc.
Diversified Financial Services
CA
2018
AXA Equitable Post-2004 Variable Deferred Compensation Plan for Directors
Compensation Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2018
Amended and Restated AXA Equitable Post-2004 Variable Deferred Compensation Plan for Executives
Compensation Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NJ
2018
Amended and Restated Variable Deferred Compensation Plan for Executives
Compensation Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2018
AllianceBernstein 2017 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2018
Non-Employee Director Compensation Policy
Compensation Agreements
FlexShopper, Inc.
Diversified Financial Services
2017
Description of Compensation of Directors
Compensation Agreements
FIRST DATA CORP
Diversified Financial Services
2017
Description of Compensation of Directors
Compensation Agreements
FIRST DATA CORP
Diversified Financial Services
2017
ON DECK CAPITAL, INC. OUTSIDE DIRECTOR COMPENSATION POLICY (Adopted October 29, 2014, as amended through July 29, 2016)
Compensation Agreements
On Deck Capital, Inc.
Diversified Financial Services
2017
Description of Compensation of Directors
Compensation Agreements
FIRST DATA CORP
Diversified Financial Services
2017
ALLIANCEBERNSTEIN 2016 DEFERRED CASH COMPENSATION PROGRAM
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2017
FLEXSHOPPERINC. 2015OMNIBUS EQUITY COMPENSATION PLAN INCENTIVESTOCK OPTION GRANT
Compensation Agreements
FlexShopper, Inc.
Diversified Financial Services
DE
2016
ON DECK CAPITAL, INC. OUTSIDE DIRECTOR COMPENSATION POLICY (Adopted October 29, 2014, as amended through March 25, 2015)
Compensation Agreements
On Deck Capital, Inc.
Diversified Financial Services
2016
Description of Compensation of Directors
Compensation Agreements
FIRST DATA CORP
Diversified Financial Services
2016
ALLIANCEBERNSTEIN 2015 DEFERRED CASH COMPENSATION PROGRAM
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2016
DESCRIPTION OF COMPENSATION OF DIRECTORS
Compensation Agreements
FIRST DATA CORP
Diversified Financial Services
2015
AllianceBernstein 2014 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2015