Compensation Agreements in the Capital Markets Industry

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Amendment of the Victory Capital Management Inc. Deferred Compensation Plan, dated as of November 19, 2024
Compensation Agreements
Victory Capital Holdings, Inc.
Capital Markets
2025
Amended and Restated Acadian Asset Management LLC Deferred Compensation Plan, effective January 1, 2025
Compensation Agreements
BrightSphere Investment Group Inc.
Capital Markets
2025
Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc
Compensation Agreements
The Bank of New York Mellon Corp.
Capital Markets
2025
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2025
Invesco Ltd. Amended and Restated 2005 Non-Qualified Deferred Compensation Plan, effective as of January 1, 2025
Compensation Agreements
Invesco Ltd.
Capital Markets
2025
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation, effective as of November 1
Compensation Agreements
Morgan Stanley
Capital Markets
2025
AllianceBernstein 2024 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2025
GCM Grosvenor Inc. Non-Employee Director Compensation Policy, effective as of April 1, 2025
Compensation Agreements
GCM Grosvenor Inc.
Capital Markets
2025
Summary of Non-Employee Director Compensation
Compensation Agreements
MSCI Inc
Capital Markets
2025
Outside Director Compensation Program
Compensation Agreements
VPC Impact Acquisition Holdings
Capital Markets
2024
MarketWise, Inc. Non-Employee Director Compensation Policy (Effective August 1, 2024)
Compensation Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
2024
Cboe Global Markets Deferred Compensation Plan
Compensation Agreements
Cboe Global Markets
Capital Markets
2024
LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 9, 2024
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2024
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy, as amended May 9, 2024
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2024
Morningstar, Inc. ELT Policy on Recoupment of Compensation
Compensation Agreements
Morningstar, Inc.
Capital Markets
2024
HERITAGE GLOBAL INC. Compensation Recoupment Policy
Compensation Agreements
Heritage Global Inc.
Capital Markets
2024
Third Amendment to the Diamond Hill Variable Term Deferred Compensation Plan
Compensation Agreements
DIAMOND HILL INVESTMENT GROUP INC
Capital Markets
2024
Second Amendment to the Diamond Hill Variable Term Deferred Compensation Plan
Compensation Agreements
DIAMOND HILL INVESTMENT GROUP INC
Capital Markets
2024
Independent Director Compensation Program
Compensation Agreements
KKR & Co. Inc.
Capital Markets
2024
Second Amended and Restated Non-Employee Director Compensation Policy
Compensation Agreements
Nebula Parent Corp.
Capital Markets
2024
Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc
Compensation Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2024
Northern Trust Corporation Deferred Compensation Plan, as amended and restated effective as of January 1, 2024
Compensation Agreements
Northern Trust Corp.
Capital Markets
IL
2024
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2024
AllianceBernstein 2023 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
NY
2024
MarketWise, Inc. Non-Employee Director Compensation Policy (Effective August 2, 2023)
Compensation Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
2023
Avantax, Inc. (f/k/a Blucora, Inc.) Non-Employee Director Compensation Policy
Compensation Agreements
Blucora, Inc.
Capital Markets
2023
Amended and Restated Board Compensation Policy, effective on June 21, 2023
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2023
Houlihan Lokey, Inc. Director Compensation Program
Compensation Agreements
HOULIHAN LOKEY, INC.
Capital Markets
2023
MarketWise, Inc. Non-Employee Director Compensation Policy (Effective July 28, 2022)
Compensation Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
2023
Non-Employee Director Deferred Compensation Program
Compensation Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation, effective as of November 1
Compensation Agreements
Morgan Stanley
Capital Markets
2023
Independent Director Compensation Policy
Compensation Agreements
TPG Partners, LLC
Capital Markets
DE
2023
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2023
GCM Grosvenor Inc. Non-Employee Director Compensation Policy (effective as of January 1, 2023)
Compensation Agreements
GCM Grosvenor Inc.
Capital Markets
DE
2023
Amendments to the Cboe Exchange, Inc. (f/k/a Chicago Board Options Exchange, Incorporated) Deferred Compensation Plan for Officers
Compensation Agreements
Cboe Global Markets
Capital Markets
2023
AllianceBernstein 2022 Deferred Cash Compensation Program
Compensation Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
NY
2023
Summary of Non-Employee Director Compensation
Compensation Agreements
MSCI Inc
Capital Markets
2023
Bakkt Holdings, Inc. Outside Director Compensation Program
Compensation Agreements
VPC Impact Acquisition Holdings
Capital Markets
2022
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2022
Description of Compensation Arrangements for Non-Employee Directors
Compensation Agreements
State Street Corp.
Capital Markets
2022