Bonus & Incentive Agreements in the Capital Markets Industry

1,848 Contracts & Agreements

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AFFILIATED MANAGERS GROUP, INC. (31 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (57)
ALTIMAR ACQUISITION CORP. (4)
Ameriprise Financial (19)
Apollo Global Management LLC (28)
Ares Management Corp (23)
Artisan Partners Asset Management Inc. (33)
Ascendant Digital Acquisition Corp. (3)
Ashford Inc. (1)
AssetMark Financial Holdings, Inc. (3)
B. Riley Financial, Inc. (11)
Barings BDC, Inc. (4)
BGC Partners, Inc. (12)
BlackRock (12)
Blackstone Group L.P. (24)
Blucora, Inc. (51)
Bridge Investment Group Holdings Inc. (3)
CAPITAL SOUTHWEST CORP (10)
Carlyle Group L.P. (23)
Cboe Global Markets (14)
Charles Schwab Corporation (95)
CME Group Inc. (17)
Cohen & Co Inc. (16)
COHEN & STEERS INC (7)
Coinbase Global, Inc. (1)
CONCIERGE TECHNOLOGIES INC (1)
ContextLogic Inc. (1)
COWEN INC. (6)
CREDITRISKMONITOR COM INC (1)
DIAMOND HILL INVESTMENT GROUP INC (10)
Donnelley Financial Solutions, Inc. (13)
E*Trade (12)
Eaton Vance Corp (18)
ENDI Corp. (3)
ENTERPRISE DIVERSIFIED, INC. (1)
Evercore (7)
Federated Investors (26)
FinTech Acquisition Corp. IV (3)
Focus Financial Partners Inc. (2)
Franklin Resources (39)
Freedom Holding Corp. (3)
GAIN Capital Holdings, Inc. (3)
GAMCO INVESTORS, INC. ET AL (1)
GCM Grosvenor Inc. (8)
GlassBridge Enterprises, Inc. (49)
Goldman Sachs (62)
Great Elm Capital Group, Inc. (10)
Greenhill & Co., Inc. (15)
Hamilton Lane INC (10)
HENNESSY ADVISORS INC (2)
Hercules Capital, Inc. (9)
Heritage Global Inc. (3)
HOULIHAN LOKEY, INC. (12)
Interactive Brokers (4)
Intercontinental Exchange (7)
INTL FCStone Inc. (5)
Invesco Ltd. (73)
Investment Technology Group, Inc. (5)
Janus Henderson Group plc (21)
KCAP Financial, Inc. (2)
KKR & Co. Inc. (3)
Kyto Technology & Life Science, Inc. (2)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
Lazard Ltd (12)
Legg Mason Inc (27)
LPL Financial Holdings Inc. (27)
Manning & Napier, Inc. (4)
MarketAxess Holdings Inc (59)
Medley Capital Corp (2)
MEDLEY MANAGEMENT INC. (4)
Moelis & Co (11)
Moody's Corp (32)
Morgan Stanley (46)
Morningstar, Inc. (43)
MSCI Inc (72)
Nasdaq, Inc. (38)
NATIONAL HOLDINGS CORP (2)
Nebula Parent Corp. (1)
Newtek Business Services Corp. (1)
Northern Trust Corp. (46)
Och-Ziff Capital Management Group LLC (16)
OPPENHEIMER HOLDINGS INC (1)
P10, Inc. (8)
Piper Jaffray Companies (36)
PJT Partners Inc. (18)
Pzena Investment Management, Inc. (14)
Raymond James Financial Inc. (42)
Robinhood Markets, Inc. (7)
S&P Global, Inc. (40)
SAFEGUARD SCIENTIFICS INC (2)
SEI Investments Corp (1)
SIEBERT FINANCIAL CORP (1)
Silvercrest Asset Management Group Inc. (3)
State Street Corp. (29)
StepStone Group Inc. (4)
Stifel Financial Corp (6)
T. Rowe Price Group (24)
Tango Holdings, Inc. (14)
TD AMERITRADE HOLDING CORP (14)
The Bank of New York Mellon Corp. (39)
TPG Partners, LLC (8)
Tradeweb Markets Inc. (18)
Trinity Capital Inc. (2)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (1)
Virtu Financial, Inc. (46)
Virtus Investment Partners, Inc. (8)
VPC Impact Acquisition Holdings (10)
Waddell & Reed Financial, Inc. (33)
WESTWOOD HOLDINGS GROUP INC (17)
WisdomTree Investments, Inc. (2)
Wright Investors Service Holdings, Inc. (1)

Recent Contracts

Category

Company

Industry

Jur. Jurisdiction

Filed

1998 MOODYS CORPORATION NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN

Bonus & Incentive Agreements

Moody's Corp

Capital Markets

2009

Second Amendment to Amended and Restated Houlihan Lokey, Inc. 2016 Incentive Award Plan

Bonus & Incentive Agreements

HOULIHAN LOKEY, INC.

2024

Form of Performance Stock Award Agreement under the Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan

Bonus & Incentive Agreements

Hamilton Lane INC

2024

Form of Director Restricted Stock Award Agreement under the Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan

Bonus & Incentive Agreements

Hamilton Lane INC

2024

Form of Restricted Stock Award Agreement under the Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan

Bonus & Incentive Agreements

Hamilton Lane INC

2024

Form of Notice of Director Restricted Share Unit Award under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (Non-Deferred Restricted Share Units)

Bonus & Incentive Agreements

Tango Holdings, Inc.

2024

Form of Notice of Director Restricted Share Unit Award under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (Deferred Restricted Share Units)

Bonus & Incentive Agreements

Tango Holdings, Inc.

2024

Form of Nasdaq Two-Year Performance Share Unit Agreement

Bonus & Incentive Agreements

Nasdaq, Inc.

2024

Form of Nasdaq Three-Year Performance Share Unit Agreement

Bonus & Incentive Agreements

Nasdaq, Inc.

2024

Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated effective July 1, 2024

Bonus & Incentive Agreements

Invesco Ltd.

2024

Form of Morningstar Amended and Restated 2011 Stock Incentive Plan Restricted Stock Unit Award Agreement, for awards on or after May 15, 2024

Bonus & Incentive Agreements

Morningstar, Inc.

2024

Form of Morningstar Amended and Restated 2011 Stock Incentive Plan Market Stock Unit Award Agreement, for awards on or after May 15, 2024

Bonus & Incentive Agreements

Morningstar, Inc.

2024

Form of Morningstar Amended and Restated 2011 Stock Incentive Plan Stretch Performance Stock Unit Award Agreement, for awards on or after May 15, 2024

Bonus & Incentive Agreements

Morningstar, Inc.

2024

Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 Director RSU Award Agreement

Bonus & Incentive Agreements

Tradeweb Markets Inc.

2024

Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan

Bonus & Incentive Agreements

ALTIMAR ACQUISITION CORP.

2024

Amendment No. 1 to P10, Inc. 2021 Stock Incentive Plan

Bonus & Incentive Agreements

P10, Inc.

2024

Amendment No.1 to the 2019 Trinity Capital Inc. Long-Term Incentive Plan

Bonus & Incentive Agreements

Trinity Capital Inc.

2024

Moelis & Company 2024 Omnibus Incentive Plan

Bonus & Incentive Agreements

Moelis & Co

2024

The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan

Bonus & Incentive Agreements

Carlyle Group L.P.

2024

The Amended and Restated AssetMark Financial Holdings, Inc. 2019 Equity Incentive Plan

Bonus & Incentive Agreements

AssetMark Financial Holdings, Inc.

2024

Form of Global Performance-Based Restricted Stock Unit Agreement for 2024 Stock Price Appreciation PSU

Bonus & Incentive Agreements

Carlyle Group L.P.

2024

Form of Global Restricted Stock Unit Agreement for 2024 Bonus Deferral Awards

Bonus & Incentive Agreements

Carlyle Group L.P.

2024

Form of 2024 Incentive Stock Option Agreement for Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan

Bonus & Incentive Agreements

MarketAxess Holdings Inc

2024

Form of 2024 Incentive Stock Option Agreement for U.S. based Executive Officers other than Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan

Bonus & Incentive Agreements

MarketAxess Holdings Inc

2024

Form of 2024 Performance Stock Unit Agreement for U.K.-based executive officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan

Bonus & Incentive Agreements

MarketAxess Holdings Inc

2024

Form of 2024 Performance Stock Unit Agreement for Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan

Bonus & Incentive Agreements

MarketAxess Holdings Inc

2024

Form of 2024 Performance Stock Unit Agreement for U.S.-based executive officers other than Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan

Bonus & Incentive Agreements

MarketAxess Holdings Inc

2024

Form of 2024 Restricted Stock Unit Agreement for U.K.-based executive officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan

Bonus & Incentive Agreements

MarketAxess Holdings Inc

2024

Form of 2024 Restricted Stock Unit Agreement (Non-Deferred) for Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan

Bonus & Incentive Agreements

MarketAxess Holdings Inc

2024

Form of Moodys Analytics, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan

Bonus & Incentive Agreements

Moody's Corp

2024

Form of Moodys Investors Service, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan

Bonus & Incentive Agreements

Moody's Corp

2024

Form of Special Long-Term Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan

Bonus & Incentive Agreements

Moody's Corp

2024

Form of Special Non-Qualified Stock Option Grant Agreement for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan

Bonus & Incentive Agreements

Moody's Corp

2024

Form of Restricted Stock Unit Award Agreement - Performance Vesting - for UCITS staff - under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February...

Bonus & Incentive Agreements

Invesco Ltd.

2024

Form of Restricted Stock Unit Award Agreement - Performance Vesting under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February 2024)

Bonus & Incentive Agreements

Invesco Ltd.

2024

Invesco Ltd. Deferred Incentive Plan, as amended and restated effective as of February 28, 2024

Bonus & Incentive Agreements

Invesco Ltd.

2024

Invesco Ltd. 2010 Global Equity Incentive Plan (ST), as amended and restated effective February 28, 2024

Bonus & Incentive Agreements

Invesco Ltd.

2024

Form of S&P Dow Jones Indices 2024 Long-Term Cash Incentive Compensation Plan

Bonus & Incentive Agreements

S&P Global, Inc.

2024

Form of 2024 Performance Share Unit Award Terms and Conditions (Termination Acceleration)

Bonus & Incentive Agreements

S&P Global, Inc.

2024

Form of 2024 Performance Share Unit Award Terms and Conditions

Bonus & Incentive Agreements

S&P Global, Inc.

2024

Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 RSU Award Agreement (Form of RSU Agreement for other Executive Officers)

Bonus & Incentive Agreements

Tradeweb Markets Inc.

2024

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Bonus & Incentive Agreements in the Capital Markets Industry