Bonus & Incentive Agreements in the Capital Markets Industry

1,848 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (31 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (57)
ALTIMAR ACQUISITION CORP. (4)
Ameriprise Financial (19)
Apollo Global Management LLC (28)
Ares Management Corp (23)
Artisan Partners Asset Management Inc. (33)
Ascendant Digital Acquisition Corp. (3)
Ashford Inc. (1)
AssetMark Financial Holdings, Inc. (3)
B. Riley Financial, Inc. (11)
Barings BDC, Inc. (4)
BGC Partners, Inc. (12)
BlackRock (12)
Blackstone Group L.P. (24)
Blucora, Inc. (51)
Bridge Investment Group Holdings Inc. (3)
CAPITAL SOUTHWEST CORP (10)
Carlyle Group L.P. (23)
Cboe Global Markets (14)
Charles Schwab Corporation (95)
CME Group Inc. (17)
Cohen & Co Inc. (16)
COHEN & STEERS INC (7)
Coinbase Global, Inc. (1)
CONCIERGE TECHNOLOGIES INC (1)
ContextLogic Inc. (1)
COWEN INC. (6)
CREDITRISKMONITOR COM INC (1)
DIAMOND HILL INVESTMENT GROUP INC (10)
Donnelley Financial Solutions, Inc. (13)
E*Trade (12)
Eaton Vance Corp (18)
ENDI Corp. (3)
ENTERPRISE DIVERSIFIED, INC. (1)
Evercore (7)
Federated Investors (26)
FinTech Acquisition Corp. IV (3)
Focus Financial Partners Inc. (2)
Franklin Resources (39)
Freedom Holding Corp. (3)
GAIN Capital Holdings, Inc. (3)
GAMCO INVESTORS, INC. ET AL (1)
GCM Grosvenor Inc. (8)
GlassBridge Enterprises, Inc. (49)
Goldman Sachs (62)
Great Elm Capital Group, Inc. (10)
Greenhill & Co., Inc. (15)
Hamilton Lane INC (10)
HENNESSY ADVISORS INC (2)
Hercules Capital, Inc. (9)
Heritage Global Inc. (3)
HOULIHAN LOKEY, INC. (12)
Interactive Brokers (4)
Intercontinental Exchange (7)
INTL FCStone Inc. (5)
Invesco Ltd. (73)
Investment Technology Group, Inc. (5)
Janus Henderson Group plc (21)
KCAP Financial, Inc. (2)
KKR & Co. Inc. (3)
Kyto Technology & Life Science, Inc. (2)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
Lazard Ltd (12)
Legg Mason Inc (27)
LPL Financial Holdings Inc. (27)
Manning & Napier, Inc. (4)
MarketAxess Holdings Inc (59)
Medley Capital Corp (2)
MEDLEY MANAGEMENT INC. (4)
Moelis & Co (11)
Moody's Corp (32)
Morgan Stanley (46)
Morningstar, Inc. (43)
MSCI Inc (72)
Nasdaq, Inc. (38)
NATIONAL HOLDINGS CORP (2)
Nebula Parent Corp. (1)
Newtek Business Services Corp. (1)
Northern Trust Corp. (46)
Och-Ziff Capital Management Group LLC (16)
OPPENHEIMER HOLDINGS INC (1)
P10, Inc. (8)
Piper Jaffray Companies (36)
PJT Partners Inc. (18)
Pzena Investment Management, Inc. (14)
Raymond James Financial Inc. (42)
Robinhood Markets, Inc. (7)
S&P Global, Inc. (40)
SAFEGUARD SCIENTIFICS INC (2)
SEI Investments Corp (1)
SIEBERT FINANCIAL CORP (1)
Silvercrest Asset Management Group Inc. (3)
State Street Corp. (29)
StepStone Group Inc. (4)
Stifel Financial Corp (6)
T. Rowe Price Group (24)
Tango Holdings, Inc. (14)
TD AMERITRADE HOLDING CORP (14)
The Bank of New York Mellon Corp. (39)
TPG Partners, LLC (8)
Tradeweb Markets Inc. (18)
Trinity Capital Inc. (2)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (1)
Virtu Financial, Inc. (46)
Virtus Investment Partners, Inc. (8)
VPC Impact Acquisition Holdings (10)
Waddell & Reed Financial, Inc. (33)
WESTWOOD HOLDINGS GROUP INC (17)
WisdomTree Investments, Inc. (2)
Wright Investors Service Holdings, Inc. (1)

Recent Contracts

Second Amendment to Amended and Restated Houlihan Lokey, Inc. 2016 Incentive Award Plan (HOULIHAN LOKEY, INC., Filed With SEC on October 28, 2024)
Form of Performance Stock Award Agreement under the Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan (Hamilton Lane INC, Filed With SEC on September 5, 2024)
Form of Director Restricted Stock Award Agreement under the Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan (Hamilton Lane INC, Filed With SEC on September 5, 2024)
Form of Restricted Stock Award Agreement under the Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan (Hamilton Lane INC, Filed With SEC on September 5, 2024)
Form of Notice of Director Restricted Share Unit Award under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (Non-Deferred Restricted Share Units) (Tango Holdings, Inc., Filed With SEC on August 8, 2024)
Form of Notice of Director Restricted Share Unit Award under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (Deferred Restricted Share Units) (Tango Holdings, Inc., Filed With SEC on August 8, 2024)
Form of Nasdaq Two-Year Performance Share Unit Agreement (Nasdaq, Inc., Filed With SEC on August 6, 2024)
Form of Nasdaq Three-Year Performance Share Unit Agreement (Nasdaq, Inc., Filed With SEC on August 6, 2024)
Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated effective July 1, 2024 (Invesco Ltd., Filed With SEC on July 31, 2024)
Form of Morningstar Amended and Restated 2011 Stock Incentive Plan Restricted Stock Unit Award Agreement, for awards on or after May 15, 2024 (Morningstar, Inc., Filed With SEC on July 26, 2024)
Form of Morningstar Amended and Restated 2011 Stock Incentive Plan Market Stock Unit Award Agreement, for awards on or after May 15, 2024 (Morningstar, Inc., Filed With SEC on July 26, 2024)
Form of Morningstar Amended and Restated 2011 Stock Incentive Plan Stretch Performance Stock Unit Award Agreement, for awards on or after May 15, 2024 (Morningstar, Inc., Filed With SEC on July 26, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 Director RSU Award Agreement (Tradeweb Markets Inc., Filed With SEC on July 25, 2024)
Amended and Restated Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan (ALTIMAR ACQUISITION CORP., Filed With SEC on June 20, 2024)
Amendment No. 1 to P10, Inc. 2021 Stock Incentive Plan (P10, Inc., Filed With SEC on June 17, 2024)
Amendment No.1 to the 2019 Trinity Capital Inc. Long-Term Incentive Plan (Trinity Capital Inc., Filed With SEC on June 14, 2024)
Moelis & Company 2024 Omnibus Incentive Plan (Moelis & Co, Filed With SEC on June 7, 2024)
The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan (Carlyle Group L.P., Filed With SEC on May 31, 2024)
The Amended and Restated AssetMark Financial Holdings, Inc. 2019 Equity Incentive Plan (AssetMark Financial Holdings, Inc., Filed With SEC on May 22, 2024)
Form of Global Performance-Based Restricted Stock Unit Agreement for 2024 Stock Price Appreciation PSU (Carlyle Group L.P., Filed With SEC on May 7, 2024)
Form of Global Restricted Stock Unit Agreement for 2024 Bonus Deferral Awards (Carlyle Group L.P., Filed With SEC on May 7, 2024)
Form of 2024 Incentive Stock Option Agreement for Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
Form of 2024 Incentive Stock Option Agreement for U.S. based Executive Officers other than Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
Form of 2024 Performance Stock Unit Agreement for U.K.-based executive officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
Form of 2024 Performance Stock Unit Agreement for Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
Form of 2024 Performance Stock Unit Agreement for U.S.-based executive officers other than Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
Form of 2024 Restricted Stock Unit Agreement for U.K.-based executive officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
Form of 2024 Restricted Stock Unit Agreement (Non-Deferred) for Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
Form of Moodys Analytics, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
Form of Moodys Investors Service, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
Form of Special Long-Term Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
Form of Special Non-Qualified Stock Option Grant Agreement for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
Form of Restricted Stock Unit Award Agreement - Performance Vesting - for UCITS staff - under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February... (Invesco Ltd., Filed With SEC on May 1, 2024)
Form of Restricted Stock Unit Award Agreement - Performance Vesting under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February 2024) (Invesco Ltd., Filed With SEC on May 1, 2024)
Invesco Ltd. Deferred Incentive Plan, as amended and restated effective as of February 28, 2024 (Invesco Ltd., Filed With SEC on May 1, 2024)
Invesco Ltd. 2010 Global Equity Incentive Plan (ST), as amended and restated effective February 28, 2024 (Invesco Ltd., Filed With SEC on May 1, 2024)
Form of S&P Dow Jones Indices 2024 Long-Term Cash Incentive Compensation Plan (S&P Global, Inc., Filed With SEC on April 25, 2024)
Form of 2024 Performance Share Unit Award Terms and Conditions (Termination Acceleration) (S&P Global, Inc., Filed With SEC on April 25, 2024)
Form of 2024 Performance Share Unit Award Terms and Conditions (S&P Global, Inc., Filed With SEC on April 25, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 RSU Award Agreement (Form of RSU Agreement for other Executive Officers) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)