GLEACHER & COMPANY, INC. Human Resources Contracts & Agreements

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Non-Competition and Non-Solicitation Agreement between Broadpoint Securities Group, Inc. and Prospective Stockholder
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2014
Key Employee Retention Agreement between Gleacher & Company, Inc. and Bryan Edmiston
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Key Employee Retention Agreement between Gleacher & Company, Inc. and Patricia Arciero-Craig
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Capstone Advisory Group, LLC Retention Agreement with Gleacher & Company, Inc. for Chief Restructuring Officer Services
Consulting Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Resignation and Consulting Agreement between Gleacher & Company, Inc., Gleacher & Company Securities, Inc., and Eric Gleacher
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
First Albany Companies Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Employee
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with Bryan Edmiston
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement – Patricia Arciero-Craig
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with John Griff
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with Thomas J. Hughes
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan (Effective August 17, 2012)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement with John Griff
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement with Bryan J. Edmiston
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement with Patricia A. Arciero-Craig
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement (Form)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Separation and Release Agreement between Gleacher & Company, Inc. and Jeffrey H. Kugler
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with John Griff
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Employment Agreement between Gleacher & Company, Inc. and John Griff (Chief Operating Officer)
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with John Griff
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. Inducement Restricted Stock Units Agreement with Thomas Hughes
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Thomas J. Hughes
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Separation and Release Agreement between Gleacher & Company, Inc. and Peter J. McNierney (April 22, 2011)
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Employment Agreement between Gleacher & Company, Inc. and Thomas J. Hughes (CEO)
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. Inducement Restricted Stock Units Agreement with Thomas Hughes
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Inducement Stock Option Agreement between Gleacher & Company, Inc. and Thomas Hughes
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Thomas J. Hughes
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Jeffrey Kugler
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Patricia Arciero-Craig
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Restricted Share Award Agreement under Gleacher & Company, Inc. 2003 Non-Employee Directors Stock Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Restricted Share Award Agreement between First Albany Companies Inc. and Peter McNierney (June 30, 2006)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Interim CEO Appointment and Incentive Compensation Agreement between Gleacher & Company, Inc. and Peter J. McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Gleacher & Company, Inc. 2010 Annual Bonus Award Letter Agreement with Eric J. Gleacher
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Separation and Equity Vesting Agreement between Peter J. McNierney and Gleacher & Company, Inc.
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Separation and Release Agreement between Broadpoint Gleacher Securities Group, Inc. and Robert Turner (March 31, 2010)
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Patricia Arciero-Craig
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Robert Turner (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Lee Fensterstock (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010