XAI Octagon Floating Rate & Alternative Income Term Trust Business Operations Contracts & Agreements

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Distribution Agreement between the Registrant and Paralel Distributors LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2024
Amended and Restated Services Agreement between PINE Advisor Solutions, LLC and the Trust
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2023
Transfer Agency and Registrar Services Agreement between Equiniti Trust Company, LLC and the Trust
Agency Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
MA
2023
Administration and Fund Accounting Agreement between Paralel Technologies LLC and the Trust
Administration Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2023
Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Distribution Agreement between the Registrant and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2022
Amended and Restated Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Amended and Restated Distribution Agreement between the Registrant and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Amendment No. 1 to the Transfer Agency Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and DST Systems, Inc
Agency Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Amendment No. 3 to the Administration, Bookkeeping and Pricing Services Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and ALPS...
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Distribution Agreement between the Registrant and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021