Voting Agreements in the Capital Markets Industry
28 Contracts & Agreements
- Voting Agreement, dated as of April 17, 2023, by and between MarketWise, Inc., Monument & Cathedral Holdings, LLC and the other persons and entities listed on Schedule A thereto (Ascendant Digital Acquisition Corp., Filed With SEC on April 21, 2023)
- Form of Voting Agreement (Crescent Capital BDC, Inc., Filed With SEC on October 4, 2022)
- Form of Voting Agreement between New Parent, the CBA Member and the individual or entity signatory thereto (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on February 3, 2022)
- Voting and Support Agreement, dated December 29, 2021, by and between Enterprise Diversified, Inc. and the parties signatory thereto (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on December 29, 2021)
- Voting Agreement, dated October 15, 2021 by and between the Company and ICEH (VPC Impact Acquisition Holdings, Filed With SEC on October 21, 2021)
- Voting Agreement, dated July 26, 2021, among Robinhood Markets, Inc., Baiju Bhatt, Vladimir Tenev, and certain related entities (Robinhood Markets, Inc., Filed With SEC on August 18, 2021)
- Form of Voting Agreement among Robinhood Markets, Baiju Bhatt and Vladimir Tenev and certain related entities (Robinhood Markets, Inc., Filed With SEC on July 19, 2021)
- Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation and JMP Securities LLC (KCAP Financial, Inc., Filed With SEC on December 28, 2020)
- Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Joseph A. Jolson, Joseph A. Jolson Trust DTD 6/4/91 and Jolson Family... (KCAP Financial, Inc., Filed With SEC on December 28, 2020)
- Voting Agreement, dated as of February 17, 2020, by and between the stockholders party thereto, and Franklin Resources, Inc (Franklin Resources, Filed With SEC on February 18, 2020)
- Voting and Support Agreement between Schwab, J. Joe Ricketts and Marlene Rickets and certain other stockholders (Charles Schwab Corporation, Filed With SEC on November 29, 2019)
- Voting and Support Agreement between Schwab and TD Bank (Charles Schwab Corporation, Filed With SEC on November 29, 2019)
- Voting and Support Agreement, dated as of November 24, 2019, by and among TD Ameritrade Holding Corporation, Charles R. Schwab and Helen ONeill Schwab (TD AMERITRADE HOLDING CORP, Filed With SEC on November 27, 2019)
- Form of Voting and Support Agreement, dated December 14, 2018, by and between BC Partners Advisors L.P. and the members of the board of directors of KCAP Financial, Inc (KCAP Financial, Inc., Filed With SEC on December 20, 2018)
- Form of Voting Agreement (Wright Investors Service Holdings, Inc., Filed With SEC on April 12, 2018)
- Stockholders Agreement, dated as of September 18, 2017, by and among TD Ameritrade Holding Corporation and Rodger O. Riney, as Voting Trustee of the Rodger O. Riney Family Voting... (TD AMERITRADE HOLDING CORP, Filed With SEC on September 18, 2017)
- VOTING AGREEMENT (Virtu Financial, Inc., Filed With SEC on April 21, 2017)
- FORM OF VOTING AGREEMENT (NATIONAL HOLDINGS CORP, Filed With SEC on April 28, 2016)
- FORM OF SUPPORT AND VOTING AGREEMENT (NATIONAL HOLDINGS CORP, Filed With SEC on April 28, 2016)
- EXHIBIT 10.1 CONVERSION AND VOTING AGREEMENT (Virtus Investment Partners, Inc., Filed With SEC on November 2, 2011)
- VOTING AGREEMENT BY AND AMONG THE CHARLES SCHWAB CORPORATION, G-BAR LIMITED PARTNERSHIP, JG 2002 DELTA TRUST AND (SOLELY FOR PURPOSES OF SECTION 5.2 HEREOF) OPTIONSXPRESS... (Charles Schwab Corporation, Filed With SEC on March 21, 2011)
- VOTING AGREEMENT (COWEN INC., Filed With SEC on February 17, 2011)
- VOTING AGREEMENT (Stifel Financial Corp, Filed With SEC on April 26, 2010)
- VOTING AND IRREVOCABLE PROXYAGREEMENT (MSCI Inc, Filed With SEC on March 1, 2010)
- NATIONAL HOLDINGS CORPORAION VOTING AGREEMENT (NATIONAL HOLDINGS CORP, Filed With SEC on July 2, 2008)
- VOTING AGREEMENT (Stifel Financial Corp, Filed With SEC on January 12, 2007)
- THIRD AMENDMENT TO VOTING TRUST AGREEMENT (Nasdaq, Inc., Filed With SEC on September 1, 2005)
- Voting Agreement (TD AMERITRADE HOLDING CORP, Filed With SEC on June 28, 2005)
