Voting Agreements in the Capital Markets Industry

54 Contracts & Agreements
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Voting Support Agreement between Bakkt Holdings, Inc. and Intercontinental Exchange Holdings, Inc. (February 29, 2024)
Voting Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2024
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and Kimberly Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and David Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and John M. Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and Richard Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and John and Gloria Gebbia Living Trust
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and Gloria Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and John J. Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Voting Agreement between MarketWise, Inc. and Monument & Cathedral Holdings, LLC and Other Investors (April 17, 2023)
Voting Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
DE
2023
Support Agreement between BGC Partners, Inc. and Cantor Fitzgerald, L.P. (November 15, 2022)
Voting Agreements
BGC Partners, Inc.
Capital Markets
DE
2022
Voting Agreement between Crescent Capital BDC, Inc. and Stockholder Regarding First Eagle Alternative Capital BDC, Inc. Merger
Voting Agreements
Crescent Capital BDC, Inc.
Capital Markets
DE
2022
Voting Agreement among ENDI Corp., Cohanzick Management, LLC, Steven Kiel, and Arquitos Capital Offshore Master, Ltd.
Voting Agreements
ENDI Corp.
Capital Markets
DE
2022
Voting Agreement among Pzena Investment Management, Inc. and Certain Stockholders Dated July 26, 2022
Voting Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Stockholder Support Agreement between Callodine MidCo, Inc. and Manning & Napier, Inc. Stockholder
Voting Agreements
Manning & Napier, Inc.
Capital Markets
DE
2022
Nomination Agreement between Ares Management Corporation and Ares Partners Holdco LLC dated February 23, 2022
Voting Agreements
Ares Management Corp
Capital Markets
NY
2022
Voting Agreement among ENDI Corp., Cohanzick Management, LLC, and Voting Party (2021)
Voting Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
DE
2022
Voting and Support Agreement among Enterprise Diversified, Inc. and Shareholders (Merger with ENDI Corp.)
Voting Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
DE
2021
Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Shareholder (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Certain Shareholders (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Support Agreement among Bakkt Holdings, LLC, VPC Impact Acquisition Holdings, and Bakkt Opco Members (January 11, 2021)
Voting Agreements
VPC Impact Acquisition Holdings
Capital Markets
2021
Voting Agreement between Bakkt Holdings, Inc. and Intercontinental Exchange Holdings, Inc.
Voting Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2021
Voting Agreement among Baiju Bhatt, Vladimir Tenev, Founder Affiliates, and Robinhood Markets, Inc. (July 26, 2021)
Voting Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2021
Voting Agreement among Baiju Bhatt, Vladimir Tenev, Founder Affiliates, and Robinhood Markets, Inc.
Voting Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2021
Governance Term Sheet among Leon Black, Marc Rowan, Joshua Harris, and Apollo Global Management, Inc. (March 8, 2021)
Voting Agreements
Apollo Global Management LLC
Capital Markets
2021
Voting and Support Agreement between Portman Ridge Finance Corporation and JMP Securities LLC (December 23, 2020)
Voting Agreements
KCAP Financial, Inc.
Capital Markets
DE
2020
Voting and Support Agreement between Portman Ridge Finance Corporation and Certain Stockholders of Harvest Capital Credit Corporation
Voting Agreements
KCAP Financial, Inc.
Capital Markets
DE
2020
Voting Agreement between Franklin Resources, Inc. and Certain Stockholders of Legg Mason, Inc. (February 17, 2020)
Voting Agreements
Franklin Resources
Capital Markets
DE
2020
Voting and Support Agreement between The Charles Schwab Corporation and Certain Stockholders of TD Ameritrade Holding Corporation
Voting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Voting and Support Agreement between The Charles Schwab Corporation and The Toronto-Dominion Bank (November 24, 2019)
Voting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Voting and Support Agreement among TD Ameritrade Holding Corporation and Certain Stockholders, Dated November 24, 2019
Voting Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2019
Voting and Support Agreement between BC Partners Advisors L.P. and KCAP Financial Inc. Stockholder (December 14, 2018)
Voting Agreements
KCAP Financial, Inc.
Capital Markets
DE
2018
Nomination Agreement between Focus Financial Partners Inc. and Principal Stockholders (July 30, 2018)
Voting Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2018
Nomination Agreement between Focus Financial Partners Inc. and Principal Stockholders (2018)
Voting Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2018
Nomination Agreement between Focus Financial Partners Inc. and Principal Stockholders (2018)
Voting Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2018
Voting Agreement among Khandwala Capital Management, Inc., Wright Investors’ Service Holdings, Inc., and Certain Directors
Voting Agreements
Wright Investors Service Holdings, Inc.
Capital Markets
DE
2018
Board Appointment and Voting Agreement between Raging Capital Group and TICC Capital Corp.
Voting Agreements
Oxford Square Capital Corp.
Capital Markets
MD
2015
Director Designation Rights Agreement between GAIN Capital Holdings, Inc. and VantagePoint Venture Partners Funds
Voting Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2015
Voting Agreement among Virtu Financial, Inc., Orchestra Merger Sub, Inc., and Jefferies LLC (April 20, 2017)
Voting Agreements
Virtu Financial, Inc.
Capital Markets
DE
2017
Voting Agreement Among Fortress Biotech, FBIO Acquisition, Stockholder, and Company (April 27, 2016)
Voting Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016
Support and Voting Agreement among Fortress Biotech, FBIO Acquisition, Stockholder, and Company (April 27, 2016)
Voting Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016