Termination Agreements in the Capital Markets Industry

33 Contracts & Agreements
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Company
Industry
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Filed
Termination and Cancellation Agreement between Barings LLC and Barings BDC, Inc. (May 8, 2025)
Termination Agreements
Barings BDC, Inc.
Capital Markets
NY
2025
Termination Agreement among Murray Hill Funding, LLC, UBS AG London Branch, and Related Parties (February 2025)
Termination Agreements
CION Investment Corp
Capital Markets
NY
2025
Termination Agreement Between ETFS Capital Limited and WisdomTree, Inc. (August 5, 2024)
Termination Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2024
Termination Agreement between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited
Termination Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Termination Agreement among Hedge Connection, Inc., Lisa Vioni, RISE Financial Services, LLC, and Siebert Financial Corp. dated October 18, 2022
Termination Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Termination Letter for Transition Services Agreement between Piper Sandler & Co. and Brian R. Sterling
Termination Agreements
Piper Jaffray Companies
Capital Markets
2022
Termination and Amendment Agreement between Janus Henderson Group plc and Dai-ichi Life Holdings, Inc.
Termination Agreements
Janus Henderson Group plc
Capital Markets
2021
Termination Agreement between National Holdings Corporation and B. Riley Financial, Inc.
Termination Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2021
Cancellation Agreement between Rand Capital Corporation and Daniel P. Penberthy
Termination Agreements
RAND CAPITAL CORP
Capital Markets
NY
2019
Cancellation Agreement between Rand Capital Corporation and Allen F. Grum
Termination Agreements
RAND CAPITAL CORP
Capital Markets
NY
2019
Termination Agreement among Victory Capital Holdings, Inc., Harvest Volatility Management, LLC, and Members’ Representative (April 22, 2019)
Termination Agreements
Victory Capital Holdings, Inc.
Capital Markets
NY
2019
Notice of Termination of Credit Agreement between Ladenburg Thalmann Financial Services Inc. and Frost Gamma Investments Trust
Termination Agreements
LADENBURG THALMANN FINANCIAL SERVICES INC.
Capital Markets
2018
Termination Agreement between CBOE Global Markets, Inc., CBOE Exchange, Inc., CBOE C2 Exchange, Inc., and Alan J. Dean
Termination Agreements
Cboe Global Markets
Capital Markets
DE
2018
Termination Agreement for Stockholder Director Letter Among The Toronto-Dominion Bank, TD Luxembourg International Holdings S.à r.l., and TD Ameritrade Holding Corporation
Termination Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2017
Mutual Termination and Release Agreement for Asset Purchase Agreement between National Holdings Corporation and Williams Financial Group Entities
Termination Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2017
Termination Agreement to Share Purchase Agreement between IFMI, LLC and C&Co Europe Acquisition LLC (March 2017)
Termination Agreements
Cohen & Co Inc.
Capital Markets
2017
Credit Facility Termination Agreement among Golub Capital BDC Revolver Funding LLC, Golub Capital BDC, Inc., U.S. Bank, and The PrivateBank and Trust Company
Termination Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
2015
Termination Agreement between Ares Holdings L.P., Ares Investments L.P., and Kayne Anderson Parties (October 27, 2015)
Termination Agreements
Ares Management Corp
Capital Markets
NY
2015
Termination and Release Agreement among Mead Park Capital Partners LLC, Ricciardi Parties, and Institutional Financial Markets, Inc.
Termination Agreements
Cohen & Co Inc.
Capital Markets
NY
2015
Mutual Termination Agreement between Yahoo! Inc., Yahoo! EMEA Limited, Infospace LLC, and Blucora, Inc.
Termination Agreements
Blucora, Inc.
Capital Markets
CA
2015
Termination Acknowledgment Agreement between Citibank, N.A. and Arch Street Funding LLC (August 29, 2012)
Termination Agreements
FS KKR Capital Corp
Capital Markets
2012
Termination and Waiver Agreement between Nikhil Behl and InfoSpace, Inc. dated June 22, 2011
Termination Agreements
Blucora, Inc.
Capital Markets
WA
2011
Notice of Termination of Master Asset Consulting Agreement between Huizhou One Limited and Chinawe Asset Management (PRC) Limited
Termination Agreements
CHINAWE COM INC
Capital Markets
2009
Notice of Termination of Master Asset Consulting Agreement between Huizhou One Limited and Chinawe Asset Management (PRC) Limited
Termination Agreements
CHINAWE COM INC
Capital Markets
2009
Termination Agreement Among Banca Intesa S.p.A., Lazard Group LLC, and Lazard & Co. S.R.L. (March 31, 2006)
Termination Agreements
Lazard Ltd
Capital Markets
NY
2006
Letter Agreement Terminating Amended and Restated Agreement and Plan of Merger between Olympic Cascade Financial Corporation and First Montauk Financial Corp.
Termination Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2005
Termination and Option Agreement between Norwell Land Company and Biopharma Acquisition Company, Inc.
Termination Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
NJ
2004
Termination and Replacement Agreement among Waddell & Reed Financial, Inc., Lenders, and JPMorgan Chase Bank (October 10, 2003)
Termination Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2004
Agreement to Terminate Time-Sharing Agreement between Kennedy Aviation, LLC and Openwave Systems Inc.
Termination Agreements
Great Elm Capital Group, Inc.
Capital Markets
2003
Agreement to Terminate Time-Sharing Agreement between DList, LLC and Openwave Systems Inc.
Termination Agreements
Great Elm Capital Group, Inc.
Capital Markets
2003
Master Termination and Release of Certain Operative Documents among GSJC 30 Hudson Urban Renewal L.L.C., GSJC 50 Hudson Urban Renewal L.L.C., The Goldman Sachs Group, Inc., and...
Termination Agreements
Goldman Sachs
Capital Markets
2002
Termination Agreement and General Release between SoundView Technology Group, Inc. and E*TRADE Group Inc.
Termination Agreements
E*Trade
Capital Markets
NY
2001
Termination Agreement between Morningstar, Inc. and Shareholders (Mansueto, Sturm, Armour)
Termination Agreements
Morningstar, Inc.
Capital Markets
2006