Settlement Agreements in the Capital Markets Industry

35 Contracts & Agreements
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Filed
Settlement Term Sheet, dated April 15, 2019
Settlement Agreements
Medley Capital Corp
Capital Markets
2019
Order Approving Settlement Agreement
Settlement Agreements
BLACKSTAR ENTERPRISE GROUP, INC.
2024
Settlement Agreement
Settlement Agreements
BLACKSTAR ENTERPRISE GROUP, INC.
2024
Founder Net Settlement Agreement, dated as of December 31 2021, among David Bonderman, James G. Coulter, TPG Europe, LLC, TPG Europe II, LLC, BondCo, Inc., CoulCo, Inc., TPG...
Settlement Agreements
TPG Partners, LLC
Capital Markets
DE
2022
Form of Founder Net Settlement Agreement
Settlement Agreements
TPG Partners, LLC
Capital Markets
DE
2021
Settlement Agreement, dated May 27, 2020
Settlement Agreements
MVC CAPITAL, INC.
Capital Markets
DE
2020
Settlement Agreement
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Stipulation of Settlement, dated July 29, 2019
Settlement Agreements
Medley Capital Corp
Capital Markets
DE
2019
Settlement Term Sheet, dated April 15, 2019
Settlement Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
2019
Settlement Agreement, dated as of December 21, 2018, by and among Zentralstelle fr private berspielungsrechte (ZP) Gesellschaft des brgerlichen Rechts, and its members; and TME...
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2018
Settlement agreement between Janus Henderson Group plc and Andrew Formica, effective from July 31, 2018, is attached to this Quarterly Report on Form 10-Q as exhibit 10.34
Settlement Agreements
Janus Henderson Group plc
Capital Markets
2018
Settlement Agreement and Mutual Release, dated as of August 10, 2018 among NXSN Acquisition Corp., Nexsan Technologies Incorporated and Humilis Holdings Private Equity LP
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2018
Settlement Agreement, dated as of September 28, 2017, by and among the Company, IOENGINE, LLC and Scott McNulty
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2017
Settlement Agreement, dated as of September 15, 2017, by and among the Company, CMC Magnetics Corporation, Imation Corporation Japan and Imation Europe B.V
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2017
SETTLEMENT AGREEMENT AND RELEASE
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
FL
2017
SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS
Settlement Agreements
BlackRock Capital Investment Corp
Capital Markets
2017
SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS
Settlement Agreements
BlackRock Capital Investment Corp
Capital Markets
2017
SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS
Settlement Agreements
BlackRock Capital Investment Corp
Capital Markets
2017
SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS
Settlement Agreements
BlackRock Capital Investment Corp
Capital Markets
2017
SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS
Settlement Agreements
BlackRock Capital Investment Corp
Capital Markets
2017
SETTLEMENT AGREEMENT I. Parties
Settlement Agreements
Moody's Corp
Capital Markets
2017
SETTLEMENT AGREEMENT AND GENERAL RELEASE
Settlement Agreements
Investment Technology Group, Inc.
Capital Markets
NY
2016
AMENDMENT NO. 1 TO PURCHASE AND SETTLEMENT AGREEMENT
Settlement Agreements
Oaktree Specialty Lending Corp
Capital Markets
2016
PURCHASEAND SETTLEMENT AGREEMENT
Settlement Agreements
Oaktree Specialty Lending Corp
Capital Markets
DE
2016
EARLY SETTLEMENT AGREEMENT
Settlement Agreements
LPL Financial Holdings Inc.
Capital Markets
2015
Settlement Agreement
Settlement Agreements
S&P Global, Inc.
Capital Markets
2015
SETTLEMENT AGREEMENT
Settlement Agreements
Morningstar, Inc.
Capital Markets
IL
2014
SETTLEMENT AGREEMENT AND RELEASE
Settlement Agreements
Wright Investors Service Holdings, Inc.
Capital Markets
SC
2013
FORBEARANCEAND SETTLEMENT AGREEMENT
Settlement Agreements
KCAP Financial, Inc.
Capital Markets
NY
2010
SETTLEMENT AGREEMENT AND MUTUAL RELEASE
Settlement Agreements
Wright Investors Service Holdings, Inc.
Capital Markets
DE
2010
SETTLEMENT AGREEMENT AND RELEASE
Settlement Agreements
Apollo Global Management LLC
Capital Markets
DE
2009
EX-10.1: SETTLEMENT AND COMPROMISE AGREEMENT
Settlement Agreements
MarketAxess Holdings Inc
2006
MUTUAL RELEASE AND SETTLEMENT AGREEMENT PARTIES
Settlement Agreements
Blucora, Inc.
2005
Settlement Agreement dated as of December 10, 2003, between E*TRADE Financial Corporation and its subsidiaries and affiliates and Christos M. Cotsakos
Settlement Agreements
E*Trade
2004
SETTLEMENT AGREEMENT AND MUTUAL RELEASE
Settlement Agreements
ENTERPRISE DIVERSIFIED, INC.
2004