Services Agreements in the Capital Markets Industry

149 Contracts & Agreements
Browse by Company
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Services Agreement, dated August 9, 2022, by and between PhenixFIN Corp. and SS&C Technologies, Inc
Services Agreements
Medley Capital Corp
Capital Markets
CA
2022
Joinder Agreement, dated September 19, 2024, by and between TrinCap Funding, LLC, as Borrower, Trinity Capital Inc., as Servicer, KeyBank National Association, as the...
Services Agreements
Trinity Capital Inc.
2024
Fourth Amendment, dated as of June 7, 2024, to the Clearing Services Agreement, dated May 9, 2006, between Cantor Fitzgerald & Co. and BGC Financial, Inc
Services Agreements
BGC Partners, Inc.
2024
Amendment No. 9, dated as of January 22, 2021, and Amendment No. 10, dated as of March 25, 2021, to the Subcustodial and Services Agreement by and between Fidelity Brokerage...
Services Agreements
AssetMark Financial Holdings, Inc.
2024
Second Amendment, dated September 5, 2017, to the Master Services Agreement
Services Agreements
AssetMark Financial Holdings, Inc.
2024
First Amendment to Beta Services Agreement, dated July 20, 2022, by and between Beta Plus Technologies, Inc. and AssetMark Financial Holdings, Inc
Services Agreements
AssetMark Financial Holdings, Inc.
2024
Form of Restricted Holdings Unit Agreement of KKR & Co. Inc. (Executive Officers) (Service Condition)
Services Agreements
KKR & Co. Inc.
2024
Amendment No. 4 to Sale and Servicing Agreement, dated as of May 24, 2023, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, the originator and...
Services Agreements
Horizon Technology Finance Corp
2023
Contract Services Agreement, dated February 1, 2023, between Morningstar, Inc. and Bevin Desmond
Services Agreements
Morningstar, Inc.
Capital Markets
IL
2023
Sale and Servicing Agreement, dated as of November 9, 2022, by and among the Company, as the seller and as the servicer, Horizon Funding Trust 2022-1, as the issuer, Horizon...
Services Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Amendment No. 4 to Digital Currency Trading, Clearing, and Warehouse Services Agreement, dated as of July 21, 2022, by and among ICE Futures U.S., Inc., ICE Clear US, Inc. and...
Services Agreements
VPC Impact Acquisition Holdings
Capital Markets
2022
Amendment to Incedo Master Services Agreement
Services Agreements
AssetMark Financial Holdings, Inc.
Capital Markets
2022
Service Agreement between Henderson Administrative Limited and Georgina Fogo, effective from March 15, 2018
Services Agreements
Janus Henderson Group plc
Capital Markets
2022
Administrative Services Agreement, dated as of December 31, 2021, between TPG Global, LLC and Tarrant Remain Co GP, LLC
Services Agreements
TPG Partners, LLC
Capital Markets
DE
2022
Amendment No. 3 to Sale and Servicing Agreement, dated as of February 25, 2022, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator...
Services Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Form of Services Agreement by and between CBA and the CBA Member
Services Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
NY
2022
Third Amended and Restated Intercompany Services Agreement, dated April 1, 2019 by and between ICE and Bakkt, LLC
Services Agreements
VPC Impact Acquisition Holdings
Capital Markets
NY
2021
Digital Currency Trading, Clearing and Warehouse Services Agreement, dated August 29, 2019, by and among ICE Futures U.S., Inc., ICE Clear US, Inc. and Bakkt Trust Company LLC,...
Services Agreements
VPC Impact Acquisition Holdings
Capital Markets
NY
2021
Beta Services Master Subscription Agreement by and between Refinitiv US LLC and AssetMark Financial Holdings, Inc., dated May 21, 2020
Services Agreements
AssetMark Financial Holdings, Inc.
Capital Markets
CA
2021
First Amendment to Business Combination Agreement, dated as of May 21, 2021, by and among Ascendant Digital Acquisition Corp., Beacon Street Group, LLC and Shareholder...
Services Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
2021
BETA Services First Amended and Restated Master Subscription Agreement, dated as of January 29, 2021, between LPL Financial LLC and Refinitiv US LLC
Services Agreements
LPL Financial Holdings Inc.
Capital Markets
CA
2021
Form of Restricted Holdings Unit Agreement of KKR & Co. Inc. (Executive Officers) (Service Vesting)
Services Agreements
KKR & Co. Inc.
Capital Markets
NY
2021
Administration Servicing Agreement, dated November 19, 2020, by and between Medley Capital Corporation and U.S. Bancorp Fund Services, LLC
Services Agreements
Medley Capital Corp
Capital Markets
2020
Fund Accounting Servicing Agreement, dated November 19, 2020, by and between Medley Capital Corporation and U.S. Bancorp Fund Services, LLC
Services Agreements
Medley Capital Corp
Capital Markets
2020
Amendment, dated November 5, 2020, to the Consultancy Agreement, dated February 24, 2017, between Sean A. Windeatt and BGC Services (Holdings) LLP
Services Agreements
BGC Partners, Inc.
Capital Markets
2020
Investment Advisory and Administrative Services Agreement dated October 30, 2020 by and between MSC Income Fund, Inc. and MSC Adviser I, LLC
Services Agreements
Main Street Capital CORP
Capital Markets
TX
2020
Administrative Services Agreement between the Company and the Sponsor
Services Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
2020
Administrative Services Agreement, dated September 24, 2020, between the Company and FinTech Masala, LLC
Services Agreements
FinTech Acquisition Corp. IV
Capital Markets
2020
Administrative Services Agreement, dated September 22, 2020, by and between the Company and VPC Impact Acquisition Holdings Sponsor, LLC
Services Agreements
VPC Impact Acquisition Holdings
Capital Markets
2020
Form of Administrative Services Agreement between the Registrant and VPC Impact Acquisition Holdings Sponsor, LLC
Services Agreements
VPC Impact Acquisition Holdings
Capital Markets
2020
Form of Administrative Services Agreement
Services Agreements
FinTech Acquisition Corp. IV
Capital Markets
2020
Third Amendment , dated June 16, 2020, to the Clearing Services Agreement, dated May 9, 2006, between Cantor Fitzgerald & Co. and BGC Financial, Inc
Services Agreements
BGC Partners, Inc.
Capital Markets
2020
Second Amendment, dated August 16, 2010, to the Clearing Services Agreement, dated May 9, 2006, between Cantor Fitzgerald & Co. and BGC Financial, Inc
Services Agreements
BGC Partners, Inc.
Capital Markets
2020
Administrative Services Agreement, dated July 23, 2020, by and between the Company and Ascendant Sponsor LP
Services Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
2020
Form of Administrative Services Agreement between the Registrant and Ascendant Sponsor LP
Services Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
2020
Amendment No. 2 to Sale and Servicing Agreement, dated as of June 5, 2020, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator and...
Services Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Amendment No. 1 to Sale and Servicing Agreement, dated as of June 19, 2019, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator and...
Services Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Sale and Servicing Agreement, dated as of June 1, 2018, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator and seller, Horizon...
Services Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2020
Sale and Servicing Agreement, dated as of February 20, 2020, by and among Hercules Funding IV LLC, as borrower, Hercules Capital, Inc., as originator and servicer, and MUFG Union...
Services Agreements
Hercules Capital, Inc.
Capital Markets
NY
2020
Professional Services Agreement between the Company and David Abner, effective August 1, 2019
Services Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2019