Capital Markets (16) | Sales Agreements (16)

Browse by Company

B. Riley Financial, Inc. (1 contract)
BGC Partners, Inc. (1)
GLADSTONE CAPITAL CORP (2)
GLADSTONE INVESTMENT CORPORATION (4)
GSV Capital Corp. (2)
Hercules Capital, Inc. (1)
Horizon Technology Finance Corp (1)
PennantPark Floating Rate Capital Ltd. (2)
TriplePoint Venture Growth BDC Corp. (1)
WhiteHorse Finance, Inc. (1)

Recent Contracts

Sales Agreement, dated as of September 30, 2022, by and among the Company, TriplePoint Advisers LLC, TriplePoint Administrator LLC and the Sales Agent (TriplePoint Venture Growth BDC Corp., Filed With SEC on September 30, 2022)
Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC (GLADSTONE INVESTMENT CORPORATION, Filed With SEC on August 16, 2022)
Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc (GLADSTONE INVESTMENT CORPORATION, Filed With SEC on August 16, 2022)
Controlled Equity Offeringsm Sales Agreement, dated August 12, 2022, between BGC Partners, Inc. and Cantor Fitzgerald & Co (BGC Partners, Inc., Filed With SEC on August 12, 2022)
Amendment No. 1 to Equity Distribution Agreement, dated as of August 5, 2022, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone... (GLADSTONE CAPITAL CORP, Filed With SEC on August 5, 2022)
Equity Distribution Agreement, dated as of August 20, 2021, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment... (PennantPark Floating Rate Capital Ltd., Filed With SEC on August 20, 2021)
Equity Distribution Agreement, dated as of August 20, 2021, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment... (PennantPark Floating Rate Capital Ltd., Filed With SEC on August 20, 2021)
Second Amended and Restated Sales and Servicing Agreement (Horizon Technology Finance Corp, Filed With SEC on June 23, 2021)
Equity Distribution Agreement, dated as of May 10, 2021, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Jefferies... (GLADSTONE CAPITAL CORP, Filed With SEC on May 10, 2021)
Equity Distribution Agreement, dated as of March 15, 2021, by and among WhiteHorse Finance, Inc., Raymond James & Associates, Inc., as the sales agent, H.I.G. WhiteHorse Advisers,... (WhiteHorse Finance, Inc., Filed With SEC on March 16, 2021)