Sales Agreements in the Capital Markets Industry

48 Contracts & Agreements
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Form of Equity Distribution Agreement, dated as of February 28, 2025, by and among Sixth Street Specialty Lending, Inc., Sixth Street Specialty Lending Advisers, LLC and the sales...
Sales Agreements
TPG Specialty Lending, Inc.
Capital Markets
2025
Amendment No. 2 to the At-the-Market Sales Agreement, dated as of November 8, 2024, by and among SuRo Capital Corp., BTIG, LLC, Citizens JMP Securities, LLC, Ladenburg Thalmann &...
Sales Agreements
GSV Capital Corp.
Capital Markets
2024
Amended and Restated Equity Distribution Agreement, dated as of August 16, 2024, by and among Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Funds, LLC, Lucid...
Sales Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2024
Equity Distribution Agreement, dated as of August 16, 2024, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and...
Sales Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2024
Form of Equity Distribution Agreement, dated as of August 13, 2024, by and among MidCap Financial Investment Corporation, Apollo Investment Management, L.P., Apollo Investment...
Sales Agreements
APOLLO INVESTMENT CORP
Capital Markets
DE
2024
Equity Distribution Agreement, dated as of July 17, 2024, by and among PennantPark Floating Rate Capital Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of July 17, 2024, by and among PennantPark Floating Rate Capital Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of July 17, 2024, by and among PennantPark Floating Rate Capital Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of June 4, 2024 by and among PennantPark Investment Corporation, PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PENNANTPARK INVESTMENT CORP
Capital Markets
NY
2024
Equity Distribution Agreement, dated as of June 4, 2024, by and among PennantPark Investment Corporation, PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PENNANTPARK INVESTMENT CORP
Capital Markets
NY
2024
Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities, Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Sales Agreement, dated as of May 2, 2024, by and among the Company, TriplePoint Advisers LLC, TriplePoint Administrator LLC and the Sales Agent
Sales Agreements
TriplePoint Venture Growth BDC Corp.
Capital Markets
NY
2024
ATM Equity Offering Sales Agreement, dated April 22, 2024, between the Company and BofA Securities, Inc
Sales Agreements
COHEN & STEERS INC
Capital Markets
NY
2024
Amendment No. 1 to the Equity Distribution Agreement, dated as of August 22, 2023, by and among Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Funds, LLC and...
Sales Agreements
Oxford Square Capital Corp.
Capital Markets
2023
Equity Distribution Agreement, dated as of August 11, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of August 11, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of August 11, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
First Amendment to Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
First Amendment to Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2023
Amended and Restated Equity Distribution Agreement, dated as of July 28, 2023, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone...
Sales Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of March 31, 2023, by and among WhiteHorse Finance, Inc., B. Riley Securities, Inc., as the sales agent, H.I.G. WhiteHorse Advisers, LLC,...
Sales Agreements
WhiteHorse Finance, Inc.
Capital Markets
DE
2023
Equity Distribution Agreement, dated as of March 31, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of March 31, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement, dated as of March 31, 2023, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Sales Agreement, dated as of September 30, 2022, by and among the Company, TriplePoint Advisers LLC, TriplePoint Administrator LLC and the Sales Agent
Sales Agreements
TriplePoint Venture Growth BDC Corp.
Capital Markets
NY
2022
Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Controlled Equity Offeringsm Sales Agreement, dated August 12, 2022, between BGC Partners, Inc. and Cantor Fitzgerald & Co
Sales Agreements
BGC Partners, Inc.
Capital Markets
NY
2022
Amendment No. 1 to Equity Distribution Agreement, dated as of August 5, 2022, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone...
Sales Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2022
Equity Distribution Agreement, dated as of August 20, 2021, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Equity Distribution Agreement, dated as of August 20, 2021, by and among PennantPark Floating Rate Capital, Ltd., PennantPark Investment Advisers, LLC, PennantPark Investment...
Sales Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Second Amended and Restated Sales and Servicing Agreement
Sales Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2021
Equity Distribution Agreement, dated as of May 10, 2021, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Jefferies...
Sales Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Equity Distribution Agreement, dated as of March 15, 2021, by and among WhiteHorse Finance, Inc., Raymond James & Associates, Inc., as the sales agent, H.I.G. WhiteHorse Advisers,...
Sales Agreements
WhiteHorse Finance, Inc.
Capital Markets
DE
2021
Amendment No. 1 to the At-the-Market Sales Agreement, dated as of September 23, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co.,...
Sales Agreements
GSV Capital Corp.
Capital Markets
2020
At-the-Market Sales Agreement, dated as of July 29, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co., Inc
Sales Agreements
GSV Capital Corp.
Capital Markets
NY
2020
Equity Distribution Agreement, dated July 2, 2020, between the Company and the Sales Agent
Sales Agreements
Hercules Capital, Inc.
Capital Markets
MD
2020