Operating Agreements in the Capital Markets Industry

38 Contracts & Agreements

Browse by Company

Ascendant Digital Acquisition Corp. (1 contract)
B. Riley Financial, Inc. (2)
Bridge Investment Group Holdings Inc. (1)
CAPITAL SOUTHWEST CORP (1)
E*Trade (1)
Focus Financial Partners Inc. (3)
Great Elm Capital Group, Inc. (1)
Interactive Brokers (2)
Lazard Ltd (5)
Manning & Napier, Inc. (4)
Moelis & Co (2)
Och-Ziff Capital Management Group LLC (2)
Owl Rock Capital Corp (1)
Pzena Investment Management, Inc. (2)
TPG Partners, LLC (8)
Virtu Financial, Inc. (2)

Recent Contracts

Amendment No. 1 to the Transaction Agreement, dated October 3, 2023, among TPG Operating Group II, L.P., AG GP, LLC and API Representative, LLC (TPG Partners, LLC, Filed With SEC on November 2, 2023)
Third Amended and Restated Operating Agreement of Lazard Group LLC, dated as of March 31, 2023 (Lazard Ltd, Filed With SEC on May 2, 2023)
Amended and Restated Tax Receivable Agreement, effective January 1, 2022 by and among the Registrant, the Operating Company and each of the Members from time to time party thereto (Bridge Investment Group Holdings Inc., Filed With SEC on May 10, 2022)
Tax Receivable Agreement, dated as of January 12, 2022, among TPG Inc., TPG OpCo Holdings, L.P., TPG Operating Group I, L.P., TPG Operating Group II, L.P., TPG Operating Group... (TPG Partners, LLC, Filed With SEC on March 29, 2022)
Sixth Amended and Restated Limited Partnership Agreement of TPG Operating Group III, L.P., dated as of January 12, 2022, among TPG Holdings III-A, L.P. and the limited partners of... (TPG Partners, LLC, Filed With SEC on March 29, 2022)
Sixth Amended and Restated Limited Partnership Agreement of TPG Operating Group II, L.P., dated as of January 12, 2022, among TPG Holdings II-A, LLC and the limited partners of... (TPG Partners, LLC, Filed With SEC on March 29, 2022)
Sixth Amended and Restated Limited Partnership Agreement of TPG Operating Group I, L.P., dated as of January 12, 2022, among TPG Holdings I-A, LLC and the limited partners of TPG... (TPG Partners, LLC, Filed With SEC on March 29, 2022)
Form of Limited Partnership Agreement of TPG Operating Group III, L.P (TPG Partners, LLC, Filed With SEC on December 16, 2021)
Form of Limited Partnership Agreement of TPG Operating Group II, L.P (TPG Partners, LLC, Filed With SEC on December 16, 2021)
Form of Limited Partnership Agreement of TPG Operating Group I, L.P (TPG Partners, LLC, Filed With SEC on December 16, 2021)
Third A&R Operating Agreement dated July 21, 2021, by an (Ascendant Digital Acquisition Corp., Filed With SEC on July 28, 2021)
Second Amended and Restated Limited Liability Company Operating Agreement of I-45 SLF LLC (CAPITAL SOUTHWEST CORP, Filed With SEC on March 12, 2021)
Second Amendment to Amended and Restated Operating Agreement of Manning & Napier Capital Company, L.L.C. dated as of March 3, 2020 by and among the members of Manning & Napier... (Manning & Napier, Inc., Filed With SEC on May 15, 2020)
Letter Agreement, dated as of August 15, 2019, between Virtu Financial Operating LLC and Hyungtaek (Henry) Kim (Virtu Financial, Inc., Filed With SEC on November 8, 2019)
Letter agreements dated April 17, 2019, July 3, 2019 and September 3, 2019 between Virtu Financial Operating LLC and Brett Fairclough (Virtu Financial, Inc., Filed With SEC on November 8, 2019)
Cost Sharing and Operating Agreement, dated July 12, 2019, between Kenneth Moelis and Moelis & Company Group LP (Moelis & Co, Filed With SEC on July 31, 2019)
Amendment No. 1 to the Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (Focus Financial Partners Inc., Filed With SEC on May 9, 2019)
First Amendment to Amended and Restated Limited Liability Operating Company Agreement, dated as of February 27, 2019, between the Company and Regents of the University of... (Owl Rock Capital Corp, Filed With SEC on February 27, 2019)
Third Amended and Restated Operating Agreement of Och-Ziff Holding LLC, dated May 3, 2018 (Och-Ziff Capital Management Group LLC, Filed With SEC on August 2, 2018)
Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (Focus Financial Partners Inc., Filed With SEC on July 31, 2018)
Form of Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (Focus Financial Partners Inc., Filed With SEC on June 29, 2018)
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED OPERATING AGREEMENT OF LAZARD GROUP LLC (Lazard Ltd, Filed With SEC on October 28, 2016)
AMENDED AND RESTATED OPERATINGAGREEMENT OF LAZARD GROUPLLC Dated as of October 26, 2015 TABLE OF CONTENTS (Lazard Ltd, Filed With SEC on October 28, 2015)
AMENDMENT TO AMENDED AND RESTATED OPERATING AGREEMENT OF MANNING & NAPIER CAPITAL COMPANY, L.L.C. (A New York Limited Liability Company) (Manning & Napier, Inc., Filed With SEC on March 16, 2015)
COST SHARING AND OPERATING AGREEMENT (Moelis & Co, Filed With SEC on November 7, 2014)
AMENDED AND RESTATED OPERATING AGREEMENT OF UNWIRED PLANET, LLC (Great Elm Capital Group, Inc., Filed With SEC on January 10, 2013)
AMENDED AND RESTATED OPERATING AGREEMENT Amended and restated as of November 23, 2011 Manning & Napier Capital Company, L.L.C. TABLE OF CONTENTS (Manning & Napier, Inc., Filed With SEC on March 28, 2012)
PZENA INVESTMENTMANAGEMENT, LLC AMENDMENT TO AMENDED AND RESTATED OPERATINGAGREEMENT AS OF March 5, 2012 (Pzena Investment Management, Inc., Filed With SEC on March 14, 2012)
AMENDED AND RESTATED OPERATING AGREEMENT Amended and restated as of , 2011 Manning & Napier Capital Company, L.L.C. TABLE OF CONTENTS (Manning & Napier, Inc., Filed With SEC on November 7, 2011)
AMENDMENT NO. 3 TO THE OPERATING AGREEMENT OF LAZARD GROUP LLC (Lazard Ltd, Filed With SEC on April 30, 2010)
OPERATING AGREEMENT FOR GREAT AMERICAN GROUP MACHINERY & EQUIPMENT, LLC (B. Riley Financial, Inc., Filed With SEC on August 31, 2009)
SIXTH AMENDED AND RESTATED OPERATING AGREEMENT FOR (B. Riley Financial, Inc., Filed With SEC on August 31, 2009)
EX-10.1: AMENDED AND RESTATED OPERATING AGREEMENT (Pzena Investment Management, Inc., Filed With SEC on December 5, 2007)
FORM OF SECOND AMENDED AND RESTATED OPERATING AGREEMENT (Och-Ziff Capital Management Group LLC, Filed With SEC on November 8, 2007)
AMENDEDAND RESTATED OPERATINGAGREEMENT OF IBG LLC Dated asof May 3, 2007 (Interactive Brokers, Filed With SEC on June 15, 2007)
AMENDEDAND RESTATED OPERATING AGREEMENT OF IBG LLC Dated asof ,2007 (Interactive Brokers, Filed With SEC on February 12, 2007)
OPERATING AGREEMENT OF (Lazard Ltd, Filed With SEC on June 16, 2005)
E*Trade Ventures II, LLC A Delaware Limited Liability Company LIMITED LIABILITY COMPANY OPERATING AGREEMENT June 16, 2000 TABLE OF CONTENTS (E*Trade, Filed With SEC on November 9, 2000)