Operating Agreements in the Capital Markets Industry

39 Contracts & Agreements
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Third Amended and Restated Operating Agreement of Lazard Group LLC (March 31, 2023)
Operating Agreements
Lazard Ltd
Capital Markets
DE
2023
Amended and Restated Tax Receivable Agreement among Bridge Investment Group Holdings Inc., Bridge Investment Group Holdings LLC, and Members (Effective January 1, 2022)
Operating Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
DE
2022
Tax Receivable Agreement among TPG Inc., TPG OpCo Holdings, TPG Operating Group I, II, III, and Certain Holders (January 12, 2022)
Operating Agreements
TPG Partners, LLC
Capital Markets
DE
2022
Second Amendment to Amended and Restated Operating Agreement of Manning & Napier Capital Company, L.L.C.
Operating Agreements
Manning & Napier, Inc.
Capital Markets
2020
Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2020
Pzena Investment Management, LLC Class B-1 Member Exchange Rights Agreement (Exhibit D to Operating Agreement)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2020
Pzena Investment Management, LLC Exchange Rights Agreement for Class B Members (2019)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2020
Second Amended and Restated By-Laws of Sculptor Capital Holding Corporation
Operating Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2019
Cost Sharing and Operating Agreement between Kenneth D. Moelis and Moelis & Company Group LP (Aircraft Use)
Operating Agreements
Moelis & Co
Capital Markets
CA
2019
Amendment No. 1 to the Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC
Operating Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2019
Third Amended and Restated Operating Agreement of Och-Ziff Holding LLC
Operating Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2018
Amended and Restated By-Laws of Och-Ziff Holding Corporation (Effective May 3, 2018)
Operating Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2018
Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (July 30, 2018)
Operating Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2018
Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (2018)
Operating Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2018
Amendment No. 1 to the Amended and Restated Operating Agreement of Lazard Group LLC
Operating Agreements
Lazard Ltd
Capital Markets
DE
2016
Amended and Restated Operating Agreement of Lazard Group LLC (October 26, 2015)
Operating Agreements
Lazard Ltd
Capital Markets
DE
2015
First Amendment to Amended and Restated Operating Agreement of Manning & Napier Capital Company, L.L.C.
Operating Agreements
Manning & Napier, Inc.
Capital Markets
2015
Amendment No. 3 to Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
Cost Sharing and Operating Agreement among Kenneth D. Moelis, Moelis & Company Group LP, and Moelis Asset Management LP
Operating Agreements
Moelis & Co
Capital Markets
CA
2014
Amended and Restated Operating Agreement of Unwired Planet, LLC
Operating Agreements
Great Elm Capital Group, Inc.
Capital Markets
NV
2013
Amended and Restated Operating Agreement of Manning & Napier Capital Company, L.L.C.
Operating Agreements
Manning & Napier, Inc.
Capital Markets
NY
2012
Amended and Restated Operating Agreement of Manning & Napier Capital Company, L.L.C.
Operating Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
Amendment to Amended and Restated Operating Agreement of Pzena Investment Management, LLC (March 24, 2010)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
2010
Amendment No. 3 to the Operating Agreement of Lazard Group LLC
Operating Agreements
Lazard Ltd
Capital Markets
DE
2010
Operating Agreement for Great American Group Machinery & Equipment, LLC
Operating Agreements
B. Riley Financial, Inc.
Capital Markets
2009
Sixth Amended and Restated Operating Agreement for Great American Group Advisory & Valuation Services, LLC
Operating Agreements
B. Riley Financial, Inc.
Capital Markets
2009
Amendment No. 2 to the Operating Agreement of Lazard Group LLC
Operating Agreements
Lazard Ltd
Capital Markets
DE
2008
Amended and Restated Limited Liability Company Operating Agreement of AGM Management, LLC, Effective July 10, 2007
Operating Agreements
Apollo Global Management LLC
Capital Markets
DE
2008
Second Amended and Restated Operating Agreement of Och-Ziff Holding LLC
Operating Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2008
Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Second Amended and Restated Operating Agreement of Och-Ziff Holding LLC
Operating Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2007
Pzena Investment Management, LLC Exchange Rights Agreement for Class B Members (Exhibit B to Amended and Restated Operating Agreement)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Amended and Restated Operating Agreement of IBG LLC (May 3, 2007) between IBG Holdings LLC and Interactive Brokers Group, Inc.
Operating Agreements
Interactive Brokers
Capital Markets
DE
2007
Amended and Restated Bylaws of BGC Partners, Inc.
Operating Agreements
BGC Partners, Inc.
Capital Markets
2007
Amended and Restated Operating Agreement of IBG LLC (IBG Holdings LLC and Interactive Brokers Group, Inc.)
Operating Agreements
Interactive Brokers
Capital Markets
DE
2007
Operating Agreement of Lazard Group LLC, Dated May 10, 2005
Operating Agreements
Lazard Ltd
Capital Markets
NY
2005
Fourth Amended and Restated Limited Liability Company Operating Agreement of Lazard Group LLC (2005)
Operating Agreements
Lazard Ltd
Capital Markets
NY
2005
Amended and Restated Operating Agreement of Lazard Strategic Coordination Company LLC, Dated January 1, 2002
Operating Agreements
Lazard Ltd
Capital Markets
DE
2005