Management Agreements in the Capital Markets Industry

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AMENDMENT NO. 1 TO THE MANAGEMENT AGREEMENT
Management Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
2014
Transfer and Contribution Agreement, dated October 25, 2024, between B. Riley Brand Management, LLC and BR Funding Holdings 2024-1, LLC
Management Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2024
First Amendment to Second Consolidated, Amended and Restated Hotel Master Management Agreement by and between Ashford TRS Corporation and Remington Lodging & Hospitality, LLC,...
Management Agreements
Ashford Inc.
Capital Markets
2024
Fourth Amended and Restated Investment Advisory Management Agreement, dated as of May 20, 2024, between the Registrant and PennantPark Investment Advisers, LLC
Management Agreements
PENNANTPARK INVESTMENT CORP
Capital Markets
NY
2024
Contribution Agreement, dated July 8, 2024, by and among Victory Capital Holdings, Inc., Amundi Asset Management S.A.S and Amundi S.A
Management Agreements
Victory Capital Holdings, Inc.
Capital Markets
CA
2024
Opus Management Agreement by and among the Registrant, the General Partner and Opus
Management Agreements
CERES ORION L.P.
Capital Markets
DE
2024
Amendment and Restatement Agreement, dated as of June 18, 2024, among Silvercrest Asset Management Group LLC, Silvercrest Investors LLC, Silvercrest Investors II LLC and...
Management Agreements
Silvercrest Asset Management Group Inc.
Capital Markets
NY
2024
Acknowledgment and Agreement, effective as of March, 1, 2024, between Frederick E. Pollock and Grosvenor Capital Management, L.P
Management Agreements
GCM Grosvenor Inc.
Capital Markets
2024
Amended and Restated Master Project Management Agreement, dated March 12, 2024, by and among Ashford Hospitality Limited Partnership, Ashford TRS Corporation and Premier Project...
Management Agreements
Ashford Inc.
Capital Markets
2024
Second Consolidated, Amended and Restated Hotel Master Management Agreement, dated as
Management Agreements
Ashford Inc.
Capital Markets
2024
Second Amendment to the Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 30, 2023
Management Agreements
BrightSphere Investment Group Inc.
Capital Markets
2024
Master Services Agreement dated February 22, 2024 by and between Moelis & Company Group LP, Moelis Asset Management LP and certain subsidiaries of Moelis Asset Management LP
Management Agreements
Moelis & Co
Capital Markets
NY
2024
Investment Management Agreement
Management Agreements
Blackstone Private Equity Strategies Fund L.P.
Capital Markets
2024
Second Amended and Restated Investment Management Agreement between BlackRock TCP Capital Corp. and Tennenbaum Capital Partners, LLC, dated as of September 6, 2023
Management Agreements
BlackRock TCP Capital Corp.
Capital Markets
DE
2023
Investment Management Agreement, effective as of June 30, 2023, by and between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC
Management Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Dealer Manager Agreement, dated as of May 24, 2023, by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC and Ladenburg Thalmann & Co. Inc
Management Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2023
Letter Agreement, dated as of January 1, 2023, by and between Lazard Asset Management LLC and Ashish Bhutani
Management Agreements
Lazard Ltd
Capital Markets
2023
Guarantor Joinder Agreement, dated as of April 14, 2023, among Apollo Management Holdings, L.P., the Guarantors party thereto from time to time, the Lenders party thereto from...
Management Agreements
Apollo Global Management LLC
Capital Markets
2023
Assignment and Assumption Agreement by and among Orchard First Source Asset Management, LLC, Orchard First Source Asset Management Holdings, LLC and OFS Capital Corporation, dated...
Management Agreements
OFS Capital Corp
Capital Markets
NY
2023
Amendment to the Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 30, 2022
Management Agreements
BrightSphere Investment Group Inc.
Capital Markets
2023
First Amendment to Amended and Restated Portfolio Management Agreement, dated as of August 2, 2022, between BCC Middle Market CLO 2019-1, LTD. (f/k/a BCC Middle Market CLO 2019-1,...
Management Agreements
Bain Capital Specialty Finance, Inc.
Capital Markets
NY
2023
MANAGEMENT AGREEMENT
Management Agreements
Ceres Tactical Commodity L.P.
Capital Markets
DE
2023
MANAGEMENT AGREEMENT
Management Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
DE
2023
Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, by and among the Company, Prospect Capital Management L.P., Prospect Administration LLC,...
Management Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
EMC Management Agreement by and among the Registrant, the General Partner and EMC
Management Agreements
Ceres Tactical Commodity L.P.
Capital Markets
DE
2022
Services Agreement dated August 11, 2022 by and between the CrossingBridge Advisors, LLC and Cohanzick Management, LLC
Management Agreements
ENDI Corp.
Capital Markets
NY
2022
Stockholder Agreement dated August 11, 2022 by and between the Company and Cohanzick Management, LLC
Management Agreements
ENDI Corp.
Capital Markets
DE
2022
Voting Agreement dated August 11, 2022 by and among the Company, Cohanzick Management, LLC, Steven Kiel and Arquitos Capital Offshore Master, Ltd
Management Agreements
ENDI Corp.
Capital Markets
DE
2022
Program Management Agreement dated May 2, 2022 by and between Arch Specialty Insurance Company and Lenders Protection, LLC
Management Agreements
Nebula Parent Corp.
Capital Markets
TX
2022
Voting Agreement, dated as of July 26, 2022, by and among Pzena Investment Management, Inc. and each of the persons set forth on the signature pages thereto
Management Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Stockholders Agreement, dated as of January 1, 2022, among Apollo Global Management, Inc., Leon D. Black, Marc J. Rowan, Joshua J. Harris and the other persons party thereto
Management Agreements
Tango Holdings, Inc.
Capital Markets
DE
2022
Fourth Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 12, 2022
Management Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2022
Nomination Agreement, dated February 23, 2022, by and between Ares Management Corporation and Ares Partners Holdco LLC
Management Agreements
Ares Management Corp
Capital Markets
NY
2022
Master Services Agreement, dated February 23, 2022 by and between Moelis & Company Group LP, Moelis Asset Management LP and certain subsidiaries of Moelis Asset Management LP
Management Agreements
Moelis & Co
Capital Markets
NY
2022
Amended and Restated Dealer Manager Agreement, dated February 18, 2022, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and...
Management Agreements
PROSPECT CAPITAL CORP
Capital Markets
IL
2022
Form of Stockholder Agreement by and between New Parent and Cohanzick Management, LLC
Management Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
DE
2022
Amendment to the Management Agreement by and among the Registrant, the General Partner, ISAM (USA) LLC, ISAM Funds (UK) Limited and ISAM Systematic Management
Management Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
2022
Amendment No. 1 to the Investment Advisory and Management Agreement by and between New Mountain Finance Corporation and New Mountain Finance Advisers BDC, L.L.C
Management Agreements
New Mountain Finance Corp
Capital Markets
2021
Administrative Support Agreement, dated October 20, 2021, by and between the Company and NewHold Enterprises (Management) LLC
Management Agreements
NewHold Investment Corp. II
Capital Markets
2021
Second Amended and Restated Investment Advisory Agreement, dated as of October 5, 2021, by and between CON Investment Corporation and CION Investment Management, LLC
Management Agreements
CION Investment Corp
Capital Markets
DE
2021
Form of Administrative Support Agreement by and between the Registrant and NewHold Enterprises (Management) LLC
Management Agreements
NewHold Investment Corp. II
Capital Markets
2021