Management Agreements in the Capital Markets Industry

374 Contracts & Agreements

Browse by Company

ALLIANCEBERNSTEIN HOLDING L.P. (18 contracts)
Apollo Global Management LLC (6)
APOLLO INVESTMENT CORP (4)
ARES CAPITAL CORP (3)
Ares Management Corp (4)
Artisan Partners Asset Management Inc. (1)
Ashford Inc. (10)
Associated Capital Group, Inc. (1)
B. Riley Financial, Inc. (0)
Bain Capital Specialty Finance, Inc. (1)
Barings BDC, Inc. (1)
BlackRock Capital Investment Corp (3)
BlackRock TCP Capital Corp. (1)
Blackstone Group L.P. (3)
Blackstone Private Equity Strategies Fund L.P. (1)
BrightSphere Investment Group Inc. (3)
Capitala Finance Corp. (2)
CERES ABINGDON L.P. (3)
CERES ORION L.P. (16)
Ceres Tactical Commodity L.P. (15)
CERES TACTICAL CURRENCY L.P. (15)
CERES TACTICAL SYSTEMATIC L.P. (42)
CION Investment Corp (10)
CM Finance Inc (2)
Cohen & Co Inc. (5)
Donnelley Financial Solutions, Inc. (1)
E*Trade (2)
ENDI Corp. (3)
ENTERPRISE DIVERSIFIED, INC. (5)
Federated Investors (1)
FIDUS INVESTMENT Corp (1)
Franklin Resources (11)
Freedom Holding Corp. (1)
FS KKR Capital Corp (7)
GAMCO INVESTORS, INC. ET AL (1)
GCM Grosvenor Inc. (2)
GLADSTONE CAPITAL CORP (4)
GLADSTONE INVESTMENT CORPORATION (4)
GlassBridge Enterprises, Inc. (2)
GOLUB CAPITAL BDC, Inc. (1)
Great Elm Capital Corp. (1)
Great Elm Capital Group, Inc. (1)
GSV Capital Corp. (1)
HENNESSY ADVISORS INC (2)
Heritage Global Inc. (2)
Horizon Technology Finance Corp (3)
HOULIHAN LOKEY, INC. (2)
KCAP Financial, Inc. (2)
KKR & Co. Inc. (6)
Lazard Ltd (2)
LPL Financial Holdings Inc. (1)
Main Street Capital CORP (1)
Medley Capital Corp (1)
MEDLEY MANAGEMENT INC. (3)
Moelis & Co (6)
MONROE CAPITAL Corp (1)
MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (1)
MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (2)
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (2)
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (4)
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (8)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (7)
Nebula Parent Corp. (1)
New Mountain Finance Corp (1)
NewHold Investment Corp. II (3)
Oaktree Specialty Lending Corp (3)
Oaktree Strategic Income Corp (3)
Och-Ziff Capital Management Group LLC (29)
OFS Capital Corp (2)
Oxford Square Capital Corp. (2)
PennantPark Floating Rate Capital Ltd. (1)
PENNANTPARK INVESTMENT CORP (3)
PJT Partners Inc. (1)
PROSPECT CAPITAL CORP (3)
Pzena Investment Management, Inc. (8)
RAND CAPITAL CORP (5)
SAFEGUARD SCIENTIFICS INC (2)
Silvercrest Asset Management Group Inc. (6)
Solar Capital Ltd. (3)
Solar Senior Capital Ltd. (1)
State Street Corp. (1)
Tango Holdings, Inc. (1)
TCG BDC, INC. (1)
TPG Specialty Lending, Inc. (2)
Victory Capital Holdings, Inc. (1)
Waddell & Reed Financial, Inc. (16)

Recent Contracts

First Amendment to Second Consolidated, Amended and Restated Hotel Master Management Agreement by and between Ashford TRS Corporation and Remington Lodging & Hospitality, LLC,... (Ashford Inc., Filed With SEC on September 12, 2024)
Fourth Amended and Restated Investment Advisory Management Agreement, dated as of May 20, 2024, between the Registrant and PennantPark Investment Advisers, LLC (PENNANTPARK INVESTMENT CORP, Filed With SEC on August 7, 2024)
Contribution Agreement, dated July 8, 2024, by and among Victory Capital Holdings, Inc., Amundi Asset Management S.A.S and Amundi S.A (Victory Capital Holdings, Inc., Filed With SEC on July 12, 2024)
Opus Management Agreement by and among the Registrant, the General Partner and Opus (CERES ORION L.P., Filed With SEC on July 9, 2024)
Amendment and Restatement Agreement, dated as of June 18, 2024, among Silvercrest Asset Management Group LLC, Silvercrest Investors LLC, Silvercrest Investors II LLC and... (Silvercrest Asset Management Group Inc., Filed With SEC on June 18, 2024)
Acknowledgment and Agreement, effective as of March, 1, 2024, between Frederick E. Pollock and Grosvenor Capital Management, L.P (GCM Grosvenor Inc., Filed With SEC on May 8, 2024)
Amended and Restated Master Project Management Agreement, dated March 12, 2024, by and among Ashford Hospitality Limited Partnership, Ashford TRS Corporation and Premier Project... (Ashford Inc., Filed With SEC on March 27, 2024)
Second Consolidated, Amended and Restated Hotel Master Management Agreement, dated as (Ashford Inc., Filed With SEC on March 27, 2024)
Second Amendment to the Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 30, 2023 (BrightSphere Investment Group Inc., Filed With SEC on February 28, 2024)
Master Services Agreement dated February 22, 2024 by and between Moelis & Company Group LP, Moelis Asset Management LP and certain subsidiaries of Moelis Asset Management LP (Moelis & Co, Filed With SEC on February 22, 2024)
Investment Management Agreement (Blackstone Private Equity Strategies Fund L.P., Filed With SEC on January 8, 2024)
Second Amended and Restated Investment Management Agreement between BlackRock TCP Capital Corp. and Tennenbaum Capital Partners, LLC, dated as of September 6, 2023 (BlackRock TCP Capital Corp., Filed With SEC on September 6, 2023)
Investment Management Agreement, effective as of June 30, 2023, by and between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (Horizon Technology Finance Corp, Filed With SEC on July 5, 2023)
Dealer Manager Agreement, dated as of May 24, 2023, by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC and Ladenburg Thalmann & Co. Inc (Oxford Square Capital Corp., Filed With SEC on May 31, 2023)
Letter Agreement, dated as of January 1, 2023, by and between Lazard Asset Management LLC and Ashish Bhutani (Lazard Ltd, Filed With SEC on May 2, 2023)
Guarantor Joinder Agreement, dated as of April 14, 2023, among Apollo Management Holdings, L.P., the Guarantors party thereto from time to time, the Lenders party thereto from... (Apollo Global Management LLC, Filed With SEC on April 14, 2023)
Assignment and Assumption Agreement by and among Orchard First Source Asset Management, LLC, Orchard First Source Asset Management Holdings, LLC and OFS Capital Corporation, dated... (OFS Capital Corp, Filed With SEC on March 3, 2023)
Amendment to the Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 30, 2022 (BrightSphere Investment Group Inc., Filed With SEC on February 28, 2023)
First Amendment to Amended and Restated Portfolio Management Agreement, dated as of August 2, 2022, between BCC Middle Market CLO 2019-1, LTD. (f/k/a BCC Middle Market CLO 2019-1,... (Bain Capital Specialty Finance, Inc., Filed With SEC on February 28, 2023)
MANAGEMENT AGREEMENT (Ceres Tactical Commodity L.P., Filed With SEC on January 12, 2023)
MANAGEMENT AGREEMENT (CERES TACTICAL SYSTEMATIC L.P., Filed With SEC on January 12, 2023)
Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, by and among the Company, Prospect Capital Management L.P., Prospect Administration LLC,... (PROSPECT CAPITAL CORP, Filed With SEC on October 12, 2022)
EMC Management Agreement by and among the Registrant, the General Partner and EMC (Ceres Tactical Commodity L.P., Filed With SEC on September 7, 2022)
Services Agreement dated August 11, 2022 by and between the CrossingBridge Advisors, LLC and Cohanzick Management, LLC (ENDI Corp., Filed With SEC on August 12, 2022)
Stockholder Agreement dated August 11, 2022 by and between the Company and Cohanzick Management, LLC (ENDI Corp., Filed With SEC on August 12, 2022)
Voting Agreement dated August 11, 2022 by and among the Company, Cohanzick Management, LLC, Steven Kiel and Arquitos Capital Offshore Master, Ltd (ENDI Corp., Filed With SEC on August 12, 2022)
Program Management Agreement dated May 2, 2022 by and between Arch Specialty Insurance Company and Lenders Protection, LLC (Nebula Parent Corp., Filed With SEC on August 5, 2022)
Voting Agreement, dated as of July 26, 2022, by and among Pzena Investment Management, Inc. and each of the persons set forth on the signature pages thereto (Pzena Investment Management, Inc., Filed With SEC on July 28, 2022)
Stockholders Agreement, dated as of January 1, 2022, among Apollo Global Management, Inc., Leon D. Black, Marc J. Rowan, Joshua J. Harris and the other persons party thereto (Tango Holdings, Inc., Filed With SEC on May 10, 2022)
Fourth Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 12, 2022 (GLADSTONE CAPITAL CORP, Filed With SEC on May 3, 2022)
Nomination Agreement, dated February 23, 2022, by and between Ares Management Corporation and Ares Partners Holdco LLC (Ares Management Corp, Filed With SEC on February 28, 2022)
Master Services Agreement, dated February 23, 2022 by and between Moelis & Company Group LP, Moelis Asset Management LP and certain subsidiaries of Moelis Asset Management LP (Moelis & Co, Filed With SEC on February 23, 2022)
Amended and Restated Dealer Manager Agreement, dated February 18, 2022, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and... (PROSPECT CAPITAL CORP, Filed With SEC on February 23, 2022)
Form of Stockholder Agreement by and between New Parent and Cohanzick Management, LLC (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on February 3, 2022)
Amendment to the Management Agreement by and among the Registrant, the General Partner, ISAM (USA) LLC, ISAM Funds (UK) Limited and ISAM Systematic Management (CERES TACTICAL SYSTEMATIC L.P., Filed With SEC on January 5, 2022)
Amendment No. 1 to the Investment Advisory and Management Agreement by and between New Mountain Finance Corporation and New Mountain Finance Advisers BDC, L.L.C (New Mountain Finance Corp, Filed With SEC on November 3, 2021)
Administrative Support Agreement, dated October 20, 2021, by and between the Company and NewHold Enterprises (Management) LLC (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
Second Amended and Restated Investment Advisory Agreement, dated as of October 5, 2021, by and between CON Investment Corporation and CION Investment Management, LLC (CION Investment Corp, Filed With SEC on October 5, 2021)
Form of Administrative Support Agreement by and between the Registrant and NewHold Enterprises (Management) LLC (NewHold Investment Corp. II, Filed With SEC on October 4, 2021)
Amendment No. 1 to the Braemar Master Project Management Agreement, dated May 28, 2021, by and among Braemar TRS Corporation, CHH III Tenant Parent Corp., RC Hotels (Virgin... (Ashford Inc., Filed With SEC on August 16, 2021)