Indemnification Agreements in the Capital Markets Industry

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INDEMNIFICATION AGREEMENT
Indemnification Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2006
Indemnification Agreement dated as of July 22, 2023 by and between GlassBridge Enterprises, Inc. and Robert Torricelli
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Indemnification Agreement dated as of July 22, 2023 by and between GlassBridge Enterprises, Inc. and Daniel Strauss
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Indemnification Agreement dated as of July 16, 2023 by and between GlassBridge Enterprises, Inc. and Alex Spiro
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Form of Diamond Hill Investment Group, Inc. Executive Officer and Director Indemnification Agreement
Indemnification Agreements
DIAMOND HILL INVESTMENT GROUP INC
Capital Markets
OH
2024
Form of Indemnification Agreement for Directors of KKR & Co. Inc
Indemnification Agreements
KKR & Co. Inc.
Capital Markets
DE
2024
Form of Second Amended and Restated Director Indemnification Agreement
Indemnification Agreements
Cboe Global Markets
Capital Markets
DE
2024
Indemnification Agreement, dated as of September 25, 2023, by and between GlassBridge Enterprises, Inc. and Claire Councill
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2023
Indemnification Agreement, dated as of September 25, 2023, by and between GlassBridge Enterprises, Inc. and Keri Findley
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2023
Indemnification Agreement (George S. LeMieux)
Indemnification Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2023
Indemnification Agreement (Elizabeth R. Neuhoff)
Indemnification Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2023
Form of Indemnification Agreement
Indemnification Agreements
ENDI Corp.
Capital Markets
DE
2022
Form of Indemnification Agreement
Indemnification Agreements
MONROE CAPITAL Corp
Capital Markets
MD
2022
Form of Indemnification Agreement
Indemnification Agreements
Tango Holdings, Inc.
Capital Markets
DE
2022
Form of Indemnification Agreement (VC Fund-Affiliated Director)
Indemnification Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2022
Form of Indemnification Agreement
Indemnification Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Form of Indemnification Agreement
Indemnification Agreements
Heritage Global Inc.
Capital Markets
FL
2021
Form of Indemnification Agreement - Perez-Hickman
Indemnification Agreements
Newtek Business Services Corp.
Capital Markets
2021
Form of Indemnification Agreement - Halli Razon
Indemnification Agreements
Newtek Business Services Corp.
Capital Markets
2021
Form of Indemnification Agreement - Gregory Zink
Indemnification Agreements
Newtek Business Services Corp.
Capital Markets
2021
Form of Indemnification Agreement - Barry Sloane
Indemnification Agreements
Newtek Business Services Corp.
Capital Markets
2021
Form of Indemnification Agreement - Richard Salute
Indemnification Agreements
Newtek Business Services Corp.
Capital Markets
2021
Form of Indemnification Agreement - Salvatore Mulia
Indemnification Agreements
Newtek Business Services Corp.
Capital Markets
2021
Form of Indemnification Agreement - Peter Downs
Indemnification Agreements
Newtek Business Services Corp.
Capital Markets
2021
Form of Director and Executive Officer Indemnification Agreement
Indemnification Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2021
Indemnification Agreement for Chenyu Caroline Cai, dated as of October 19, 2021, by and among Pzena Investment Management, Inc. and Chenyu Caroline Cai
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2021
Form of Indemnification Agreement to be entered into between P10, Inc. and certain of its directors and officers
Indemnification Agreements
P10, Inc.
Capital Markets
DE
2021
Form of Indemnification Agreement between Fidus Investment Corporation and each officer and director of Fidus Investment Corporation
Indemnification Agreements
FIDUS INVESTMENT Corp
Capital Markets
IL
2021
Form of Indemnification Agreement
Indemnification Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
DE
2021
Form of Indemnification Agreement between Robinhood Markets, Inc. and each of Jan Hammer and Scott Sandell
Indemnification Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2021
Form of Indemnification Agreement between Robinhood Markets, Inc. and each of its directors and executive officers
Indemnification Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2021
Form of Indemnification and Advancement Agreement between Bridge Investment Group Holdings Inc. and its directors and officers
Indemnification Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
DE
2021
Form of Indemnification Agreement
Indemnification Agreements
FinTech Acquisition Corp. IV
Capital Markets
DE
2021
Form of Indemnification Agreement
Indemnification Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2021
Form of Indemnification Agreement
Indemnification Agreements
Ares Management Corp
Capital Markets
DE
2021
Form of Indemnification Agreement by and between Cohen & Company Inc. and each of its directors and officers
Indemnification Agreements
Cohen & Co Inc.
Capital Markets
MD
2021
Form of Indemnification Agreement by and between the registrant and each of its directors and executive officers
Indemnification Agreements
Coinbase Global, Inc.
Capital Markets
DE
2021
Indemnification Agreement (Kristine M. Mashinsky)
Indemnification Agreements
Focus Financial Partners Inc.
Capital Markets
DE
2021
Indemnification Agreement for Shavar Jeffries, dated as of January 26, 2021, by and among Pzena Investment Management, Inc. and Shavar Jeffries
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2021
Form of Indemnification Agreement with
Indemnification Agreements
INTL FCStone Inc.
Capital Markets
DE
2020
Form of Indemnification Agreement between the Registrant and each of its directors and executive officers
Indemnification Agreements
ContextLogic Inc.
Capital Markets
DE
2020