Indemnification Agreements in the Capital Markets Industry
157 Contracts & Agreements
- AFFILIATED MANAGERS GROUP, INC. (1 contract)
- ALTIMAR ACQUISITION CORP. (1)
- Ameriprise Financial (1)
- Apollo Global Management LLC (1)
- Ares Management Corp (3)
- Artisan Partners Asset Management Inc. (5)
- Ascendant Digital Acquisition Corp. (1)
- Ashford Inc. (2)
- Barings BDC, Inc. (2)
- Blucora, Inc. (2)
- Bridge Investment Group Holdings Inc. (1)
- CAPITAL SOUTHWEST CORP (1)
- Carlyle Group L.P. (1)
- Cboe Global Markets (3)
- Cohen & Co Inc. (12)
- Coinbase Global, Inc. (1)
- ContextLogic Inc. (1)
- Crescent Capital BDC, Inc. (1)
- DIAMOND HILL INVESTMENT GROUP INC (2)
- Donnelley Financial Solutions, Inc. (1)
- E*Trade (2)
- ENDI Corp. (1)
- EQUUS TOTAL RETURN, INC. (2)
- Evercore (1)
- FIDUS INVESTMENT Corp (1)
- FinTech Acquisition Corp. IV (1)
- Focus Financial Partners Inc. (15)
- Franklin Resources (2)
- GCM Grosvenor Inc. (1)
- GlassBridge Enterprises, Inc. (2)
- Goldman Sachs (2)
- Great Elm Capital Corp. (1)
- Great Elm Capital Group, Inc. (1)
- Hamilton Lane INC (1)
- Hercules Capital, Inc. (1)
- Heritage Global Inc. (1)
- HOULIHAN LOKEY, INC. (1)
- Indo Global Exchange(s) Pte, Ltd. (2)
- INTL FCStone Inc. (1)
- KKR & Co. Inc. (4)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
- Manning & Napier, Inc. (1)
- MarketAxess Holdings Inc (1)
- Moelis & Co (2)
- MONROE CAPITAL Corp (1)
- Moody's Corp (1)
- MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (1)
- Nebula Parent Corp. (2)
- Newtek Business Services Corp. (7)
- Och-Ziff Capital Management Group LLC (2)
- P10, Inc. (1)
- PennantPark Floating Rate Capital Ltd. (1)
- PENNANTPARK INVESTMENT CORP (1)
- Piper Jaffray Companies (1)
- PJT Partners Inc. (1)
- PRINCETON CAPITAL CORP (6)
- Pzena Investment Management, Inc. (12)
- Raymond James Financial Inc. (2)
- Robinhood Markets, Inc. (3)
- S&P Global, Inc. (1)
- Silvercrest Asset Management Group Inc. (2)
- State Street Corp. (4)
- StepStone Group Inc. (1)
- Tango Holdings, Inc. (1)
- TD AMERITRADE HOLDING CORP (2)
- The Bank of New York Mellon Corp. (4)
- Tradeweb Markets Inc. (1)
- Virtu Financial, Inc. (1)
- VPC Impact Acquisition Holdings (1)
- Waddell & Reed Financial, Inc. (1)
- WESTWOOD HOLDINGS GROUP INC (5)
- Form of Diamond Hill Investment Group, Inc. Executive Officer and Director Indemnification Agreement (DIAMOND HILL INVESTMENT GROUP INC, Filed With SEC on February 29, 2024)
- Form of Indemnification Agreement for Directors of KKR & Co. Inc (KKR & Co. Inc., Filed With SEC on February 29, 2024)
- Form of Second Amended and Restated Director Indemnification Agreement (Cboe Global Markets, Filed With SEC on February 16, 2024)
- Indemnification Agreement, dated as of September 25, 2023, by and between GlassBridge Enterprises, Inc. and Claire Councill (GlassBridge Enterprises, Inc., Filed With SEC on September 29, 2023)
- Indemnification Agreement, dated as of September 25, 2023, by and between GlassBridge Enterprises, Inc. and Keri Findley (GlassBridge Enterprises, Inc., Filed With SEC on September 29, 2023)
- Indemnification Agreement (George S. LeMieux) (Focus Financial Partners Inc., Filed With SEC on February 16, 2023)
- Indemnification Agreement (Elizabeth R. Neuhoff) (Focus Financial Partners Inc., Filed With SEC on February 16, 2023)
- Form of Indemnification Agreement (ENDI Corp., Filed With SEC on August 12, 2022)
- Form of Indemnification Agreement (MONROE CAPITAL Corp, Filed With SEC on June 30, 2022)
- Form of Indemnification Agreement (Tango Holdings, Inc., Filed With SEC on May 10, 2022)
- Form of Indemnification Agreement (VC Fund-Affiliated Director) (Robinhood Markets, Inc., Filed With SEC on May 6, 2022)
- Form of Indemnification Agreement (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
- Form of Indemnification Agreement (Heritage Global Inc., Filed With SEC on December 23, 2021)
- Form of Indemnification Agreement - Perez-Hickman (Newtek Business Services Corp., Filed With SEC on November 15, 2021)
- Form of Indemnification Agreement - Halli Razon (Newtek Business Services Corp., Filed With SEC on November 12, 2021)
- Form of Indemnification Agreement - Gregory Zink (Newtek Business Services Corp., Filed With SEC on November 12, 2021)
- Form of Indemnification Agreement - Barry Sloane (Newtek Business Services Corp., Filed With SEC on November 12, 2021)
- Form of Indemnification Agreement - Richard Salute (Newtek Business Services Corp., Filed With SEC on November 12, 2021)
- Form of Indemnification Agreement - Salvatore Mulia (Newtek Business Services Corp., Filed With SEC on November 12, 2021)
- Form of Indemnification Agreement - Peter Downs (Newtek Business Services Corp., Filed With SEC on November 12, 2021)
- Form of Director and Executive Officer Indemnification Agreement (VPC Impact Acquisition Holdings, Filed With SEC on October 21, 2021)
- Indemnification Agreement for Chenyu Caroline Cai, dated as of October 19, 2021, by and among Pzena Investment Management, Inc. and Chenyu Caroline Cai (Pzena Investment Management, Inc., Filed With SEC on October 21, 2021)
- Form of Indemnification Agreement to be entered into between P10, Inc. and certain of its directors and officers (P10, Inc., Filed With SEC on September 27, 2021)
- Form of Indemnification Agreement between Fidus Investment Corporation and each officer and director of Fidus Investment Corporation (FIDUS INVESTMENT Corp, Filed With SEC on August 5, 2021)
- Form of Indemnification Agreement (Ascendant Digital Acquisition Corp., Filed With SEC on July 28, 2021)
- Form of Indemnification Agreement between Robinhood Markets, Inc. and each of Jan Hammer and Scott Sandell (Robinhood Markets, Inc., Filed With SEC on July 19, 2021)
- Form of Indemnification Agreement between Robinhood Markets, Inc. and each of its directors and executive officers (Robinhood Markets, Inc., Filed With SEC on July 19, 2021)
- Form of Indemnification and Advancement Agreement between Bridge Investment Group Holdings Inc. and its directors and officers (Bridge Investment Group Holdings Inc., Filed With SEC on July 2, 2021)
- Form of Indemnification Agreement (FinTech Acquisition Corp. IV, Filed With SEC on June 30, 2021)
- Form of Indemnification Agreement (ALTIMAR ACQUISITION CORP., Filed With SEC on May 21, 2021)
- Form of Indemnification Agreement (Ares Management Corp, Filed With SEC on May 6, 2021)
- Form of Indemnification Agreement by and between Cohen & Company Inc. and each of its directors and officers (Cohen & Co Inc., Filed With SEC on March 12, 2021)
- Form of Indemnification Agreement by and between the registrant and each of its directors and executive officers (Coinbase Global, Inc., Filed With SEC on February 25, 2021)
- Indemnification Agreement (Kristine M. Mashinsky) (Focus Financial Partners Inc., Filed With SEC on February 19, 2021)
- Indemnification Agreement for Shavar Jeffries, dated as of January 26, 2021, by and among Pzena Investment Management, Inc. and Shavar Jeffries (Pzena Investment Management, Inc., Filed With SEC on January 28, 2021)
- Form of Indemnification Agreement with (INTL FCStone Inc., Filed With SEC on December 14, 2020)
- Form of Indemnification Agreement between the Registrant and each of its directors and executive officers (ContextLogic Inc., Filed With SEC on November 20, 2020)
- Form of Indemnification Agreement (GCM Grosvenor Inc., Filed With SEC on November 20, 2020)
- Indemnification Agreement (Greg S. Morganroth, MD) (Focus Financial Partners Inc., Filed With SEC on November 5, 2020)
- Form of Indemnification Agreement to be entered into between StepStone Group Inc. and certain of its directors and officers (StepStone Group Inc., Filed With SEC on August 24, 2020)
