Distribution Agreements in the Capital Markets Industry

43 Contracts & Agreements
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Company
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Amended and Restated Distribution Reinvestment Plan
Distribution Agreements
Trinity Capital Inc.
Capital Markets
AZ
2021
Amended and Restated Distribution and Service Plan
Distribution Agreements
BlackRock Private Credit Fund
Capital Markets
DE
2024
Distribution Reinvestment Plan of CON Investment Corporation
Distribution Agreements
CION Investment Corp
Capital Markets
MD
2021
Distribution Reinvestment Plan, dated October 5, 2020
Distribution Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2021
Distribution and Shareholder Servicing Plan of the Registrant, dated October 5, 2020
Distribution Agreements
Blackstone Private Credit Fund
Capital Markets
2021
Form of Distribution Agreement for Warrants
Distribution Agreements
Goldman Sachs
Capital Markets
NY
2020
Amendment No. 1 dated as of February 21, 2019 to the Distribution Agreement
Distribution Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2019
Alternative Investment Selling Agent Agreement, dated as of November 1, 2018, by and among Ceres Managed Futures LLC, Harbor Investment Advisory, LLC, Morgan Stanley Distribution...
Distribution Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
NY
2018
Exhibit 4.1 FIFTH AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION
Distribution Agreements
CION Investment Corp
Capital Markets
MD
2016
Distribution Plan Pursuant to Rule 12b-1 adopted December 9, 2015 by the Board of Trustees of U.S. Global Investors Funds, included herein
Distribution Agreements
U S GLOBAL INVESTORS INC
Capital Markets
2016
Distribution Services Agreement dated December 10, 2015, by and between U.S. Global Investors, Inc. and Foreside Fund Services, LLC, included herein
Distribution Agreements
U S GLOBAL INVESTORS INC
Capital Markets
DE
2016
Distribution Agreement dated December 10, 2015, by and between U.S. Global Investors Funds and Foreside Fund Services, LLC, included herein
Distribution Agreements
U S GLOBAL INVESTORS INC
Capital Markets
DE
2016
FOURTH AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION
Distribution Agreements
CION Investment Corp
Capital Markets
MD
2016
THIRD AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION
Distribution Agreements
CION Investment Corp
Capital Markets
MD
2015
Distribution Agreement
Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2015
SECOND AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF TICC CAPITAL CORP.
Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2015
NON-EXCLUSIVE DISTRIBUTION AGREEMENT
Distribution Agreements
CONCIERGE TECHNOLOGIES INC
Capital Markets
CA
2015
FS INVESTMENT CORPORATION DISTRIBUTION REINVESTMENT PLAN
Distribution Agreements
FS KKR Capital Corp
Capital Markets
MD
2014
SECOND AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION
Distribution Agreements
CION Investment Corp
Capital Markets
MD
2013
AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION
Distribution Agreements
CION Investment Corp
Capital Markets
MD
2013
Amended and Restated Distribution Reinvestment Plan, effective as of October 31, 2012
Distribution Agreements
FS KKR Capital Corp
Capital Markets
MD
2012
SECOND AMENDED AND RESTATED GLOBAL DISTRIBUTION AGREEMENT
Distribution Agreements
BlackRock
Capital Markets
NY
2012
AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF TICC CAPITAL CORP.
Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2012
AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF FS INVESTMENT CORPORATION Effective as of June 29, 2012
Distribution Agreements
FS KKR Capital Corp
Capital Markets
MD
2012
Amended and Restated Distribution Reinvestment Plan of the Company
Distribution Agreements
FS KKR Capital Corp
Capital Markets
MD
2011
SECOND AMENDED AND RESTATED GLOBAL DISTRIBUTION AGREEMENT
Distribution Agreements
BlackRock
Capital Markets
NY
2010
IVY FUNDS, INC. DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS RAND CLASS Y SHARES
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS Rand CLASS Y SHARES (Amended Plan Adopted on November 14, 2007)
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, and CLASS YSHARES
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTION AND SERVICE PLAN FOR CLASS C SHARES Effective January 30, 2009
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTION AND SERVICE PLAN FOR CLASS B SHARES Effective January 30, 2009
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTION AND SERVICE PLAN FOR CLASS A SHARES Effective January 30, 2009
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
FORM OF AMENDED AND RESTATED CLASS [2, 3, 4] DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF AMENDED AND RESTATED CLASS R DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF AMENDED AND RESTATED CLASS C DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF AMENDED AND RESTATED CLASS [B/B1] DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF CLASS R DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF CLASS C DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF AMENDED AND RESTATED CLASS A DISTRIBUTION PLAN [TRUST],
Distribution Agreements
Franklin Resources
Capital Markets
2009
IVY FUNDS, INC. DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS RAND CLASS Y SHARES
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008