Distribution Agreements in the Capital Markets Industry
44 Contracts & Agreements
- BlackRock (2 contracts)
- BlackRock Private Credit Fund (1)
- Blackstone Private Credit Fund (3)
- CAPITAL SOUTHWEST CORP (1)
- CERES TACTICAL CURRENCY L.P. (1)
- CION Investment Corp (6)
- CONCIERGE TECHNOLOGIES INC (1)
- E*Trade (1)
- Franklin Resources (7)
- FS KKR Capital Corp (4)
- Goldman Sachs (1)
- Legg Mason Inc (2)
- Oxford Square Capital Corp. (2)
- The Bank of New York Mellon Corp. (1)
- Trinity Capital Inc. (1)
- U S GLOBAL INVESTORS INC (3)
- Waddell & Reed Financial, Inc. (7)
- Amended and Restated Distribution Reinvestment Plan (Blackstone Private Credit Fund, Filed With SEC on November 13, 2024)
- Amended and Restated Distribution and Service Plan (BlackRock Private Credit Fund, Filed With SEC on February 29, 2024)
- Distribution Reinvestment Plan of CON Investment Corporation (CION Investment Corp, Filed With SEC on September 16, 2021)
- Amended and Restated Distribution Reinvestment Plan (Trinity Capital Inc., Filed With SEC on March 29, 2021)
- Distribution Reinvestment Plan, dated October 5, 2020 (Blackstone Private Credit Fund, Filed With SEC on March 5, 2021)
- Distribution and Shareholder Servicing Plan of the Registrant, dated October 5, 2020 (Blackstone Private Credit Fund, Filed With SEC on March 5, 2021)
- Form of Distribution Agreement for Warrants (Goldman Sachs, Filed With SEC on October 14, 2020)
- Amendment No. 1 dated as of February 21, 2019 to the Distribution Agreement (The Bank of New York Mellon Corp., Filed With SEC on August 23, 2019)
- Alternative Investment Selling Agent Agreement, dated as of November 1, 2018, by and among Ceres Managed Futures LLC, Harbor Investment Advisory, LLC, Morgan Stanley Distribution... (CERES TACTICAL CURRENCY L.P., Filed With SEC on November 8, 2018)
- Exhibit 4.1 FIFTH AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION (CION Investment Corp, Filed With SEC on December 8, 2016)
- Distribution Plan Pursuant to Rule 12b-1 adopted December 9, 2015 by the Board of Trustees of U.S. Global Investors Funds, included herein (U S GLOBAL INVESTORS INC, Filed With SEC on February 12, 2016)
- Distribution Services Agreement dated December 10, 2015, by and between U.S. Global Investors, Inc. and Foreside Fund Services, LLC, included herein (U S GLOBAL INVESTORS INC, Filed With SEC on February 12, 2016)
- Distribution Agreement dated December 10, 2015, by and between U.S. Global Investors Funds and Foreside Fund Services, LLC, included herein (U S GLOBAL INVESTORS INC, Filed With SEC on February 12, 2016)
- FOURTH AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION (CION Investment Corp, Filed With SEC on January 27, 2016)
- THIRD AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION (CION Investment Corp, Filed With SEC on November 5, 2015)
- Distribution Agreement (CAPITAL SOUTHWEST CORP, Filed With SEC on September 14, 2015)
- SECOND AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF TICC CAPITAL CORP. (Oxford Square Capital Corp., Filed With SEC on March 4, 2015)
- NON-EXCLUSIVE DISTRIBUTION AGREEMENT (CONCIERGE TECHNOLOGIES INC, Filed With SEC on March 4, 2015)
- FS INVESTMENT CORPORATION DISTRIBUTION REINVESTMENT PLAN (FS KKR Capital Corp, Filed With SEC on May 23, 2014)
- SECOND AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION (CION Investment Corp, Filed With SEC on December 16, 2013)
- AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF C*ON INVESTMENT CORPORATION (CION Investment Corp, Filed With SEC on September 18, 2013)
- Amended and Restated Distribution Reinvestment Plan, effective as of October 31, 2012 (FS KKR Capital Corp, Filed With SEC on September 12, 2012)
- SECOND AMENDED AND RESTATED GLOBAL DISTRIBUTION AGREEMENT (BlackRock, Filed With SEC on August 24, 2012)
- AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF TICC CAPITAL CORP. (Oxford Square Capital Corp., Filed With SEC on May 30, 2012)
- AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF FS INVESTMENT CORPORATION Effective as of June 29, 2012 (FS KKR Capital Corp, Filed With SEC on May 15, 2012)
- Amended and Restated Distribution Reinvestment Plan of the Company (FS KKR Capital Corp, Filed With SEC on November 14, 2011)
- SECOND AMENDED AND RESTATED GLOBAL DISTRIBUTION AGREEMENT (BlackRock, Filed With SEC on November 17, 2010)
- IVY FUNDS, INC. DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS RAND CLASS Y SHARES (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS Rand CLASS Y SHARES (Amended Plan Adopted on November 14, 2007) (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, and CLASS YSHARES (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- DISTRIBUTION AND SERVICE PLAN FOR CLASS C SHARES Effective January 30, 2009 (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- DISTRIBUTION AND SERVICE PLAN FOR CLASS B SHARES Effective January 30, 2009 (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- DISTRIBUTION AND SERVICE PLAN FOR CLASS A SHARES Effective January 30, 2009 (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- FORM OF AMENDED AND RESTATED CLASS [2, 3, 4] DISTRIBUTION PLAN (Franklin Resources, Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS R DISTRIBUTION PLAN (Franklin Resources, Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS C DISTRIBUTION PLAN (Franklin Resources, Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS [B/B1] DISTRIBUTION PLAN (Franklin Resources, Filed With SEC on November 24, 2009)
- FORM OF CLASS R DISTRIBUTION PLAN (Franklin Resources, Filed With SEC on May 8, 2009)
- FORM OF CLASS C DISTRIBUTION PLAN (Franklin Resources, Filed With SEC on May 8, 2009)
- FORM OF AMENDED AND RESTATED CLASS A DISTRIBUTION PLAN [TRUST], (Franklin Resources, Filed With SEC on May 8, 2009)