Distribution Agreements in the Capital Markets Industry

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Amendment No. 6 to Amended and Restated Dealer Manager Agreement between Prospect Capital Corporation and Preferred Capital Securities, LLC
Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2024
Amended and Restated Distribution Reinvestment Plan by Blackstone Private Credit Fund (Effective November 7, 2024)
Distribution Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2024
BlackRock Private Credit Fund Amended and Restated Distribution and Servicing Plan (Effective February 27, 2024)
Distribution Agreements
BlackRock Private Credit Fund
Capital Markets
2024
Amendment No. 4 to Amended and Restated Dealer Manager Agreement between Prospect Capital Corporation and Preferred Capital Securities, LLC
Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2023
Selected Dealer Agreement among Blackstone Securities Partners L.P., Blackstone Private Equity Strategies Fund L.P., Blackstone Private Equity Strategies Fund (TE) L.P., and...
Distribution Agreements
Blackstone Private Equity Strategies Fund L.P.
Capital Markets
NY
2023
Amended and Restated Fourth Amendment to Second Amended & Restated Market Data Agreement among Tradeweb Markets LLC and Refinitiv US LLC Parties
Distribution Agreements
Tradeweb Markets Inc.
Capital Markets
2023
Amendment No. 3 to Amended and Restated Dealer Manager Agreement between Prospect Capital Corporation and Preferred Capital Securities, LLC
Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
2023
First Amendment to Amended and Restated Dealer Manager Agreement among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and InspereX LLC
Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Amendment No. 2 to Amended and Restated Dealer Manager Agreement between Prospect Capital Corporation and Preferred Capital Securities, LLC
Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Amended and Restated Dealer Manager Agreement among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and InspereX LLC (February 18,...
Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
IL
2022
Amended and Restated Distribution Reinvestment Plan of Trinity Capital Inc.
Distribution Agreements
Trinity Capital Inc.
Capital Markets
AZ
2021
Blackstone Private Credit Fund Distribution and Servicing Plan (October 5, 2020)
Distribution Agreements
Blackstone Private Credit Fund
Capital Markets
2021
Intermediary Manager Agreement between Blackstone Private Credit Fund and Blackstone Securities Partners L.P. dated October 5, 2020
Distribution Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2021
Amendment to Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Partnerships
Distribution Agreements
CERES ORION L.P.
Capital Markets
2021
Distribution Agreement for Warrants, Series G between GS Finance Corp., The Goldman Sachs Group, Inc., and Goldman Sachs & Co. LLC
Distribution Agreements
Goldman Sachs
Capital Markets
NY
2020
Amendment No. 1 to Distribution Agreement between The Bank of New York Mellon Corporation and Agents
Distribution Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2019
Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Distribution Inc., Harbor Investment Advisory, LLC, and Listed Partnerships
Distribution Agreements
CERES ORION L.P.
Capital Markets
NY
2018
Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Distribution Inc., Harbor Investment Advisory, LLC, and Listed Limited Partnerships
Distribution Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2018
Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Distribution Inc., Harbor Investment Advisory, LLC, and Listed Partnerships...
Distribution Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
NY
2018
Note Distribution Agreement for 7.00% Senior Notes due 2028 between Ladenburg Thalmann Financial Services Inc. and Ladenburg Thalmann & Co. Inc.
Distribution Agreements
LADENBURG THALMANN FINANCIAL SERVICES INC.
Capital Markets
NY
2018
Note Distribution Agreement for 6.50% Senior Notes due 2027 between Ladenburg Thalmann Financial Services Inc. and Ladenburg Thalmann & Co. Inc.
Distribution Agreements
LADENBURG THALMANN FINANCIAL SERVICES INC.
Capital Markets
NY
2018
Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Harbor Investment Advisory LLC, and Listed Limited Partnerships (January 19, 2018)
Distribution Agreements
CERES ORION L.P.
Capital Markets
NY
2018
Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Harbor Investment Advisory LLC, and Listed Partnerships (January 19, 2018)
Distribution Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2018
Goldman Sachs Group, Inc. Medium-Term Notes, Series N Distribution Agreement with Goldman, Sachs & Co.
Distribution Agreements
Goldman Sachs
Capital Markets
NY
2017
Morgan Stanley Euro Distribution Agreement for Global Medium-Term Notes and Units (Series G, H, J, K)
Distribution Agreements
Morgan Stanley
Capital Markets
NY
2017
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships (March 3,...
Distribution Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P.
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Partnerships
Distribution Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
CERES ABINGDON L.P.
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships (March 3,...
Distribution Agreements
Ceres Tactical Commodity L.P.
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships (March 3,...
Distribution Agreements
CERES ORION L.P.
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P.
Capital Markets
NY
2016
Distribution Plan under Rule 12b-1 for U.S. Global Investors Funds Trust
Distribution Agreements
U S GLOBAL INVESTORS INC
Capital Markets
2016
Distribution Services Agreement between U.S. Global Investors, Inc. and Foreside Fund Services, LLC (December 10, 2015)
Distribution Agreements
U S GLOBAL INVESTORS INC
Capital Markets
DE
2016
Distribution Agreement between U.S. Global Investors Funds and Foreside Fund Services, LLC (December 10, 2015)
Distribution Agreements
U S GLOBAL INVESTORS INC
Capital Markets
DE
2016
Distribution Agreement between Capital Southwest Corporation and CSW Industrials, Inc. dated September 8, 2015
Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2015