Advisory Agreements in the Thrifts & Mortgage Finance Industry

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Financial Advisory, Marketing, and Records Agent Agreement between Lake Shore Bancorp, Inc. and Raymond James & Associates, Inc.
Advisory Agreements
LAKE SHORE BANCORP, INC.
Thrifts & Mortgage Finance
NY
2025
Amended and Restated Advisory Agreement between Income Opportunity Realty Investors, Inc. and Pillar Income Asset Management, Inc.
Advisory Agreements
INCOME OPPORTUNITY REALTY INVESTORS INC
Thrifts & Mortgage Finance
TX
2024
Financial Advisory Agreement between North Shore Trust and Savings and Keefe, Bruyette & Woods, Inc. for Bank Conversion and Stock Offering
Advisory Agreements
NSTS Bancorp, Inc.
Thrifts & Mortgage Finance
2021
Advisory and Records Agent Agreement between PDL Community Bancorp and Janney Montgomery Scott LLC (May 13, 2021)
Advisory Agreements
Ponce Financial Group, Inc.
Thrifts & Mortgage Finance
GA
2021
Financial Advisory and Bookrunning Manager Agreement between Magyar Bancorp and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
Magyar Bancorp, Inc.
Thrifts & Mortgage Finance
2021
Financial Advisory and Records Agent Agreement between Cullman Savings Bank, Cullman Savings Bank, M.H.C., Cullman Bancorp, Inc., and Raymond James & Associates, Inc.
Advisory Agreements
Cullman Bancorp, Inc.
Thrifts & Mortgage Finance
2021
Financial Advisory and Bookrunning Manager Agreement between Blue Foundry Bank and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
Blue Foundry Bancorp
Thrifts & Mortgage Finance
2021
Exclusive Marketing Agent Engagement Agreement between Mineola Community Bank, SSB and Performance Trust Capital Partners, LLC (November 18, 2020)
Advisory Agreements
Texas Community Bancshares, Inc.
Thrifts & Mortgage Finance
2021
First Amended and Restated Asset Advisory Agreement between Hudson Americas L.P. and LSF6 Mid-Servicer Holdings, LLC
Advisory Agreements
Caliber Home Loans, Inc.
Thrifts & Mortgage Finance
TX
2020
Financial Advisory and Investment Banking Agreement between CF Mutual Holding Company, Cincinnati Bancorp, Cincinnati Federal, and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
Cincinnati Bancorp, Inc.
Thrifts & Mortgage Finance
2019
Financial Advisory and Records Agent Agreement between The Equitable Bank, S.S.B. and FIG Partners, LLC (June 5, 2018)
Advisory Agreements
TEB Bancorp, Inc.
Thrifts & Mortgage Finance
GA
2018
Financial Advisory Agreement between PyraMax Bank, FSB and Keefe, Bruyette & Woods, Inc. for Mutual Holding Company Conversion and Stock Offering
Advisory Agreements
1895 Bancorp of Wisconsin, Inc.
Thrifts & Mortgage Finance
2018
Fannie Mae Advisory Council Membership Agreement with Antony Jenkins
Advisory Agreements
FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE
Thrifts & Mortgage Finance
DC
2018
Amendment to Engagement Letter Between Ponce De Leon Federal Bank and Raymond James & Associates, Inc. for Financial Advisory Services
Advisory Agreements
PDL Community Bancorp
Thrifts & Mortgage Finance
2017
Financial Advisory, Marketing, and Records Agent Agreement between Ponce de Leon Federal Bank and Raymond James & Associates, Inc.
Advisory Agreements
PDL Community Bancorp
Thrifts & Mortgage Finance
2017
Financial Advisory and Records Agent Agreement between Heritage Bank of St. Tammany and FIG Partners, LLC (January 19, 2017)
Advisory Agreements
Heritage NOLA Bancorp, Inc.
Thrifts & Mortgage Finance
GA
2017
Amended and Restated Financial Advisory Agreement between Eagle Savings Bank and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
Eagle Financial Bancorp, Inc.
Thrifts & Mortgage Finance
2017
Records Management Engagement and Amendment Agreement between Ottawa Savings Bancorp Entities and Sandler O’Neill & Partners, L.P.
Advisory Agreements
Ottawa Bancorp Inc
Thrifts & Mortgage Finance
2016
Financial Advisory and Investment Banking Agreement between AF Mutual Holding Company, Alamogordo Financial Corp., BANK’34, and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
Bancorp 34, Inc.
Thrifts & Mortgage Finance
2016
Financial Advisory and Investment Banking Engagement Agreement between WCF Financial, MHC, Webster City Federal Bancorp, WCF Financial Bank, and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
WCF Bancorp, Inc.
Thrifts & Mortgage Finance
NY
2016
Financial Advisory Agreement between Keefe, Bruyette & Woods, Inc. and Randolph Savings Bank for Mutual-to-Stock Conversion and Stock Offering
Advisory Agreements
Randolph Bancorp, Inc.
Thrifts & Mortgage Finance
2016
Advisory Agreement between loanDepot.com, LLC and David Norris (August 30, 2015)
Advisory Agreements
loanDepot, Inc.
Thrifts & Mortgage Finance
CA
2015
Financial Advisory and Investment Banking Agreement between MSB Financial Corp. and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
MSB FINANCIAL CORP
Thrifts & Mortgage Finance
NY
2015
Financial Advisory Services Agreement between Central Federal Corporation and ParaCap Group LLC
Advisory Agreements
CENTRAL FEDERAL CORP
Thrifts & Mortgage Finance
2012
Financial Advisory and Placement Agent Engagement Agreement between Central Federal Corporation and ParaCap Group, LLC (Paragon)
Advisory Agreements
CENTRAL FEDERAL CORP
Thrifts & Mortgage Finance
2011
Financial Advisory Services Agreement between Central Federal Corporation and ParaCap Group LLC
Advisory Agreements
CENTRAL FEDERAL CORP
Thrifts & Mortgage Finance
2011
Financial Advisory Engagement Agreement between 1st Security Bank of Washington and Keefe, Bruyette & Woods, Inc. (KBW) for Mutual-to-Stock Conversion and Stock Offerings
Advisory Agreements
FS Bancorp, Inc.
Thrifts & Mortgage Finance
2011
Advisory Agreement between Income Opportunity Realty Investors, Inc. and Pillar Income Asset Management, Inc.
Advisory Agreements
INCOME OPPORTUNITY REALTY INVESTORS INC
Thrifts & Mortgage Finance
TX
2011
Financial Advisory and Offering Engagement Agreement between Iroquois Federal Savings and Loan Association and Keefe, Bruyette & Woods, Inc.
Advisory Agreements
IF Bancorp, Inc.
Thrifts & Mortgage Finance
2011
Engagement Letter for Advisory, Administrative, and Marketing Services for Second Step Conversion – Home Federal Bancorp, Inc. of Louisiana and Stifel, Nicolaus & Company,...
Advisory Agreements
Home Federal Bancorp, Inc. of Louisiana
Thrifts & Mortgage Finance
LA
2010
Engagement Letter for Advisory, Administrative, and Marketing Services between Stifel Nicolaus and Standard Mutual Holding Company/Standard Bank, PaSB
Advisory Agreements
Standard AVB Financial Corp.
Thrifts & Mortgage Finance
NJ
2010
Advisory and Marketing Agent Agreement between Capitol Federal Entities and Sandler O’Neill & Partners, L.P. (April 1, 2010)
Advisory Agreements
Capitol Federal Financial, Inc.
Thrifts & Mortgage Finance
2010
Advisory, Administrative, and Marketing Services Engagement Letter between Stifel Nicolaus and Oritani Financial Corporation for Second Step Conversion
Advisory Agreements
Oritani Financial Corp.
Thrifts & Mortgage Finance
NJ
2010
Advisory Agreement between Income Opportunity Realty Investors, Inc. and Prime Income Asset Management, LLC
Advisory Agreements
INCOME OPPORTUNITY REALTY INVESTORS INC
Thrifts & Mortgage Finance
TX
2009
Engagement Letter for Advisory, Administrative, and Marketing Services between Stifel Nicolaus and Northwest Bancorp, Inc. and MHC
Advisory Agreements
Northwest Bancshares, Inc.
Thrifts & Mortgage Finance
NY
2009
Engagement Letter for Advisory, Administrative, and Marketing Services between Stifel Nicolaus and Northwest Bancorp, Inc. and MHC
Advisory Agreements
Northwest Bancshares, Inc.
Thrifts & Mortgage Finance
NY
2009
Financial Advisory and Records Agent Agreement between Chesapeake Bank of Maryland, Banks of the Chesapeake, MHC, and Raymond James & Associates, Inc.
Advisory Agreements
CBM BANCORP, INC.
Thrifts & Mortgage Finance
2018
Financial Advisory Agreement between Mid-Southern Savings Bank, FSB, Mid-Southern, M.H.C., and Keefe, Bruyette & Woods, Inc. (KBW) for Conversion and Stock Offering
Advisory Agreements
Mid-Southern Bancorp, Inc.
Thrifts & Mortgage Finance
2018
Financial Advisory Engagement Agreement between Impac Mortgage Holdings, Inc. and JMP Securities LLC (April 2017)
Advisory Agreements
IMPAC MORTGAGE HOLDINGS INC
Thrifts & Mortgage Finance
NY
2017
Financial Advisory and Records Agent Agreement between Meridian Financial Services, Inc. and Sterne, Agee & Leach, Inc.
Advisory Agreements
Meridian Bancorp, Inc.
Thrifts & Mortgage Finance
NY
2014