Advisory Agreements in the Capital Markets Industry

188 Contracts & Agreements
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Advisory Board Agreement between Netcapital Inc. and Advisor (June 2025)
Advisory Agreements
ValueSetters Inc.
Capital Markets
MA
2025
Second Amended and Restated Investment Advisory and Management Agreement between Monroe Capital Corporation and Monroe Capital BDC Advisors, LLC (March 31, 2025)
Advisory Agreements
MONROE CAPITAL Corp
Capital Markets
NY
2025
Amendment No. 3 to Third Amended and Restated Advisory Agreement among Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation, Ashford...
Advisory Agreements
Ashford Inc.
Capital Markets
2025
Amended and Restated Investment Advisory and Administrative Services Agreement between MSC Income Fund, Inc. and MSC Adviser I, LLC
Advisory Agreements
Main Street Capital CORP
Capital Markets
TX
2025
Third Amended and Restated Investment Advisory Agreement between Carlyle Secured Lending, Inc. and Carlyle Global Credit Investment Management L.L.C.
Advisory Agreements
TCG BDC, INC.
Capital Markets
DE
2025
Amendment No. 2 to Investment Advisory and Management Agreement between New Mountain Finance Corporation and New Mountain Finance Advisers, L.L.C.
Advisory Agreements
New Mountain Finance Corp
Capital Markets
2025
Third Amended and Restated Investment Advisory Agreement between Runway Growth Finance Corp. and Runway Growth Capital LLC
Advisory Agreements
Runway Growth Credit Fund Inc.
Capital Markets
NY
2025
Investment Advisory and Management Agreement between Gladstone Investment Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2025
Investment Advisory and Management Agreement between Gladstone Capital Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2025
Fourth Amended and Restated Investment Advisory Agreement between Blue Owl Capital Corporation and Blue Owl Credit Advisors LLC
Advisory Agreements
Owl Rock Capital Corp
Capital Markets
DE
2025
Second Amended and Restated Investment Advisory Agreement between Blackstone Private Credit Fund and Blackstone Private Credit Strategies LLC
Advisory Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2024
Amendment No. 1 to Advisory Agreement among Stirling Hotels & Resorts, Inc., Stirling REIT OP, LP, Stirling TRS Corporation, and Stirling REIT Advisors, LLC
Advisory Agreements
Ashford Inc.
Capital Markets
2024
Amendment No. 2 to Third Amended and Restated Advisory Agreement among Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation, Ashford...
Advisory Agreements
Ashford Inc.
Capital Markets
2024
Second Amended and Restated Investment Advisory Agreement between BlackRock Private Credit Fund and BlackRock Capital Investment Advisors, LLC (February 27, 2024)
Advisory Agreements
BlackRock Private Credit Fund
Capital Markets
DE
2024
Amendment No. 1 to Third Amended and Restated Advisory Agreement among Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation, Ashford...
Advisory Agreements
Ashford Inc.
Capital Markets
2024
Fourth Amended and Restated Investment Advisory Management Agreement between PennantPark Investment Corporation and PennantPark Investment Advisers, LLC
Advisory Agreements
PENNANTPARK INVESTMENT CORP
Capital Markets
NY
2024
Fifth Amended and Restated Investment Advisory Agreement between Golub Capital BDC, Inc. and GC Advisors LLC
Advisory Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
NY
2024
Third Amended and Restated Advisory Agreement between Ashford Hospitality Trust, Inc. and Ashford Hospitality Advisors LLC
Advisory Agreements
Ashford Inc.
Capital Markets
NY
2024
Second Amended and Restated Investment Advisory Agreement between BlackRock Private Credit Fund and BlackRock Capital Investment Advisors, LLC (February 27, 2024)
Advisory Agreements
BlackRock Private Credit Fund
Capital Markets
DE
2024
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Vident Advisory, LLC (July 14, 2023)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
First Amendment to Investment Advisory Agreement between Hennessy Advisors, Inc. and Hennessy Funds Trust
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc. dated December 22, 2022
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
Amended and Restated Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
First Amendment to Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Stance Capital, LLC (December 22, 2022)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
Advisory Agreement among Stirling Hotels & Resorts, Inc., Stirling REIT OP, LP, Stirling TRS Corporation, and Stirling REIT Advisors, LLC
Advisory Agreements
Ashford Inc.
Capital Markets
TX
2023
Fourth Amended and Restated Investment Advisory Agreement between Golub Capital BDC, Inc. and GC Advisors LLC
Advisory Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
NY
2023
Second Amended and Restated Investment Advisory Agreement between Artisan Partners Funds, Inc. and Artisan Partners Limited Partnership
Advisory Agreements
Artisan Partners Asset Management Inc.
Capital Markets
2023
Second Amended and Restated Investment Advisory Agreement between Oaktree Specialty Lending Corporation and Oaktree Fund Advisors, LLC
Advisory Agreements
Oaktree Specialty Lending Corp
Capital Markets
NY
2023
Amended and Restated Investment Advisory Agreement between Blackstone Private Credit Fund and Blackstone Credit BDC Advisors LLC
Advisory Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2022
Fourth Amended and Restated Investment Advisory Management Agreement between Apollo Investment Corporation and Apollo Investment Management, L.P.
Advisory Agreements
APOLLO INVESTMENT CORP
Capital Markets
NY
2022
SLR Capital Partners and SLR Investment Corp. Base Management Fee Reduction Agreement
Advisory Agreements
Solar Capital Ltd.
Capital Markets
2022
Second Amended and Restated Investment Advisory Agreement between Barings BDC, Inc. and Barings LLC (February 25, 2022)
Advisory Agreements
Barings BDC, Inc.
Capital Markets
NY
2022
Second Amended and Restated Investment Advisory Agreement between Artisan Partners Funds, Inc. and Artisan Partners Limited Partnership
Advisory Agreements
Artisan Partners Asset Management Inc.
Capital Markets
2022
Letter Agreement Regarding Service on Heritage Global Inc. Board of Directors – Shirley S. Cho and Heritage Global Inc.
Advisory Agreements
Heritage Global Inc.
Capital Markets
2021
Amendment No. 1 to Investment Advisory and Management Agreement between New Mountain Finance Corporation and New Mountain Finance Advisers BDC, L.L.C.
Advisory Agreements
New Mountain Finance Corp
Capital Markets
2021
Second Amended and Restated Investment Advisory Agreement between CĪON Investment Corporation and CION Investment Management, LLC
Advisory Agreements
CION Investment Corp
Capital Markets
DE
2021
Amendment No. 2 to Fifth Amended and Restated Advisory Agreement among Braemar Hotels & Resorts Inc., Braemar Hospitality Limited Partnership, Braemar TRS Corporation, Ashford...
Advisory Agreements
Ashford Inc.
Capital Markets
TX
2021
Amended and Restated Investment Advisory Agreement between CĪON Investment Corporation and CION Investment Management, LLC
Advisory Agreements
CION Investment Corp
Capital Markets
DE
2021
Management Agreement among Ceres Managed Futures LLC, Ceres Orion L.P., and Breakout Funds, LLC
Advisory Agreements
CERES ORION L.P.
Capital Markets
NY
2021