Advisory Agreements in the Capital Markets Industry

105 Contracts & Agreements

Browse by Company

APOLLO INVESTMENT CORP (1 contract)
Artisan Partners Asset Management Inc. (14)
Ascendant Digital Acquisition Corp. (1)
Ashford Inc. (14)
Bain Capital Specialty Finance, Inc. (1)
Barings BDC, Inc. (3)
BC Partners Lending Corp (2)
BlackRock Private Credit Fund (2)
Blackstone Private Credit Fund (3)
CERES ORION L.P. (3)
CERES TACTICAL SYSTEMATIC L.P. (3)
Crescent Capital BDC, Inc. (2)
EQUUS TOTAL RETURN, INC. (1)
FS KKR Capital Corp (5)
Garrison Capital Inc. (5)
GLADSTONE CAPITAL CORP (1)
GOLUB CAPITAL BDC, Inc. (3)
HENNESSY ADVISORS INC (11)
Manning & Napier, Inc. (1)
Moelis & Co (1)
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (2)
Oaktree Specialty Lending Corp (5)
Oaktree Strategic Income Corp (2)
Owl Rock Capital Corp (4)
Piper Jaffray Companies (8)
PRINCETON CAPITAL CORP (4)
WhiteHorse Finance, Inc. (3)

Recent Contracts

Third Amended and Restated Investment Advisory Agreement, dated as of November 14, 2024, between the Registrant and Oaktree Fund Advisors, LLC (Oaktree Specialty Lending Corp, Filed With SEC on November 19, 2024)
Second Amended and Restated Investment Advisory Agreement between the Company and the New Adviser, dated November 7, 2024, and effective as of January 1, 2025 (Blackstone Private Credit Fund, Filed With SEC on November 13, 2024)
Amendment No. 1 to Advisory Agreement (Ashford Inc., Filed With SEC on November 13, 2024)
Amendment No. 2 to Third Amended and Restated Advisory Agreement, dated as of November 8, 2024, by and between Ashford Hospitality Trust, Inc., Ashford Hospitality Limited... (Ashford Inc., Filed With SEC on November 13, 2024)
Second Amended and Restated Advisory Agreement (BlackRock Private Credit Fund, Filed With SEC on November 6, 2024)
Amendment No. 1 to Third Amended and Restated Advisory Agreement, dated as of August 8, 2024, by and between Ashford Hospitality Trust, Inc., Ashford Hospitality Limited... (Ashford Inc., Filed With SEC on August 13, 2024)
Third Amended and Restated Advisory Agreement, dated as of March 12, 2024, by and between Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS... (Ashford Inc., Filed With SEC on March 15, 2024)
Second Amended and Restated Investment Advisory Agreement, dated February 22, 2024, between Registrant and WhiteHorse Advisers (WhiteHorse Finance, Inc., Filed With SEC on March 5, 2024)
Second Amended and Restated Investment Advisory Agreement (BlackRock Private Credit Fund, Filed With SEC on February 29, 2024)
SubAdvisory Agreement, dated as of July14, 2023, between the registrant and Vident Advisory, LLC (for the Hennessy Stance ESG ETF (trading subadvisor)) (HENNESSY ADVISORS INC, Filed With SEC on December 7, 2023)
First Amendment to Investment Advisory Agreement, dated as of April 28, 2023, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Stance ESG ETF) (HENNESSY ADVISORS INC, Filed With SEC on December 7, 2023)
Investment Advisory Agreement, dated as of December22, 2022, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Stance ESG ETF) (HENNESSY ADVISORS INC, Filed With SEC on December 7, 2023)
Advisory Agreement, by and among Stirling Hotels & Resorts, Inc., Stirling REIT OP, LP, Stirling TRS Corporation and Stirling REIT Advisors, LLC, dated December 6, 2023 (Ashford Inc., Filed With SEC on December 6, 2023)
Fourth Amended and Restated Investment Advisory Agreement, dated as of August 3, 2023, by and between Golub Capital BDC, Inc. and GC Advisors, LLC (GOLUB CAPITAL BDC, Inc., Filed With SEC on August 7, 2023)
Second Amended and Restated Investment Advisory Agreement between Artisan Partners Limited Partnership and Artisan Partners Funds, Inc (Artisan Partners Asset Management Inc., Filed With SEC on February 27, 2023)
Second Amended and Restated Investment Advisory Agreement, dated as of January 23, 2023, between the Registrant and Oaktree Fund Advisors, LLC (Oaktree Specialty Lending Corp, Filed With SEC on January 23, 2023)
Amended and Restated Investment Advisory Agreement, dated August 2, 2022 (Blackstone Private Credit Fund, Filed With SEC on August 3, 2022)
Fourth Amended and Restated Investment Advisory Agreement, dated August 1, 2022 (APOLLO INVESTMENT CORP, Filed With SEC on August 2, 2022)
Second Amended and Restated Investment Advisory Agreement, dated February 25, 2022, by and between Barings BDC, Inc. and Barings LLC (Barings BDC, Inc., Filed With SEC on March 3, 2022)
Second Amended and Restated Investment Advisory Agreement between Artisan Partners Limited Partnership and Artisan Partners Funds, Inc (Artisan Partners Asset Management Inc., Filed With SEC on February 22, 2022)
Amendment No. 2 to the Fifth Amended and Restated Advisory Agreement, dated as of August 16, 2021, by and among Braemar Hotels & Resorts Inc., Braemar Hospitality Limited... (Ashford Inc., Filed With SEC on August 16, 2021)
Amended and Restated Investment Advisory Agreement, dated as of June 16, 2021, by and between FS KKR Capital Corp. and FS/KKR Advisor, LLC (FS KKR Capital Corp, Filed With SEC on June 16, 2021)
Third Amended and Restated Investment Advisory Agreement between Owl Rock Capital Corporation and Owl Rock Capital Advisors LLC, dated May 18, 2021 (Owl Rock Capital Corp, Filed With SEC on May 20, 2021)
Amended and Restated Investment Advisory Agreement, dated as of March 19, 2021, between the Registrant and Oaktree Fund Advisors, LLC (Oaktree Specialty Lending Corp, Filed With SEC on March 19, 2021)
Investment Advisory Agreement between the Company and the Adviser, dated October 5, 2020 (Blackstone Private Credit Fund, Filed With SEC on March 5, 2021)
Amendment to the Amended and Restated Advisory Agreement by and among Ceres Managed Futures LLC, Transtrend B.V. and CMF TT II, LLC (CERES ORION L.P., Filed With SEC on January 21, 2021)
Second Amended and Restated Advisory Agreement, dated as of January 14, 2021, by and between Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS... (Ashford Inc., Filed With SEC on January 15, 2021)
Investment Advisory Agreement by and between Crescent Capital BDC, Inc. and Crescent Cap Advisors, LLC, dated as of January 5, 2021 (Crescent Capital BDC, Inc., Filed With SEC on January 6, 2021)
Amended and Restated Investment Advisory Agreement, dated December 23, 2020, by and between Barings BDC, Inc. and Barings LLC (Barings BDC, Inc., Filed With SEC on December 23, 2020)
Letter Agreement, dated July 23, 2020, by and among the Company, its executive officers, its directors, its advisory board members and Ascendant Sponsor LP (Ascendant Digital Acquisition Corp., Filed With SEC on July 28, 2020)
Investment Advisory Agreement, dated as of May 4, 2020, by and between the Company and Oaktree Fund Advisors, LLC (Oaktree Strategic Income Corp, Filed With SEC on May 7, 2020)
Investment Advisory Agreement, dated as of May 4, 2020, by and between the Company and Oaktree Fund Advisors, LLC (Oaktree Specialty Lending Corp, Filed With SEC on May 7, 2020)
Second Amended and Restated Investment Advisory Agreement, between Owl Rock Capital Corporation and Owl Rock Capital Advisors, dated March 31, 2020 (Owl Rock Capital Corp, Filed With SEC on April 1, 2020)
Second Amended and Restated Investment Advisory Agreement between Artisan Partners Limited Partnership and Artisan Partners Funds, Inc (Artisan Partners Asset Management Inc., Filed With SEC on February 18, 2020)
Amended and Restated Investment Advisory Agreement by and between Crescent Capital BDC, Inc. and Crescent Cap Advisors, LLC, dated as of February 1, 2020 (Crescent Capital BDC, Inc., Filed With SEC on February 3, 2020)
Third Amended and Restated Investment Advisory Agreement, dated as of September 16, 2019, by and between Golub Capital BDC, Inc. and GC Advisors, LLC (GOLUB CAPITAL BDC, Inc., Filed With SEC on September 16, 2019)
First Amendment to Amended and Restated Investment Advisory Agreement dated as of July 9, 2019, by and between BC Partners Lending Corporation and BC Partners Advisors L.P (BC Partners Lending Corp, Filed With SEC on July 10, 2019)
Sixth Amended and Restated Investment Advisory Agreement dated as of May 6, 2019, by and between Garrison Capital Inc. and Garrison Capital Advisers LLC (Garrison Capital Inc., Filed With SEC on May 7, 2019)
Amended and Restated Investment Advisory Agreement, dated February 27, 2019, between the Company and the Adviser (Owl Rock Capital Corp, Filed With SEC on February 27, 2019)
First Amendment to Investment Advisory Agreement, dated as of February 28, 2017, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Focus Fund, the... (HENNESSY ADVISORS INC, Filed With SEC on December 7, 2023)