RJO GLOBAL TRUST Business Operations Contracts & Agreements

41 Contracts & Agreements
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Filed
Advisory Agreement among OASIS PCM, LLC, R.J. O’Brien Fund Management, LLC, and Prolific Capital Markets, LLC (March 30, 2017)
Advisory Agreements
RJO GLOBAL TRUST
DE
2017
Amendment to Exhibit D of Advisory Agreement among Oasis DCM PTY, LLC, R.J. O’Brien Fund Management, LLC, and Degraves Capital Management PTY Ltd.
Advisory Agreements
RJO GLOBAL TRUST
2017
Amendment to Exhibit D of Advisory Agreement among OASIS Claughton, LLC, R.J. O’Brien Fund Management, LLC, and Claughton Capital LLC
Advisory Agreements
RJO GLOBAL TRUST
2017
Second Amendment to Advisory Agreement among OASIS RCM, LLC, R.J. O’Brien Fund Management, LLC, and Revolution Capital Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
2017
Fourth Amendment to Advisory Agreement among Oasis Row LLC, R.J. O’Brien Fund Management, LLC, and ROW Asset Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
2016
Third Amendment to Advisory Agreement among Oasis Row LLC, R.J. O’Brien Fund Management, LLC, and ROW Asset Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
2016
Advisory Agreement among Oasis DCM PTY, LLC, R.J. O’Brien Fund Management, LLC, and Degraves Capital Management PTY Ltd dated December 30, 2015
Advisory Agreements
RJO GLOBAL TRUST
DE
2016
Second Amendment to Advisory Agreement among OASIS TWC, LLC, R.J. O’Brien Fund Management, LLC, and Turning Wheel Capital Inc.
Advisory Agreements
RJO GLOBAL TRUST
2016
Second Amendment to Advisory Agreement among OASIS Claughton, LLC, R.J. O’Brien Fund Management, LLC, and Claughton Capital, LLC
Advisory Agreements
RJO GLOBAL TRUST
2016
Amendment to Advisory Agreement among OASIS TWC, LLC, R.J. O’Brien Fund Management, LLC, and Turning Wheel Capital Inc.
Advisory Agreements
RJO GLOBAL TRUST
2016
Amendment to Advisory Agreement among OASIS Claughton, LLC, R.J. O’Brien Fund Management, LLC, and Claughton Capital, LLC
Advisory Agreements
RJO GLOBAL TRUST
2016
Third Amendment to Advisory Agreement among OASIS Centurion, R.J. O’Brien Fund Management, and Centurion Investment Management (April 1, 2015)
Advisory Agreements
RJO GLOBAL TRUST
2016
Second Amendment to Advisory Agreement among Oasis ROW LLC, R.J. O’Brien Fund Management, LLC, and ROW Asset Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
2016
Amendment to Advisory Agreement among OASIS RCM, LLC, R.J. O’Brien Fund Management, LLC, and Revolution Capital Management LLC (April 1, 2015)
Advisory Agreements
RJO GLOBAL TRUST
2016
Amendment to Advisory Agreement among OASIS PGR LLC, R.J. O’Brien Fund Management, LLC, and PGR Capital LLP
Advisory Agreements
RJO GLOBAL TRUST
2016
Advisory Agreement among Oasis Claughton, LLC, R.J. O’Brien Fund Management, LLC, and Claughton Capital, LLC (April 1, 2015)
Advisory Agreements
RJO GLOBAL TRUST
DE
2015
Advisory Agreement among OASIS TWC, LLC, R.J. O’Brien Fund Management, LLC, and Turning Wheel Capital Inc. dated March 31, 2015
Advisory Agreements
RJO GLOBAL TRUST
DE
2015
Second Amendment to Advisory Agreement among OASIS Centurion LLC, R.J. O’Brien Fund Management, LLC, and Centurion Investment Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
2015
Amendment to Advisory Agreement among Oasis Row, LLC, R.J. O’Brien Fund Management, LLC, and ROW Asset Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
2014
Advisory Agreement among Oasis Row, LLC, R.J. O’Brien Fund Management, LLC, and ROW Asset Management, LLC (September 18, 2014)
Advisory Agreements
RJO GLOBAL TRUST
DE
2014
Amendment to Advisory Agreement among OASIS Centurion LLC, R.J. O’Brien Fund Management, LLC, and Centurion Investment Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
2014
Advisory Agreement among OASIS Centurion LLC, R.J. O’Brien Fund Management, LLC, and Centurion Investment Management, LLC (April 17, 2014)
Advisory Agreements
RJO GLOBAL TRUST
DE
2014
Advisory Agreement among Oasis PR LLC, R.J. O’Brien Fund Management, LLC, and Prescient Ridge Management, LLC (October 15, 2013)
Advisory Agreements
RJO GLOBAL TRUST
DE
2014
Advisory Agreement among OASIS PAM LLC, R.J. O’Brien Fund Management, LLC, and Paskewitz Asset Management, LLC
Advisory Agreements
RJO GLOBAL TRUST
DE
2014
Advisory Agreement among Oasis Bleecker LLC, R.J. O’Brien Fund Management, LLC, and Bleecker Street Capital, LLC (October 9, 2013)
Advisory Agreements
RJO GLOBAL TRUST
IL
2014
Advisory Agreement among OASIS PGR LLC, R.J. O’Brien Fund Management, LLC, and PGR Capital LLP (October 9, 2013)
Advisory Agreements
RJO GLOBAL TRUST
IL
2014
Advisory Agreement among Oasis RCM LLC, R.J. O’Brien Fund Management, LLC, and Revolution Capital Management LLC
Advisory Agreements
RJO GLOBAL TRUST
IL
2014
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and Global Ag, LLC (July 16, 2012)
Advisory Agreements
RJO GLOBAL TRUST
DE
2013
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and Aventis Asset Management LLC (June 25, 2012)
Advisory Agreements
RJO GLOBAL TRUST
DE
2012
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and Hyman Beck & Company, Inc.
Advisory Agreements
RJO GLOBAL TRUST
DE
2012
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and Liberty Funds Group, Inc. dated March 27, 2012
Advisory Agreements
RJO GLOBAL TRUST
DE
2012
Third Amended and Restated Selling Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and R.J. O’Brien Securities LLC (July 1, 2011)
Distribution Agreements
RJO GLOBAL TRUST
DE
2011
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and Haar Capital Management LLC (July 1, 2009)
Advisory Agreements
RJO GLOBAL TRUST
DE
2009
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and Conquest Capital LLC (July 1, 2009)
Advisory Agreements
RJO GLOBAL TRUST
DE
2009
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and Global Advisors (Jersey) Limited (June 1, 2009)
Advisory Agreements
RJO GLOBAL TRUST
DE
2009
Advisory Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and NuWave Investment Management, LLC (January 28, 2009)
Advisory Agreements
RJO GLOBAL TRUST
2009
Second Amended and Restated Selling Agreement among RJO Global Trust, R.J. O’Brien Fund Management, LLC, and R.J. O’Brien Securities LLC (November 5, 2008)
Distribution Agreements
RJO GLOBAL TRUST
2009
Amended and Restated Additional Selling Agent Agreement for JWH Global Trust Units – R.J. O’Brien Fund Management, LLC and Additional Selling Agent, 2007
Sales Agreements
RJO GLOBAL TRUST
NY
2007
Third Amendment to Trading Advisory Agreement among JWH Global Trust, Refco Commodity Management, Inc., and John W. Henry & Company, Inc.
Advisory Agreements
RJO GLOBAL TRUST
2007
First Amendment to Trading Advisory Agreement among JWH Global Trust, CIS Investments, Inc., and John W. Henry & Company, Inc.
Advisory Agreements
RJO GLOBAL TRUST
2007