RCS Capital Corp Business Operations Contracts & Agreements
23 Contracts & Agreements
- Development Agreements (2 contracts)
- Indemnification Agreements (1)
- Management Agreements (3)
- Services Agreements (14)
- Termination Agreements (1)
- Voting Agreements (2)
- TERMINATION AGREEMENT (Filed With SEC on August 11, 2015)
- THIRD AMENDMENT TO SERVICES AGREEMENT (Filed With SEC on May 11, 2015)
- SECOND AMENDMENT TO SERVICES AGREEMENT (Filed With SEC on March 11, 2015)
- FIRST AMENDMENT TO SERVICES AGREEMENT (Filed With SEC on March 11, 2015)
- FIRST AMENDMENT TO SERVICES AGREEMENT (Filed With SEC on March 11, 2015)
- AMENDED AND RESTATED SERVICES AGREEMENT among RCSCapital Corporation, RCSCAPITAL HOLDINGS, LLC and RCSCapital Management, LLC Dated as of February 11, 2014 (Filed With SEC on February 28, 2014)
- SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS ADVISORY SERVICES, LLC Dated as of February 11, 2014 (Filed With SEC on February 28, 2014)
- VOTING AGREEMENT (Filed With SEC on November 18, 2013)
- VOTING AGREEMENT (Filed With SEC on October 28, 2013)
- MANAGEMENT AGREEMENT among RCS CAPITAL CORPORATION, REALTY CAPITAL SECURITIES, LLC, RCS ADVISORY SERVICES, LLC, AMERICAN NATIONAL STOCK TRANSFER, LLC and RCS CAPITAL MANAGEMENT,... (Filed With SEC on August 2, 2013)
- SERVICES AGREEMENT between AR CAPITAL, LLC, as Company and RCS ADVISORY SERVICES, LLC, as Service Provider Dated as of June 10, 2013 SERVICES AGREEMENT (Filed With SEC on August 2, 2013)
- SERVICES AGREEMENT among REALTY CAPITAL SECURITIES, LLC, RCS ADVISORY SERVICES, LLC, and AMERICAN NATIONAL STOCK TRANSFER, LLC, collectively, as Company and AMERICAN REALTY... (Filed With SEC on August 2, 2013)
- TAX RECEIVABLE AGREEMENT among RCS CAPITAL CORPORATION, RCAP HOLDINGS, LLC REALTY CAPITAL SECURITIES, LLC, RCS ADVISORY SERVICES, LLC and AMERICAN NATIONAL STOCK TRANSFER, LLC (Filed With SEC on August 2, 2013)
- AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS ADVISORY SERVICES, LLC (Filed With SEC on August 2, 2013)
- AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS ADVISORY SERVICES, LLC (Filed With SEC on May 30, 2013)
- INDEMNIFICATION AGREEMENT (Filed With SEC on May 21, 2013)
- MANAGEMENT AGREEMENT among RCS CAPITAL CORPORATION, REALTY CAPITAL SECURITIES,LLC, RCS ADVISORY SERVICES, LLC, AMERICAN NATIONAL STOCK TRANSFER, LLC and RCS CAPITAL MANAGEMENT,... (Filed With SEC on May 21, 2013)
- SERVICES AGREEMENT between ARCapital, LLC, as Company and RCS ADVISORY SERVICES, LLC, as Service Provider Dated as of April [ ], 2013 (Filed With SEC on May 21, 2013)
- SERVICES AGREEMENT among Realtycapital Securities, llc, RCS ADVISORY SERVICES, LLC, and AMERICAN NATIONAL STOCK TRANSFER, LLC, collectively, as Company and ARC ADVISORS, LLC, as... (Filed With SEC on May 21, 2013)
- TAX RECEIVABLE AGREEMENT Among RCS CAPITAL CORPORATION, RCAP HOLDINGS, LLC REALTY CAPITAL SECURITIES, LLC, RCS ADVISORY SERVICES, LLC, and AMERICAN NATIONAL STOCK TRANSFER, LLC (Filed With SEC on May 21, 2013)
- AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of RCS ADVISORY SERVICES, LLC (Filed With SEC on May 21, 2013)
- UNITED DEVELOPMENT FUNDING IV UP TO 35,000,000 COMMON SHARES OF BENEFICIAL INTEREST AMENDED AND RESTATED EXCLUSIVE DEALERMANAGER AGREEMENT November 10, 2009 (Filed With SEC on March 28, 2013)
- Business Development Corporation of America UP TO 150,000,000 SHARES OF COMMONSTOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT January25, 2011 (Filed With SEC on March 28, 2013)