Raymond James Financial Inc. Business Operations Contracts & Agreements

8 Contracts & Agreements
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Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Shareholder (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Certain Shareholders (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Director and Officer Indemnification Agreement between Raymond James Financial, Inc. and Indemnitee
Indemnification Agreements
Raymond James Financial Inc.
Capital Markets
FL
2019
Settlement Agreement and Release among Receiver, Class Counsel, and Raymond James & Associates, Inc.
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
FL
2017
Consent Order Between Texas State Securities Board and Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Regarding Auction Rate Securities
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
Administrative Consent Agreement to Final Order Between State of Florida Office of Financial Regulation and Raymond James & Associates, Inc. and Raymond James Financial Services,...
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
SEC Order Instituting Administrative and Cease-and-Desist Proceedings Against Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
Indemnification Agreement between Raymond James Financial, Inc. and Director/Officer (September 2004)
Indemnification Agreements
Raymond James Financial Inc.
Capital Markets
FL
2004