HENNESSY ADVISORS INC Business Operations Contracts & Agreements
13 Contracts & Agreements
- Advisory Agreements (11 contracts)
- Management Agreements (2)
- SubAdvisory Agreement, dated as of July14, 2023, between the registrant and Vident Advisory, LLC (for the Hennessy Stance ESG ETF (trading subadvisor)) (Filed With SEC on December 7, 2023)
- First Amendment to Investment Advisory Agreement, dated as of April 28, 2023, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Stance ESG ETF) (Filed With SEC on December 7, 2023)
- Investment Advisory Agreement, dated as of December22, 2022, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Stance ESG ETF) (Filed With SEC on December 7, 2023)
- First Amendment to Investment Advisory Agreement, dated as of February 28, 2017, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Focus Fund, the... (Filed With SEC on December 7, 2023)
- Investment Advisory Agreement, dated October 26, 2018, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy BP Energy Fund and the Hennessy BP Midstream Fund) (Filed With SEC on November 28, 2018)
- First Amendment to Sub-Advisory Agreement, dated February 28, 2018, between Hennessy Advisors, Inc. and SPARX Asset Management Co., Ltd. (for the Hennessy Japan Fund and the... (Filed With SEC on May 2, 2018)
- TRANSACTION AGREEMENT Among HENNESSY ADVISORS, INC., RAINIER INVESTMENT MANAGEMENT, LLC and MANNING & NAPIER GROUP, LLC May 10, 2017 TABLE OF CONTENTS (Filed With SEC on May 11, 2017)
- FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT (Filed With SEC on December 1, 2016)
- INVESTMENT ADVISORY AGREEMENT (Filed With SEC on August 6, 2014)
- INVESTMENT ADVISORY AGREEMENT (Filed With SEC on January 17, 2013)
- INVESTMENT ADVISORY AGREEMENT (Filed With SEC on December 4, 2009)
- INVESTMENT ADVISORY AGREEMENT (Filed With SEC on December 4, 2009)
- INVESTMENT ADVISORY AGREEMENT (Filed With SEC on December 4, 2009)