HENNESSY ADVISORS INC Business Operations Contracts & Agreements

13 Contracts & Agreements
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SubAdvisory Agreement, dated as of July14, 2023, between the registrant and Vident Advisory, LLC (for the Hennessy Stance ESG ETF (trading subadvisor))
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
First Amendment to Investment Advisory Agreement, dated as of April 28, 2023, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Stance ESG ETF)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Investment Advisory Agreement, dated as of December22, 2022, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Stance ESG ETF)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
First Amendment to Investment Advisory Agreement, dated as of February 28, 2017, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy Focus Fund, the...
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Investment Advisory Agreement, dated October 26, 2018, between the registrant and Hennessy Funds Trust (on behalf of the Hennessy BP Energy Fund and the Hennessy BP Midstream Fund)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2018
First Amendment to Sub-Advisory Agreement, dated February 28, 2018, between Hennessy Advisors, Inc. and SPARX Asset Management Co., Ltd. (for the Hennessy Japan Fund and the...
Management Agreements
HENNESSY ADVISORS INC
Capital Markets
2018
TRANSACTION AGREEMENT Among HENNESSY ADVISORS, INC., RAINIER INVESTMENT MANAGEMENT, LLC and MANNING & NAPIER GROUP, LLC May 10, 2017 TABLE OF CONTENTS
Management Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2017
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2016
INVESTMENT ADVISORY AGREEMENT
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2014
INVESTMENT ADVISORY AGREEMENT
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2013
INVESTMENT ADVISORY AGREEMENT
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2009
INVESTMENT ADVISORY AGREEMENT
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2009
INVESTMENT ADVISORY AGREEMENT
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2009