HENNESSY ADVISORS INC Business Operations Contracts & Agreements

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Second Amended and Restated Servicing Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Services Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Vident Advisory, LLC (July 14, 2023)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
First Amendment to Investment Advisory Agreement between Hennessy Advisors, Inc. and Hennessy Funds Trust
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc. dated December 22, 2022
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
Amended and Restated Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
First Amendment to Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Stance Capital, LLC (December 22, 2022)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2023
Second Amendment to Amended and Restated Servicing Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Services Agreements
HENNESSY ADVISORS INC
Capital Markets
2018
First Amendment to Amended and Restated Servicing Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Services Agreements
HENNESSY ADVISORS INC
Capital Markets
2015
Amended and Restated Servicing Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Services Agreements
HENNESSY ADVISORS INC
Capital Markets
2014
Shareholder Servicing Agreement between Hennessy SPARX Funds Trust and Hennessy Advisors, Inc.
Services Agreements
HENNESSY ADVISORS INC
Capital Markets
2011
Servicing Agreement between The Hennessy Funds, Inc. and Hennessy Advisors, Inc. (July 1, 2007)
Services Agreements
HENNESSY ADVISORS INC
Capital Markets
2011
Sub-Advisory Agreement between Hennessy Advisors, Inc. and BP Capital Fund Advisors, LLC dated October 26, 2018
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2018
Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2018
First Amendment to Sub-Advisory Agreement between Hennessy Advisors, Inc. and SPARX Asset Management Co., Ltd.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2018
First Amendment to Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2016
Sub-Advisory Agreement between Hennessy Advisors, Inc. and SPARX Asset Management Co., Ltd. dated February 28, 2014
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2014
Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc. (February 28, 2014)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2014
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Financial Counselors, Inc. (October 25, 2012)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2013
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Financial Counselors, Inc. dated October 25, 2012
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2013
Sub-Advisory Agreement between Hennessy Advisors, Inc. and The London Company of Virginia (Hennessy Equity and Income Fund)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2013
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Broad Run Investment Management, LLC (Hennessy Focus Fund)
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2013
Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2013
Sub-Advisory Agreement between Hennessy Advisors, Inc. and SPARX Asset Management Co., Ltd.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
CA
2009
Investment Advisory Agreement between Hennessy SPARX Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2009
Sub-Advisory Agreement between Hennessy Advisors, Inc. and Voyageur Asset Management Inc. dated March 23, 2009
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
CA
2009
Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2009
Investment Advisory Agreement between Hennessy Funds Trust and Hennessy Advisors, Inc.
Advisory Agreements
HENNESSY ADVISORS INC
Capital Markets
2009