GLADSTONE INVESTMENT CORPORATION Business Operations Contracts & Agreements

11 Contracts & Agreements
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Gladstone Investment Corporation $75 Million Common Stock Sales Agreement with M&T Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Virtu Americas LLC
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and B. Riley Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
Investment Advisory and Management Agreement between Gladstone Investment Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2025
Gladstone Investment Corporation $75,000,000 Common Stock Sales Agreement with Virtu Americas LLC (May 2024)
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Sales Agreement between Gladstone Investment Corporation and B. Riley Securities, Inc. for Up to $50,000,000 of Common Stock
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2023
Sales Agreement for Up to $50,000,000 of 6.375% Series E Cumulative Term Preferred Stock between Gladstone Investment Corporation and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2020
Sales Agreement for Up to $50 Million Series E Cumulative Term Preferred Stock between Gladstone Investment Corporation and Wedbush Securities Inc.
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2020
Administration Agreement between Gladstone Investment Corporation and Gladstone Administration, LLC (June 22, 2005)
Administration Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
DE
2006
Investment Advisory and Management Agreement between Gladstone Investment Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
DE
2006