Warrant Agreements in the Diversified Financial Services Industry

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Form of Pre-Funded Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2018
Form of Warrant Exercise Agreement, dated December 8, 2024
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2025
Form of Common Stock Purchase Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2025
Form of Warrant Exercise Agreement, dated December 8, 2024
Warrant Agreements
LM FUNDING AMERICA, INC.
2024
Form of Common Stock Purchase Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
2024
Form of Pre-Funded Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
2024
Form of Series B Common Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
2024
Form of Series A Common Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
2024
Form of Warrant
Warrant Agreements
Beneficient Co Group, L.P.
2024
Creditor Warrant Agreement dated as of September 4, 2019 between PHI Group, Inc. and American Stock Transfer & Trust Company, LLC as warrant agent
Warrant Agreements
PHI INC
Diversified Financial Services
TX
2023
Form of Asset PIPE Warrant
Warrant Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
2023
Assignment, Assumption and Amendment to Warrant Agreement, dated June 7, 2023, by and among The Beneficient Company Group, L.P., Avalon Acquisition Inc. and Continental Stock...
Warrant Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
2023
Amendment No. 3 to Warrant Agreement, dated as of February 22, 2023, among Voya Financial, Inc., Computershare Inc. and Computershare Trust Company, N.A
Warrant Agreements
Voya Financial, Inc.
Diversified Financial Services
NY
2023
Form of Warrant
Warrant Agreements
Agora Digital Holdings, Inc.
Diversified Financial Services
NY
2022
Form of Warrant to purchase ordinary shares of GDHL
Warrant Agreements
Galaxy Digital Holdings Ltd.
Diversified Financial Services
NY
2022
Form of Warrant Agent Agreement
Warrant Agreements
Agora Digital Holdings, Inc.
Diversified Financial Services
NY
2022
Common Stock Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2021
Form of Warrant
Warrant Agreements
Agora Digital Holdings, Inc.
Diversified Financial Services
NY
2021
Form of Common Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2021
Form of Representatives Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2021
Form of Representatives Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2021
Form of Common Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2021
Form of Warrant issued by the Company to the Recipients
Warrant Agreements
STANDARD PREMIUM FINANCE HOLDINGS, INC.
Diversified Financial Services
FL
2021
Warrant Agreement, dated January 25, 2021, between the Company and Continental Stock Transfer & Trust Company
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2021
Form of Warrant
Warrant Agreements
Creations Inc
Diversified Financial Services
2020
Form of Pre-Funded Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2020
Form of Common Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2020
Form of Underwriters Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2020
Form of Pre-Funded Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2020
Form of Common Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2020
Form of Warrant
Warrant Agreements
Creations Inc
Diversified Financial Services
2020
Form of Warrant Amendment and Exchange Agreement, dated as of December 30, 2019, among FlexShopper, Inc. and the Holders signatory thereto
Warrant Agreements
FlexShopper, Inc.
Diversified Financial Services
NY
2019
Amendment No. 1 to Warrant Agent Agreement, dated as of December 30, 2019, between FlexShopper, Inc. and Continental Stock Transfer & Trust Company
Warrant Agreements
FlexShopper, Inc.
Diversified Financial Services
NY
2019
Equity Holder Warrant Agreement, dated as of September 4, 2019, between the Company and American Stock Transfer & Trust Company, LLC, as warrant agent
Warrant Agreements
PHI INC
Diversified Financial Services
TX
2019
Creditor Warrant Agreement, dated as of September 4, 2019, between the Company and American Stock Transfer & Trust Company, LLC, as warrant agent
Warrant Agreements
PHI INC
Diversified Financial Services
TX
2019
[FORM OF UNDERWRITER WARRANT]
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2018
PRE-FUNDED COMMON STOCK PURCHASE WARRANT LM FUNDING AMERICA, INC.
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2018
Form of Warrant
Warrant Agreements
Blockchain Industries, Inc.
Diversified Financial Services
2018
Form of Warrant
Warrant Agreements
Blockchain Industries, Inc.
Diversified Financial Services
NY
2018
Form of Common Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2018