Warrant Agreements in the Capital Markets Industry
104 Contracts & Agreements
- ALTIMAR ACQUISITION CORP. (5 contracts)
- Ascendant Digital Acquisition Corp. (3)
- B. Riley Financial, Inc. (6)
- BGC Partners, Inc. (1)
- BLACKSTAR ENTERPRISE GROUP, INC. (1)
- Blucora, Inc. (1)
- Cohen & Co Inc. (1)
- Coinbase Global, Inc. (2)
- CONCIERGE TECHNOLOGIES INC (2)
- ContextLogic Inc. (2)
- ENDI Corp. (2)
- Evercore (1)
- FinTech Acquisition Corp. IV (4)
- GlassBridge Enterprises, Inc. (2)
- Goldman Sachs (3)
- Great Elm Capital Group, Inc. (2)
- Greenpro Capital Corp. (1)
- Heritage Global Inc. (2)
- INTL FCStone Inc. (1)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (5)
- MarketAxess Holdings Inc (1)
- Morgan Stanley (2)
- NATIONAL HOLDINGS CORP (13)
- Nebula Parent Corp. (2)
- NewHold Investment Corp. II (5)
- Northern Trust Corp. (1)
- Och-Ziff Capital Management Group LLC (2)
- QUOTEMEDIA INC (3)
- Robinhood Markets, Inc. (1)
- State Street Corp. (1)
- ValueSetters Inc. (18)
- VetaNova Inc. (1)
- VPC Impact Acquisition Holdings (7)
- Form of Placement Agent Warrant (ValueSetters Inc., Filed With SEC on January 15, 2025)
- Form of New Series A-6 Warrant (ValueSetters Inc., Filed With SEC on January 15, 2025)
- Form of New Series A-5 Warrant (ValueSetters Inc., Filed With SEC on January 15, 2025)
- Common Stock Purchase Warrant, dated July 16, 2024, by and between GlassBridge Enterprises, Inc. and Alex Spiro (GlassBridge Enterprises, Inc., Filed With SEC on July 22, 2024)
- Form of Placement Agent Warrant (ValueSetters Inc., Filed With SEC on May 29, 2024)
- Form of New Series A-4 Warrant (ValueSetters Inc., Filed With SEC on May 29, 2024)
- Form of New Series A-3 Warrant (ValueSetters Inc., Filed With SEC on May 29, 2024)
- Form of Pre-Funded Warrant (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Form of Class 2 Warrant (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Form of Class 1 Warrant (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Form of Placement Agent Warrant (ValueSetters Inc., Filed With SEC on December 27, 2023)
- Form of Series A-2 Common Warrant (ValueSetters Inc., Filed With SEC on December 27, 2023)
- Form of Series A-1 Common Warrant (ValueSetters Inc., Filed With SEC on December 27, 2023)
- Form of Prefunded Warrant (ValueSetters Inc., Filed With SEC on December 27, 2023)
- Form of Placement Agents Warrant (ValueSetters Inc., Filed With SEC on December 18, 2023)
- Form of Pre-Funded Warrant (ValueSetters Inc., Filed With SEC on December 18, 2023)
- Form of Common Stock Purchase Warrant (ValueSetters Inc., Filed With SEC on December 18, 2023)
- Warrant Termination Agreement, dated as of September 25, 2023, by and between GlassBridge Enterprises, Inc. and Tacora Capital, LP (GlassBridge Enterprises, Inc., Filed With SEC on September 29, 2023)
- Form of Placement Agent Warrant (ValueSetters Inc., Filed With SEC on May 25, 2023)
- Amendment No. 1 to Warrant Agreement, dated September 15, 2022, by and between MarketWise, Inc. and Continental Stock Transfer & Trust Company (Ascendant Digital Acquisition Corp., Filed With SEC on September 15, 2022)
- Amendment No. 2 to Warrant Agreement, dated August 23, 2022, by and between the Company and American Stock Transfer & Trust Company, LLC (FinTech Acquisition Corp. IV, Filed With SEC on August 23, 2022)
- Class W-2 Warrant (ENDI Corp., Filed With SEC on August 12, 2022)
- Class W-1 Warrant (ENDI Corp., Filed With SEC on August 12, 2022)
- Form of Warrant (ValueSetters Inc., Filed With SEC on July 15, 2022)
- WARRANT AGENT AGREEMENT (ValueSetters Inc., Filed With SEC on July 15, 2022)
- Form of Pre-Funded Warrant (ValueSetters Inc., Filed With SEC on June 28, 2022)
- Form of Warrant Agent Agreement (ValueSetters Inc., Filed With SEC on June 28, 2022)
- First Amendment to Warrant Agreement, dated March 9, 2022, by and among Bakkt Holdings, Inc, American Stock Transfer & Trust Company, LLC and Continental Stock Transfer & Trust... (VPC Impact Acquisition Holdings, Filed With SEC on March 31, 2022)
- Form of Underwriters Warrant (CONCIERGE TECHNOLOGIES INC, Filed With SEC on March 15, 2022)
- Form of Underwriters Warrant (CONCIERGE TECHNOLOGIES INC, Filed With SEC on January 31, 2022)
- Amendment to Warrant Agreement, dated November 10, 2021, by and among Perella Weinberg Partners, Continental Stock Transfer & Trust Company and American Stock Transfer & Trust... (FinTech Acquisition Corp. IV, Filed With SEC on December 21, 2021)
- Warrant Agreement, dated October 20, 2021, by and between the Company and Continental Stock Transfer & Trust Company (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
- Specimen Warrant Certificate (VPC Impact Acquisition Holdings, Filed With SEC on October 21, 2021)
- Form of Warrant Agreement between Continental Stock Transfer& Trust Company, LLC and the Registrant (NewHold Investment Corp. II, Filed With SEC on October 4, 2021)
- Form of Warrant (VetaNova Inc., Filed With SEC on September 17, 2021)
- Form of Warrant Agreement between Continental Stock Transfer& Trust Company, LLC and the Registrant (NewHold Investment Corp. II, Filed With SEC on July 21, 2021)
- Form of Warrant Agreement of Robinhood Markets, Inc (Robinhood Markets, Inc., Filed With SEC on July 1, 2021)
- Form of Warrant Agreement between Continental Stock Transfer& Trust Company, LLC and the Registrant (NewHold Investment Corp. II, Filed With SEC on June 22, 2021)
- Specimen Warrant Certificate (NewHold Investment Corp. II, Filed With SEC on June 22, 2021)
- Amended and Restated Warrant Agreement, dated as of May 19, 2021, by and among Blue Owl Capital Inc., Computershare Trust Company, N.A. and Computershare Inc. and Continental... (ALTIMAR ACQUISITION CORP., Filed With SEC on May 21, 2021)
