Warrant Agreements in the Capital Markets Industry
342 Contracts & Agreements
- AFFILIATED MANAGERS GROUP, INC. (6 contracts)
- ALLIANCEBERNSTEIN HOLDING L.P. (4)
- ALTIMAR ACQUISITION CORP. (8)
- Ameriprise Financial (2)
- Apollo Global Management LLC (1)
- Ares Management Corp (3)
- Artisan Partners Asset Management Inc. (2)
- Ascendant Digital Acquisition Corp. (7)
- AssetMark Financial Holdings, Inc. (1)
- B. Riley Financial, Inc. (10)
- BGC Partners, Inc. (9)
- BlackRock (1)
- BLACKSTAR ENTERPRISE GROUP, INC. (1)
- Blucora, Inc. (5)
- CAPITAL SOUTHWEST CORP (1)
- Charles Schwab Corporation (18)
- CME Group Inc. (1)
- Cohen & Co Inc. (11)
- Coinbase Global, Inc. (2)
- CONCIERGE TECHNOLOGIES INC (2)
- ContextLogic Inc. (2)
- COWEN INC. (4)
- DIAMOND HILL INVESTMENT GROUP INC (1)
- ENDI Corp. (2)
- ENTERPRISE DIVERSIFIED, INC. (2)
- EQUUS TOTAL RETURN, INC. (1)
- Evercore (1)
- FinTech Acquisition Corp. IV (4)
- Freedom Holding Corp. (1)
- GlassBridge Enterprises, Inc. (13)
- Goldman Sachs (10)
- Great Elm Capital Group, Inc. (6)
- Greenpro Capital Corp. (1)
- Hamilton Lane INC (1)
- Hercules Capital, Inc. (1)
- Heritage Global Inc. (9)
- INTL FCStone Inc. (2)
- Investment Technology Group, Inc. (1)
- Janus Henderson Group plc (1)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (19)
- Legg Mason Inc (14)
- LPL Financial Holdings Inc. (7)
- Manning & Napier, Inc. (3)
- MarketAxess Holdings Inc (5)
- Moody's Corp (5)
- Morgan Stanley (2)
- Morningstar, Inc. (7)
- MSCI Inc (2)
- Nasdaq, Inc. (6)
- NATIONAL HOLDINGS CORP (19)
- Nebula Parent Corp. (2)
- NewHold Investment Corp. II (5)
- Northern Trust Corp. (4)
- Och-Ziff Capital Management Group LLC (2)
- Piper Jaffray Companies (1)
- QUOTEMEDIA INC (5)
- Robinhood Markets, Inc. (1)
- Runway Growth Credit Fund Inc. (1)
- S&P Global, Inc. (2)
- SAFEGUARD SCIENTIFICS INC (10)
- Silvercrest Asset Management Group Inc. (1)
- State Street Corp. (2)
- T. Rowe Price Group (4)
- TD AMERITRADE HOLDING CORP (3)
- The Bank of New York Mellon Corp. (6)
- ValueSetters Inc. (26)
- VetaNova Inc. (1)
- Virtus Investment Partners, Inc. (1)
- VPC Impact Acquisition Holdings (10)
- Waddell & Reed Financial, Inc. (2)
- Wright Investors Service Holdings, Inc. (6)
Recent Contracts
Category
Company
Industry
Jur.
Filed
Warrant Agreements
Capital Markets
MA
2025
Warrant Agreements
Capital Markets
MA
2025
Warrant Agreements
Capital Markets
DE
2025
Warrant Agreements
Capital Markets
2025
Warrant Agreements
Capital Markets
DE
2025
Warrant Agreements
Capital Markets
DE
2025
Warrant Agreements
Capital Markets
DE
2025
Warrant Agreements
Capital Markets
NY
2025
Warrant Agreements
Capital Markets
NY
2025
Warrant Agreements
Capital Markets
2025
Warrant Agreements
Capital Markets
NY
2025
Placement Agent Common Stock Purchase Warrant between Netcapital Inc. and H.C. Wainwright & Co., LLC
Warrant Agreements
Capital Markets
NY
2025
Warrant Agreements
Capital Markets
NY
2025
Warrant Agreements
Capital Markets
NY
2025
Netcapital Inc. Inducement Offer to Exercise Common Stock Purchase Warrants Agreement (January 2025)
Warrant Agreements
Capital Markets
2025
Warrant Agreements
Capital Markets
DE
2024
Warrant Agreements
Capital Markets
NY
2024
Warrant Agreements
Capital Markets
NY
2024
Warrant Agreements
Capital Markets
NY
2024
Netcapital Inc. Inducement Offer to Exercise Common Stock Purchase Warrants Agreement (May 24, 2024)
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
DE
2024
Warrant Agreements
Capital Markets
2024
Warrant Agreements
Capital Markets
2024
Placement Agent Common Stock Purchase Warrant between Netcapital Inc. and H.C. Wainwright & Co., LLC
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
NY
2023
Placement Agent Common Stock Purchase Warrant between Netcapital Inc. and H.C. Wainwright & Co., LLC
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
2023
Warrant Agreements
Capital Markets
NY
2023
Warrant Agreements
Capital Markets
DE
2023
