Hilltop Securities Holdings LLC Warrant Agreements

6 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Warrant Agreement to Purchase 276,504 Shares of Common Stock by SWS Group, Inc. (July 29, 2011)
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
SWS Group, Inc. Warrant Agreement to Purchase 8,419,148 Shares of Common Stock (July 29, 2011)
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
Warrant Agreement to Purchase up to 8,695,652 Shares of Common Stock – SWS Group, Inc. and Hilltop Holdings Inc.
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
Warrant Agreement to Purchase Common or Series A Preferred Stock – SWS Group, Inc.
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
Southwest Securities Group, Inc. Nonqualified Stock Option Agreement for Key Employees
Warrant Agreements
Hilltop Securities Holdings LLC
TX
2004
Southwest Securities Group, Inc. Nonqualified Stock Option Agreement for Non-Employee Directors
Warrant Agreements
Hilltop Securities Holdings LLC
TX
2004