Waiver Agreements in the Capital Markets Industry

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AMENDMENT, WAIVER AND CONSENT AGREEMENT
Waiver Agreements
Ashford Inc.
Capital Markets
2016
Limited Waiver Under Advisory Agreement
Waiver Agreements
Ashford Inc.
2024
Limited Waiver Under Advisory Agreement, dated as of March
Waiver Agreements
Ashford Inc.
Capital Markets
2024
Limited Waiver Under Advisory Agreement, dated as of
Waiver Agreements
Ashford Inc.
Capital Markets
2024
Waiver Agreement to the Fourth Amended and Restated Investment Advisory Agreement by and between Golub Capital BDC, Inc. and GC Advisors LLC
Waiver Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
NY
2024
Fee Waiver Agreement between BlackRock TCP Capital Corp. and Tennenbaum Capital Partners, LLC, dated as of September 6, 2023
Waiver Agreements
BlackRock TCP Capital Corp.
Capital Markets
NY
2023
Fee Waiver Letter Delivered to New Mountain Finance Corporation by New Mountain Finance Advisers BDC, L.L.C., dated as of August 7, 2023
Waiver Agreements
New Mountain Finance Corp
Capital Markets
2023
Second Amended and Restated Fee Waiver and Expense Support and Reimbursement Agreement
Waiver Agreements
BlackRock Private Credit Fund
Capital Markets
2023
Limited Waiver Under Advisory Agreement, dated as of March 2, 2023, by and among Braemar Hotels & Resorts Inc., Braemar Hospitality Limited Partnership, Braemar TRS Corporation,...
Waiver Agreements
Ashford Inc.
Capital Markets
2023
Limited Waiver Under Advisory Agreement, dated as of March 2, 2023, by and among Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation,...
Waiver Agreements
Ashford Inc.
Capital Markets
2023
Waiver to Amended and Restated Tax Receivable Agreement, dated May 2, 2022
Waiver Agreements
Tango Holdings, Inc.
Capital Markets
2022
Waiver to Amended and Restated Tax Receivable Agreement, dated May 2, 2022
Waiver Agreements
Apollo Global Management LLC
Capital Markets
2022
Limited Waiver Under Advisory Agreement, dated as of March 10, 2022, by and among Braemar Hotels & Resorts Inc., Braemar Hospitality Limited Partnership, Braemar TRS Corporation,...
Waiver Agreements
Ashford Inc.
Capital Markets
2022
Limited Waiver Under Advisory Agreement, dated as of March 15, 2022, by and among Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS...
Waiver Agreements
Ashford Inc.
Capital Markets
2022
Fee Waiver Letter Delivered to New Mountain Finance Corporation by New Mountain Finance Advisers BDC, L.L.C
Waiver Agreements
New Mountain Finance Corp
Capital Markets
2021
Fee Waiver Agreement, dated as of July 1, 2021, between Logan Ridge Finance Corporation and Mount Logan Management LLC
Waiver Agreements
Capitala Finance Corp.
Capital Markets
2021
Waiver Agreement, dated February 27, 2019, between the Company and the Adviser
Waiver Agreements
Owl Rock Capital Corp
Capital Markets
2019
Limited Waiver and Agreement, dated as of November 9, 2018, by and between B. Riley Financial, Inc. and magicJack VocalTec Ltd
Waiver Agreements
B. Riley Financial, Inc.
Capital Markets
2018
Amended and Restated Advisory Fee Waiver Agreement, dated August 7, 2018, by and between the Company and the Advisor
Waiver Agreements
Crescent Capital BDC, Inc.
Capital Markets
2018
Consent and Waiver, dated March 28, 2018, between the Registrant, as a borrower, the lenders party hereto and ZB, N.A. dba Amegy Bank, as administrative agent
Waiver Agreements
Stellus Capital Investment Corp
Capital Markets
NY
2018
CONSENTAND WAIVER
Waiver Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2017
AMENDMENT AND WAIVER TO MANAGEMENT STOCKHOLDERS' AGREEMENT
Waiver Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
ACKNOWLEDGMENT, WAIVER, AND AMENDMENT AGREEMENT
Waiver Agreements
Raymond James Financial Inc.
Capital Markets
2012
AMENDMENT AND WAIVER TO MANAGEMENT STOCKHOLDERS' AGREEMENT
Waiver Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2012
AMENDMENT AND WAIVER TO MANAGEMENT STOCKHOLDERS AGREEMENT
Waiver Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2012
WAIVER LETTER
Waiver Agreements
Oaktree Specialty Lending Corp
Capital Markets
NY
2011
FORM OF WAIVER
Waiver Agreements
B. Riley Financial, Inc.
Capital Markets
2011
[FORM OF WAIVER]
Waiver Agreements
Pzena Investment Management, Inc.
Capital Markets
2009
AMENDMENT NO. 1 AND LIMITED WAIVER TO CREDITAGREEMENT
Waiver Agreements
CME Group Inc.
Capital Markets
NY
2009
WAIVER AND AMENDMENT NO. 8 TO SALE AND SERVICINGAGREEMENT (VFCC Transaction with Ares Capital CP Funding LLC)
Waiver Agreements
ARES CAPITAL CORP
Capital Markets
2009
WAIVER AND AMENDMENT NO. 7 TO SALE AND SERVICINGAGREEMENT (VFCC Transaction with Ares Capital CP Funding LLC)
Waiver Agreements
ARES CAPITAL CORP
Capital Markets
2009
FORM OF WAIVER
Waiver Agreements
State Street Corp.
Capital Markets
2009
WAIVER
Waiver Agreements
Morgan Stanley
Capital Markets
2009
FORM OF WAIVER
Waiver Agreements
The Bank of New York Mellon Corp.
Capital Markets
2008
SECOND AMENDMENT AND WAIVER TO
Waiver Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
2008
SECOND AMENDMENT AND WAIVER TO
Waiver Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
2008
FIRST AMENDMENT AGREEMENTAND WAIVER
Waiver Agreements
ARES CAPITAL CORP
Capital Markets
2007
First Amendment and Waiver
Waiver Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
2007
First Amendment and Waiver
Waiver Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
2007
Consent, Waiver & Amendment
Waiver Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2002