Waiver Agreements in the Capital Markets Industry

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Limited Waiver Under Advisory Agreement by Braemar Hotels & Resorts Inc., Ashford Inc., and Affiliates
Waiver Agreements
Ashford Inc.
Capital Markets
2025
Limited Waiver Under Advisory Agreement by Ashford Hospitality Trust, Inc. and Affiliates
Waiver Agreements
Ashford Inc.
Capital Markets
2025
Fee Waiver Agreement between Sierra Crest Investment Management LLC and Portman Ridge Finance Corporation
Waiver Agreements
KCAP Financial, Inc.
Capital Markets
DE
2025
Fee Waiver Agreement between Oaktree Fund Advisors, LLC and Oaktree Specialty Lending Corporation (January 2025)
Waiver Agreements
Oaktree Specialty Lending Corp
Capital Markets
2025
Limited Waiver Under Advisory Agreement by Braemar Hotels & Resorts Inc., Ashford Inc., and Affiliates
Waiver Agreements
Ashford Inc.
Capital Markets
2024
Fee Waiver Agreement between Oaktree Fund Advisors, LLC and Oaktree Specialty Lending Corporation (April 2024)
Waiver Agreements
Oaktree Specialty Lending Corp
Capital Markets
2024
Limited Waiver Under Advisory Agreement by Braemar Hotels & Resorts Inc., Braemar Hospitality Limited Partnership, Braemar TRS Corporation, Ashford Inc., and Ashford Hospitality...
Waiver Agreements
Ashford Inc.
Capital Markets
2024
Limited Waiver Under Advisory Agreement by Ashford Hospitality Trust, Inc. and Affiliates
Waiver Agreements
Ashford Inc.
Capital Markets
2024
Waiver Letter to Fourth Amended and Restated Investment Advisory Agreement between Golub Capital BDC, Inc. and GC Advisors LLC
Waiver Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
NY
2024
Fee Waiver Agreement between Tennenbaum Capital Partners, LLC and BlackRock TCP Capital Corp.
Waiver Agreements
BlackRock TCP Capital Corp.
Capital Markets
NY
2023
Amended and Restated Base Management Fee Waiver Agreement between New Mountain Finance Advisers BDC, L.L.C. and New Mountain Finance Corporation
Waiver Agreements
New Mountain Finance Corp
Capital Markets
2023
Waiver and Fifth Amendment to Loan and Servicing Agreement among TCPC Funding II, LLC, Special Value Continuation Partners LLC, Morgan Stanley Asset Funding Inc., and Lenders
Waiver Agreements
BlackRock TCP Capital Corp.
Capital Markets
NY
2023
Second Amended and Restated Fee Waiver and Expense Support and Reimbursement Agreement between BlackRock Capital Investment Advisors, LLC and BlackRock Private Credit Fund (April...
Waiver Agreements
BlackRock Private Credit Fund
Capital Markets
2023
Limited Waiver Under Advisory Agreement by Braemar Hotels & Resorts Inc. and Ashford Inc.
Waiver Agreements
Ashford Inc.
Capital Markets
2023
Limited Waiver to Advisory Agreement Among Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation, Ashford Inc., and Ashford Hospitality...
Waiver Agreements
Ashford Inc.
Capital Markets
2023
Fee Waiver Agreement between Oaktree Fund Advisors, LLC and Oaktree Specialty Lending Corporation
Waiver Agreements
Oaktree Specialty Lending Corp
Capital Markets
2022
Waiver to Amended and Restated Tax Receivable Agreement by APO Corp.
Waiver Agreements
Tango Holdings, Inc.
Capital Markets
2022
Waiver to Amended and Restated Tax Receivable Agreement by APO Corp. (May 2, 2022)
Waiver Agreements
Apollo Global Management LLC
Capital Markets
2022
Limited Waiver to Advisory Agreement between Braemar Hotels & Resorts Inc., Affiliates, and Ashford Advisors (March 2022)
Waiver Agreements
Ashford Inc.
Capital Markets
2022
Limited Waiver Under Advisory Agreement Among Ashford Hospitality Trust, Inc., Ashford Hospitality Limited Partnership, Ashford TRS Corporation, Ashford Inc., and Ashford...
Waiver Agreements
Ashford Inc.
Capital Markets
2022
Waiver of Severance Benefits Agreement between Eric Johnson and Donnelley Financial Solutions, Inc.
Waiver Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2022
Waiver of Severance Benefits Agreement between Craig Clay and Donnelley Financial Solutions, Inc.
Waiver Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
2022
Base Management Fee Waiver Agreement Extension between New Mountain Finance Advisers BDC, L.L.C. and New Mountain Finance Corporation
Waiver Agreements
New Mountain Finance Corp
Capital Markets
2021
P10, Inc. Company Lock-Up Agreement with Restricted Stockholder (2021)
Waiver Agreements
P10, Inc.
Capital Markets
DE
2021
Fee Waiver Agreement between Logan Ridge Finance Corporation and Mount Logan Management LLC (July 1, 2021)
Waiver Agreements
Capitala Finance Corp.
Capital Markets
2021
Base Management Fee Waiver Agreement between New Mountain Finance Advisers BDC, L.L.C. and New Mountain Finance Corporation (May 2021)
Waiver Agreements
New Mountain Finance Corp
Capital Markets
2021
Letter Agreement Among FinTech Acquisition Corp. IV, Security Holders, and Officers Regarding IPO and Business Combination
Waiver Agreements
FinTech Acquisition Corp. IV
Capital Markets
DE
2020
Sutter Rock Capital Corp. Option Cancellation Agreement with Option Holder
Waiver Agreements
GSV Capital Corp.
Capital Markets
MD
2020
Waiver and Agreement No. 2 to Second Amended and Restated Senior Secured Revolving Credit Agreement among BlackRock Capital Investment Corporation, Lenders, Citibank, N.A., and...
Waiver Agreements
BlackRock Capital Investment Corp
Capital Markets
NY
2020
Waiver and Agreement to Second Amended and Restated Senior Secured Revolving Credit Agreement among BlackRock Capital Investment Corporation, Lenders, Citibank, N.A., and Bank of...
Waiver Agreements
BlackRock Capital Investment Corp
Capital Markets
NY
2020
Fourth Waiver and Amendment to Credit Agreement among Gain Capital Holdings, Inc., Subsidiary Guarantors, Lenders, and Barclays Bank PLC
Waiver Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2019
Partial Waiver of Advisory Fee Agreement between Owl Rock Capital Advisors LLC and Owl Rock Capital Corporation
Waiver Agreements
Owl Rock Capital Corp
Capital Markets
2019
Limited Waiver and Agreement between B. Riley Financial, Inc. and magicJack VocalTec Ltd. (November 8, 2018)
Waiver Agreements
B. Riley Financial, Inc.
Capital Markets
2018
Amended and Restated Advisory Fee Waiver Agreement between Crescent Capital BDC, Inc. and CBDC Advisors, LLC
Waiver Agreements
Crescent Capital BDC, Inc.
Capital Markets
2018
Consent and Waiver Agreement among Stellus Capital Investment Corporation, ZB, N.A. dba Amegy Bank, and Lenders (March 28, 2018)
Waiver Agreements
Stellus Capital Investment Corp
Capital Markets
NY
2018
Waiver and Amendment No. 4 to Loan and Servicing Agreement among Fifth Street Funding II, LLC, Fifth Street Finance Corp., Sumitomo Mitsui Banking Corporation, and Lenders
Waiver Agreements
Oaktree Specialty Lending Corp
Capital Markets
2017
Waiver of Severance Benefits Agreement between Donnelley Financial Solutions, Inc. and Jennifer Reiners
Waiver Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2017
Waiver of Severance Benefits Agreement between David Gardella and Donnelley Financial Solutions, Inc.
Waiver Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2017
Waiver of Severance Benefits Agreement between Thomas F. Juhase and Donnelley Financial Solutions, Inc.
Waiver Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
NY
2017
Consent and Waiver Agreement among Siebert Cisneros Shank Financial, Siebert Cisneros Shank & Co., and Siebert Financial Corp.
Waiver Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2017