Underwriting Agreements in the ETFs Industry

99 Contracts & Agreements
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Dealer Manager Agreement among Angel Oak Financial Strategies Income Term Trust, Angel Oak Capital Advisors, LLC, and UBS Securities LLC
Underwriting Agreements
Angel Oak Financial Strategies Income Term Trust
ETFs
NY
2025
Amended and Restated Dealer Manager Agreement between Invesco Real Estate Income Trust Inc. and Invesco Distributors, Inc. (March 20, 2025)
Underwriting Agreements
Invesco Real Estate Income Trust Inc.
ETFs
DE
2025
Placement Agent Agreement between WSHARES Bitcoin Fund and Oasis Pro Markets LLC
Underwriting Agreements
Bitcoin Commodity Trust
ETFs
NY
2022
Dealer Manager Agreement among Angel Oak Financial Strategies Income Term Trust, Angel Oak Capital Advisors, LLC, and UBS Securities LLC
Underwriting Agreements
Angel Oak Financial Strategies Income Term Trust
ETFs
NY
2021
Avedro, Inc. Underwriting Agreement for Common Stock Offering with Merrill Lynch and J.P. Morgan (2019)
Underwriting Agreements
AVEDRO INC
ETFs
NY
2019
Underwriting Agreement for 10,000,000 Depositary Shares of 5.800% Non-Cumulative Preference Shares, Series B between Validus Holdings, Ltd. and Underwriters (Merrill Lynch, Morgan...
Underwriting Agreements
VALIDUS HOLDINGS LTD
ETFs
NY
2017
Underwriting Agreement for 6,000,000 Depositary Shares of 5.875% Non-Cumulative Preference Shares, Series A between Validus Holdings, Ltd. and Underwriters (Merrill Lynch, Morgan...
Underwriting Agreements
VALIDUS HOLDINGS LTD
ETFs
NY
2016
Amended and Restated Letter Agreement Regarding IPO and Business Combination – Global Defense & National Security Systems, Inc. and Insiders
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2015
Amended and Restated Letter Agreement Regarding IPO and Business Combination – Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2015
Second Amendment to Underwriting Agreement between Global Defense & National Security Systems, Inc. and Underwriters
Underwriting Agreements
STG Group, Inc.
ETFs
2015
Amended and Restated Letter Agreement Regarding IPO and Business Combination – Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2015
Amended and Restated Letter Agreement Regarding IPO and Business Combination – Global Defense & National Security Systems, Inc. and Insiders
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2015
Amendment to Underwriting Agreement between Global Defense & National Security Systems, Inc. and Underwriters (July 21, 2015)
Underwriting Agreements
STG Group, Inc.
ETFs
2015
IGI Laboratories, Inc. Underwriting Agreement for 4,650,000 Shares of Common Stock with Roth Capital Partners, LLC and Oppenheimer & Co. Inc.
Underwriting Agreements
Teligent, Inc.
ETFs
NY
2014
Underwriting Agreement between Bankrate, Inc. and Goldman, Sachs & Co. (March 4, 2014)
Underwriting Agreements
Bankrate, Inc.
ETFs
DE
2014
Underwriting Agreement for Sale of HomeAway, Inc. Common Stock (6,018,630 Shares) – December 2013
Underwriting Agreements
HOMEAWAY INC
ETFs
TX
2013
Underwriting Agreement among Baltic Trading Limited, Jefferies LLC, and Morgan Stanley & Co. LLC for Public Offering of Common Stock
Underwriting Agreements
Baltic Trading Ltd
ETFs
NY
2013
Underwriting Agreement among Baltic Trading Limited, Jefferies LLC, and Morgan Stanley & Co. LLC (November 2013)
Underwriting Agreements
Baltic Trading Ltd
ETFs
NY
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering – Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Underwriting Agreement between Global Defense & National Security Systems, Inc. and Cowen and Company, LLC (October 24, 2013)
Underwriting Agreements
STG Group, Inc.
ETFs
NY
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering of Global Defense & National Security Systems, Inc.
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Insider Letter Agreement Relating to Initial Public Offering – Global Defense & National Security Systems, Inc. and Insiders
Underwriting Agreements
STG Group, Inc.
ETFs
DE
2013
Underwriting Agreement for 6,000,000 Shares of Common Stock of Global Defense & National Security Systems, Inc. with Cowen and Company, LLC as Representative
Underwriting Agreements
STG Group, Inc.
ETFs
NY
2013
Underwriting Agreement for 12,000,000 Shares of Baltic Trading Limited with Jefferies LLC and Morgan Stanley & Co. LLC
Underwriting Agreements
Baltic Trading Ltd
ETFs
NY
2013
Underwriting Agreement among Baltic Trading Limited, Jefferies LLC, and Morgan Stanley & Co. LLC (September 2013)
Underwriting Agreements
Baltic Trading Ltd
ETFs
NY
2013
Underwriting Agreement between Baltic Trading Limited and Jefferies LLC for Common Stock Offering
Underwriting Agreements
Baltic Trading Ltd
ETFs
NY
2013
Underwriting Agreement between Baltic Trading Limited and Jefferies LLC (as Representative of the Underwriters)
Underwriting Agreements
Baltic Trading Ltd
ETFs
NY
2013
Underwriting Agreement between Hercules Offshore, Inc. and Credit Suisse Securities (USA) LLC, dated March 22, 2012
Underwriting Agreements
HERCULES OFFSHORE, INC.
ETFs
NY
2012
Underwriting Agreement for Sale of Bankrate, Inc. Common Stock by Selling Stockholders to Underwriters (Goldman Sachs & Co. and Merrill Lynch)
Underwriting Agreements
Bankrate, Inc.
ETFs
DE
2011
Underwriting Agreement among HomeAway, Inc., Selling Stockholders, and Underwriters (2011)
Underwriting Agreements
HOMEAWAY INC
ETFs
DE
2011
Underwriting Agreement for Bankrate, Inc. Common Stock Offering with Goldman Sachs & Co. and Merrill Lynch
Underwriting Agreements
Bankrate, Inc.
ETFs
DE
2011