Trust Agreements in the Capital Markets Industry

56 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (1 contract)
Ashford Inc. (2)
Blackstone Private Credit Fund (1)
Charles Schwab Corporation (7)
CION Investment Corp (1)
Cohen & Co Inc. (3)
Franklin Resources (2)
FS KKR Capital Corp (2)
GlassBridge Enterprises, Inc. (4)
Goldman Sachs (2)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (1)
Great Elm Capital Group, Inc. (1)
GSV Capital Corp. (2)
Hercules Capital, Inc. (1)
Intercontinental Exchange (1)
Medley Capital Corp (1)
Moody's Corp (2)
Morgan Stanley (8)
MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8 (1)
Morgan Stanley Mortgage Loan Trust 2007-4SL (1)
Northern Trust Corp. (5)
Och-Ziff Capital Management Group LLC (1)
State Street Corp. (3)
Stifel Financial Corp (2)
The Bank of New York Mellon Corp. (1)

Recent Contracts

Custodial Agreement, dated as of December 29, 2023, by and among GB HRP, LLC, Point Digital Finance, Inc., Point Titling Trust and US Bank, NA (GlassBridge Enterprises, Inc., Filed With SEC on January 5, 2024)
Master Option Sale Agreement, dated as of December 29, 2023, by and among GB HRP, LLC, Point Digital Finance, Inc. and Point Titling Trust (GlassBridge Enterprises, Inc., Filed With SEC on January 5, 2024)
Program Agreement, dated as of December 29, 2023, by and among GB HRP, LLC, Point Digital Finance, Inc. and Point Titling Trust (GlassBridge Enterprises, Inc., Filed With SEC on January 5, 2024)
Amendment No. 1 to the Rights Agreement, dated May 15, 2023, between Ashford Inc. and Computershare Trust Company, N.A., as Rights Agent (Ashford Inc., Filed With SEC on May 15, 2023)
Custody Agreement, dated as of April 19, 2023, by and among the Company and Western Alliance Trust Company, N.A., as Custodian (GSV Capital Corp., Filed With SEC on April 20, 2023)
Amendment Number Four to The Northern Trust Company Death Benefit Plan, dated June 22, 2022 and effective May 4, 2022 (Northern Trust Corp., Filed With SEC on February 28, 2023)
Deed of Trust, dated as of February 20, 2023, by and between CON Investment Corporation and Mishmeret Trust Company Ltd (CION Investment Corp, Filed With SEC on February 28, 2023)
Custody Agreement, dated as of October 28, 2022, by and among the Company and U.S. Bank Trust Company, National Association, as Custodian (GSV Capital Corp., Filed With SEC on November 1, 2022)
Custodial Agreement by and between Hercules Capital, Inc. and State Street Bank and Trust Company, dated as of November 9, 2021 (Hercules Capital, Inc., Filed With SEC on February 22, 2022)
Rights Agreement, dated as of December 1, 2021, by and between GlassBridge Enterprises, Inc. and Equiniti Trust Company, as Rights Agent (GlassBridge Enterprises, Inc., Filed With SEC on December 1, 2021)
Amendment No.1 to Tax Matters Agreement, dated as of September 15, 2021, among Moodys Analytics, Inc., Daily Mail and General Trust plc and DMG Atlantic Ltd (Moody's Corp, Filed With SEC on September 15, 2021)
Tax Matters Agreement, dated as of August 5, 2021, among Moodys Analytics, Inc., Daily Mail and General Trust plc and DMG Atlantic Ltd (Moody's Corp, Filed With SEC on August 6, 2021)
Custodian Agreement between the Company and State Street Bank and Trust Company, dated October 5, 2020 (Blackstone Private Credit Fund, Filed With SEC on March 5, 2021)
Amendment Number Three to The Northern Trust Company Death Benefit Plan, dated March 18, 2020 and effective May 17, 2019 (Northern Trust Corp., Filed With SEC on February 23, 2021)
Amendment Number Two to The Northern Trust Company Death Benefit Plan, dated July 29, 2019 and effective May 17, 2019 (Northern Trust Corp., Filed With SEC on February 23, 2021)
Amendment Number One to The Northern Trust Company Death Benefit Plan, dated July 11, 2019 and effective May 17, 2019 (Northern Trust Corp., Filed With SEC on February 23, 2021)
Amendment No. 1 to the Stockholders Rights Agreement between the Company and Computershare Trust Company, N.A (Great Elm Capital Group, Inc., Filed With SEC on December 29, 2020)
Amended and Restated Ashford Trust Agreement, dated as of April 6, 2020, by and between Lismore Capital II LLC and Ashford Hospitality Trust, Inc (Ashford Inc., Filed With SEC on July 8, 2020)
Amendment to Deed of Trust, dated August 12, 2019 (Medley Capital Corp, Filed With SEC on August 16, 2019)
Commitment Increase Agreement, dated as of November 8, 2018, among U.S. Bank National Association, Corporate Capital Trust, Inc., FS Investment Corporation, FS Investment... (FS KKR Capital Corp, Filed With SEC on February 28, 2019)
Commitment Increase Agreement, dated as of November 8, 2018, among BNP Paribas, Corporate Capital Trust, Inc., FS Investment Corporation, FS Investment Corporation II, FS... (FS KKR Capital Corp, Filed With SEC on February 28, 2019)
Amended and Restated Trust Agreement dated as of January 1, 2018 by and between Morgan Stanley and State Street Bank and Trust Company (Morgan Stanley, Filed With SEC on May 4, 2018)
NORTHERN TRUST CORPORATION INDENTURE Dated as of May 8, 2017 DEBTSECURITIES THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION Trustee CROSS-REFERENCE SHEET*... (Northern Trust Corp., Filed With SEC on May 8, 2017)
Relinquishment Agreement among Och-Ziff Holding Corporation, Och-Ziff Holding LLC, Daniel S. Och, the Family Trust created under Article IV of the Daniel S. Och 2014 Descendants... (Och-Ziff Capital Management Group LLC, Filed With SEC on May 2, 2017)
SECOND AMENDED AND RESTATED TRUST AGREEMENT among The Goldman SachsGroup Inc., as Sponsor, TheBank of New York Mellon, as Property Trustee, BNY Mellon Trust of Delaware,... (Goldman Sachs, Filed With SEC on March 23, 2016)
AMENDED AND RESTATED TRUST AGREEMENT by and among NYSE EURONEXT NYSE GROUP, INC. Wilmington Trust Company, as Delaware Trustee Jacques de Larosire de Champfeu, as Trustee Charles... (Intercontinental Exchange, Filed With SEC on February 14, 2014)
MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8, (MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8, Filed With SEC on February 19, 2013)
AMENDED AND RESTATED TRUST AGREEMENT by and between MORGAN STANLEY and STATE STREET BANK AND TRUST COMPANY As of October 18, 2011 AMENDED AND RESTATED TRUST AGREEMENT Table of... (Morgan Stanley, Filed With SEC on February 27, 2012)
[Name Of Fund Or Trust] One Franklin Parkway San Mateo, California ###-###-#### (Franklin Resources, Filed With SEC on February 8, 2011)
[Name Of Fund Or Trust] (Franklin Resources, Filed With SEC on November 24, 2009)
AMENDED AND RESTATED TRUST AGREEMENT by and between (Morgan Stanley, Filed With SEC on August 7, 2009)
AMENDMENT NUMBER NINETEEN TO GRANTOR TRUST AGREEMENT (The Bank of New York Mellon Corp., Filed With SEC on February 28, 2008)
GUARANTEE AGREEMENT by and between STATE STREET CORPORATION as Guarantor and U.S. BANK NATIONAL ASSOCIATION as Guarantee Trustee relating to STATE STREET CAPITAL TRUST III Dated... (State Street Corp., Filed With SEC on January 25, 2008)
AMENDEDAND RESTATED TRUST AGREEMENT of STATE STREET CAPITAL TRUST III among STATE STREET CORPORATION as Depositor U.S. BANK NATIONAL ASSOCIATION, as Property Trustee, U.S. BANK... (State Street Corp., Filed With SEC on January 25, 2008)
AMENDED AND RESTATED DECLARATION OF TRUST AMG CAPITAL TRUST II DATED AS OF OCTOBER 17, 2007 (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on October 18, 2007)
AMENDMENT NO. 5 to the AMENDED AND RESTATED TRUST AGREEMENT by and between (Morgan Stanley, Filed With SEC on October 10, 2007)
SECOND AMENDED AND RESTATED TRUST AGREEMENT among (Charles Schwab Corporation, Filed With SEC on October 5, 2007)
SCHWAB CAPITAL TRUST I Fixed to Floating Rate Trust Preferred Securities (Charles Schwab Corporation, Filed With SEC on October 5, 2007)
AMENDED AND RESTATED TRUST AGREEMENT (Charles Schwab Corporation, Filed With SEC on September 25, 2007)
AMENDED AND RESTATED TRUST AGREEMENT (Charles Schwab Corporation, Filed With SEC on September 25, 2007)