Subscription Agreements in the Capital Markets Industry

74 Contracts & Agreements

Browse by Company

ALTIMAR ACQUISITION CORP. (1 contract)
Ascendant Digital Acquisition Corp. (1)
B. Riley Financial, Inc. (2)
BC Partners Lending Corp (1)
BGC Partners, Inc. (1)
CERES ABINGDON L.P. (1)
CERES ORION L.P. (2)
Cohen & Co Inc. (1)
ENTERPRISE DIVERSIFIED, INC. (2)
Evercore (2)
FinTech Acquisition Corp. IV (3)
Franklin Resources (1)
GCM Grosvenor Inc. (1)
GlassBridge Enterprises, Inc. (1)
Greenhill & Co., Inc. (2)
Greenpro Capital Corp. (19)
LADENBURG THALMANN FINANCIAL SERVICES INC. (10)
LPL Financial Holdings Inc. (2)
MONROE CAPITAL Corp (1)
MVC CAPITAL, INC. (1)
NewHold Investment Corp. II (11)
Oxford Square Capital Corp. (1)
PROSPECT CAPITAL CORP (2)
Robinhood Markets, Inc. (1)
Solar Capital Ltd. (1)
Stifel Financial Corp (1)
TD AMERITRADE HOLDING CORP (1)
VPC Impact Acquisition Holdings (1)

Recent Contracts

Form of Subscription Rights Certificate (Oxford Square Capital Corp., Filed With SEC on May 31, 2023)
Subscription Agreement dated June 9, 2022 between Greenpro Venture Capital Limited and Best2bid Technology Corp (Greenpro Capital Corp., Filed With SEC on March 31, 2023)
Subscription Agreement dated April 1, 2022 between Greenpro Venture Capital Limited and REBLOOD Biotech Corp (Greenpro Capital Corp., Filed With SEC on March 31, 2023)
Subscription Agreement dated February 21, 2022 between Greenpro Venture Capital Limited and ACT Wealth Holdings Corp (Greenpro Capital Corp., Filed With SEC on March 31, 2023)
Form of Class K-P Unit Subscription Agreement (Evercore, Filed With SEC on February 24, 2023)
Subscription Agreement dated September 27, 2021 between Greenpro Venture Capital Limited and Fruita Bio Limited (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Subscription Agreement dated August 27, 2021 between Greenpro Venture Capital Limited and catTHIS Holdings Corp (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Subscription Agreement dated July 30, 2021 between Greenpro Venture Capital Limited and Ata Global Inc (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Subscription Agreement dated July 13, 2021 between Greenpro Venture Capital Limited and 72 Technology Group Limited (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Subscription Agreement dated June 2, 2021 between Greenpro Venture Capital Limited and Jocom Holdings Corp (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Subscription Agreement dated February 19, 2021 between Greenpro Venture Capital Limited and Simson Wellness Tech. Corp (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Subscription Agreement dated February 3, 2021 between Greenpro Venture Capital Limited and Angkasa-X Holdings Corp (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Form of Subscription Agreement (PROSPECT CAPITAL CORP, Filed With SEC on February 23, 2022)
Subscription Agreement, dated as of October 20, 2021, by and among the Company, the Sponsor and each of certain anchor investors of the Company named therein (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
Subscription Agreement, dated as of October 20, 2021, by and among the Company, the Sponsor and each of UBS OConnor LLC, Magnetar Financial LLC, and Kepos Capital LP (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
Subscription Agreement, dated as of October 20, 2021, by and among the Company, the Sponsor and each of UBS OConnor LLC and Magnetar Financial LLC (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
Private Placement Warrants Subscription Agreement, dated October 20, 2021, by and between the Company and the Sponsor (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
Form of Subscription Agreement by and among the Registrant, NewHold Industrial Technology HoldingsLLC II, and each of the private warrants anchor investors (NewHold Investment Corp. II, Filed With SEC on October 4, 2021)
Form of Private Placement Warrants Subscription Agreement between the Registrant and NewHold Industrial Technology Holdings LLC II (NewHold Investment Corp. II, Filed With SEC on October 4, 2021)
Form of Subscription Agreement by and among the Registrant, NewHold Industrial Technology Holdings LLC II, and each of the additional anchor investor (NewHold Investment Corp. II, Filed With SEC on October 4, 2021)
Forms of ESPP Subscription Agreement and Notice of Withdrawal (Robinhood Markets, Inc., Filed With SEC on August 18, 2021)
Form of Subscription Agreement by and among the Registrant, NewHold Industrial Technology Holdings LLC II, and each of the additional anchor investor (NewHold Investment Corp. II, Filed With SEC on July 21, 2021)
Form of Subscription Agreement by and among the Registrant, NewHold Industrial Technology HoldingsLLC II, and each of the Anchor Investors (NewHold Investment Corp. II, Filed With SEC on June 22, 2021)
Form of Private Placement Warrants Subscription Agreement between the Registrant and NewHold Industrial Technology Holdings LLC II (NewHold Investment Corp. II, Filed With SEC on June 22, 2021)
Subscription Agreement, dated February 25, 2021, between the Registrant and NewHold Industrial Technology Holdings LLC II (NewHold Investment Corp. II, Filed With SEC on June 22, 2021)
Form of Class L Interest Subscription Agreement (Evercore, Filed With SEC on April 30, 2021)
Subscription Agreement dated December 29, 2020 between Greenpro Venture Capital Limited and Pentaip Technology Inc (Greenpro Capital Corp., Filed With SEC on March 29, 2021)
Subscription Agreement dated December 16, 2020 between the Company and Wong Wai Hing Lena (Greenpro Capital Corp., Filed With SEC on March 29, 2021)
Subscription Agreement dated October 9, 2020 between the Company and AG Opportunities Fund SPC -AG Pre-IPO Fund SP1 (Greenpro Capital Corp., Filed With SEC on March 29, 2021)
Subscription Agreement dated August 30, 2020 between Greenpro Venture Capital Limited and Global Leaders Corporation (Greenpro Capital Corp., Filed With SEC on March 29, 2021)
BETAHost Master Subscription Agreement dated as of January 5, 2009 between LPL Financial Corporation and Refinitiv US LLC (f/k/a Thomson Financial LLC), as amended. (incorporated... (LPL Financial Holdings Inc., Filed With SEC on February 23, 2021)
Subscription Agreement between Greenpro Reserouces Limited and Innovest Energy Fund dated February 11, 2021 (Greenpro Capital Corp., Filed With SEC on February 16, 2021)
Subscription Agreement between Greenpro Reserouces Limited and Innovest Energy Fund dated February 11, 2021 (Greenpro Capital Corp., Filed With SEC on February 16, 2021)
Subscription Agreement, dated November 24, 2020, by and among INSU Acquisition Corp. II and Cohen & Company LLC, as subscriber (Cohen & Co Inc., Filed With SEC on November 30, 2020)
Form of Subscription Agreement, by and between GCM Grosvenor Inc. and the undersigned subscriber party thereto (GCM Grosvenor Inc., Filed With SEC on November 20, 2020)
Securities Subscription Agreement, dated September 1, 2020, between the Registrant and the Sponsor (ALTIMAR ACQUISITION CORP., Filed With SEC on October 19, 2020)
Form of Subscription Agreement dated October 9, 2020 (Greenpro Capital Corp., Filed With SEC on October 16, 2020)
Unit Subscription Agreement, dated September 24, 2020, between the Company and FinTech Investor Holdings IV, LLC (FinTech Acquisition Corp. IV, Filed With SEC on September 30, 2020)
Securities Subscription Agreement between VPC Impact Acquisition Holdings Sponsor, LLC and the Registrant (VPC Impact Acquisition Holdings, Filed With SEC on September 16, 2020)
Form of Placement Unit Subscription Agreement with Cantor Fitzgerald & Co (FinTech Acquisition Corp. IV, Filed With SEC on September 11, 2020)