Stock Agreements in the Diversified Financial Services Industry

131 Contracts & Agreements
Browse by Company
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
MAX4G, INC. Series B Convertible Preferred Stock SUBSCRIPTION AND INVESTMENT LETTER
Stock Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
MN
2013
Stock Purchase Agreement, dated December 4, 2024, by and among Beneficient, Beneficient Capital Company Holdings, L.P., Mercantile Global Holdings, Inc., and Mercantile Bank...
Stock Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2024
Preferred Stock Purchase Option Agreement, dated October 25, 2024, between FlexShopper, Inc. and B2 FIE V LLC
Stock Agreements
FlexShopper, Inc.
Diversified Financial Services
NY
2024
Stock Ownership Guidelines for Directors, effective April 29, 2021, as amended on August 20, 2024
Stock Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2024
Fifth Amendment of Alerus Financial Corporation Employee Stock Ownership Plan
Stock Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
2024
Fourth Amendment of Alerus Financial Corporation Employee Stock Ownership Plan
Stock Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
2024
Restricted Stock
Stock Agreements
Cannae Holdings, Inc.
Diversified Financial Services
NV
2024
Restricted Stock
Stock Agreements
Cannae Holdings, Inc.
Diversified Financial Services
NV
2024
Form of Notice of Restricted Stock Award Agreement dated as of March 15, 2023
Stock Agreements
Cannae Holdings, Inc.
Diversified Financial Services
DE
2024
Restricted Stock Unit Agreement with Shaun Overton dated February 28, 2023
Stock Agreements
Athena Bitcoin Global
Diversified Financial Services
2023
Amendment to Subordinated Debt and Warrants to Purchase Common Stock, dated as of June 29, 2023, between FlexShopper, Inc., FlexShopper, LLC and NRNS Capital Holdings LLC and, for...
Stock Agreements
FlexShopper, Inc.
Diversified Financial Services
NY
2023
Memorandum of Understanding in Relation to Strategic Alliance, dated as of April 27, 2023, by and among Jefferies Financial Group Inc., a New York corporation, Jefferies Finance...
Stock Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
NY
2023
First Amendment to Investment Commitment Agreement between the Registrant and Saigon Silicon City Joint Stock Company
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2023
Letter dated March 24, 2023 to terminate the Agreement for Participation in Philux Global Real Estate Fund signed July 18, 2022 between AZ Holdings Investment Joint Stock Company...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2023
Letter dated March 20, 2023 by Tin Thanh Group to the Company to terminate the Stock Transfer Agreement signed August 13, 2022 between Tin Thanh Group and the Company
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2023
Form of Restricted Stock / Deferred Share Agreement to Non-Employee Independent Directors
Stock Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
NY
2023
Fourth Amendment to Stock Transfer Agreement dated January 15, 2023 by and among PHI Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG) and Mr. Tran...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2023
Form of Stock Option Cancellation Agreement
Stock Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2022
Second Amendment to Stock Transfer Agreement and Cooperation Agreement by and among Philux Global Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG)...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2022
Second Amendment to Stock Transfer Agreement and Cooperation Agreement by and among Philux Global Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG)...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2022
Form of Class A common stock Certificate
Stock Agreements
CaliberCos Inc.
Diversified Financial Services
2022
Agreement for Termination of Business Cooperation Agreement dated October 20, 2022, to be retroactively effective August 06, 2018, by and among Philux Global Group Inc. (f/k/a PHI...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
CA
2022
Closing Memorandum dated September 30, 2022 for the Agreement of Purchase and Sale by and among Philux Global Group Inc. (a/k/a PHI Group, Inc.), Van Phat Dat Joint Stock Company...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2022
Amendment to Stock Transfer Agreement by and among PHI Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG) and Mr. Tran Dinh Quyen, the holder of at...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2022
Amendment to Stock Transfer Agreement by and among PHI Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG) and Mr. Tran Dinh Quyen, the holder of at...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2022
Agreement of Purchase and Sale by and among PHI Group, Inc. (a/k/a PHILUX Global Group Inc.), Van Phat Dat Export Joint Stock Company and Mr. Huynh Ngoc Vu, the Majority...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
WY
2022
Stock Transfer Agreement in English by and among PHI Group, Inc. (a/k/a PHILUX Global Group Inc.), Tin Thanh Group Joint Stock Company and Mr. Tran Dinh Quyen
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2022
Stock Purchase Agreement Rescission dtd May 6, 2022
Stock Agreements
Freedom Holdings, Inc.
Diversified Financial Services
2022
Form of Restricted Stock Units Agreement (Leadership Continuity Grant) under the Companys Equity Compensation Plan
Stock Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
2022
Form of Restricted Stock Units Agreement (Time-Based) under the Companys Equity Compensation Plan
Stock Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
2022
Form of common stock certificate of the registrant
Stock Agreements
Athena Bitcoin Global
Diversified Financial Services
2022
Form of Equity Award Exchange Notice and the PRUDENTIAL PLC Restricted Stock Plan 2015 U.S. Award Certificate (Project Scott) (converted to restricted share units) between Jackson...
Stock Agreements
Jackson Financial Inc.
Diversified Financial Services
2022
Restricted Stock Award Agreement dated as of November 11, 202
Stock Agreements
Cannae Holdings, Inc.
Diversified Financial Services
DE
2022
Restricted Stock Grant Agreement, dated December 15, 2020, by and between GDHL and Damien Vanderwilt
Stock Agreements
Galaxy Digital Holdings Ltd.
Diversified Financial Services
NY
2022
Stock Option Grant Agreement, dated December 3, 2020, by and between GDHL and Damien Vanderwilt
Stock Agreements
Galaxy Digital Holdings Ltd.
Diversified Financial Services
2022
Agreement Regarding Repricing of Stock Option Grant, dated June 19, 2019, by between GDHL and Christopher Ferraro
Stock Agreements
Galaxy Digital Holdings Ltd.
Diversified Financial Services
NY
2022
Stock Option Grant Agreement, dated July 23, 2018, by and between GDHL and Christopher Ferraro
Stock Agreements
Galaxy Digital Holdings Ltd.
Diversified Financial Services
2022
GDHL A&R Stock Option Plan
Stock Agreements
Galaxy Digital Holdings Ltd.
Diversified Financial Services
NY
2022
Stock Purchase Agreement between the Company and Shareholders of Carbon Zero dated Dec. 30, 2021
Stock Agreements
Freedom Holdings, Inc.
Diversified Financial Services
2022
Written Consent of Directors to Corporate Action Without Meeting of PHI Group, Inc. to Extend Record Date for Special Dividend Distribution of Common Stock in American Pacific...
Stock Agreements
PHI GROUP INC
Diversified Financial Services
2021
Form of Restricted Stock Agreement
Stock Agreements
Agora Digital Holdings, Inc.
Diversified Financial Services
NV
2021