Shareholders Agreements in the Diversified Financial Services Industry

28 Contracts & Agreements
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A-Mark Precious Metals, Inc. Stock Ownership Guidelines for Directors (Adopted April 29, 2021; Amended August 20, 2024)
Shareholders Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2024
Stockholders Agreement among Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC, and Bruce Schnitzer dated June 6, 2023
Shareholders Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2023
Amendment No. 2 to Stockholders Agreement by and among SWK Holdings Corporation, Double Black Diamond Offshore Ltd., and Black Diamond Offshore Ltd.
Shareholders Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Amended and Restated Stockholders’ Agreement by and among CaliberCos Inc. and Stockholders (March 22, 2023)
Shareholders Agreements
CaliberCos Inc.
Diversified Financial Services
NY
2023
Amendment No. 1 to Stockholders’ Agreement by and among SWK Holdings Corporation, Double Black Diamond Offshore Ltd., and Black Diamond Offshore Ltd.
Shareholders Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2022
A-Mark Precious Metals, Inc. Stock Ownership Guidelines for Directors (Adopted April 29, 2021)
Shareholders Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2021
Shareholder Agreement among Guy Nissensohn, Yaniv Yaar Aharon, Dan Barkai-Ksiless, and Others Regarding Creations Inc. and Yetsira Holdings Ltd.
Shareholders Agreements
Creations Inc
Diversified Financial Services
2020
Shareholder Agreement between AXA Equitable Holdings, Inc. and AXA S.A. dated as of 2018
Shareholders Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
DE
2018
Stockholders Agreement among First Data Holdings Inc., New Omaha Holdings L.P., and Certain Holders (July 11, 2014)
Shareholders Agreements
FIRST DATA CORP
Diversified Financial Services
NY
2015
Management Stockholder’s Agreement among First Data Holdings Inc., New Omaha Holdings L.P., and Management Stockholder
Shareholders Agreements
FIRST DATA CORP
Diversified Financial Services
NY
2015
Shareholder Agreement among Old Mutual plc, OM Group (UK) Limited, and OM Asset Management plc dated October 8, 2014
Shareholders Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Shareholder Agreement among Old Mutual plc, OM Group (UK) Limited, and OM Asset Management plc dated 2014
Shareholders Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Shareholder Agreement among Old Mutual plc, OM Group (UK) Limited, and OM Asset Management plc dated 2014
Shareholders Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Stockholders’ Agreement among Double Black Diamond Offshore Ltd., Black Diamond Offshore Ltd., and SWK Holdings Corporation (August 18, 2014)
Shareholders Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
Stockholders Agreement between HomeFed Corporation and Leucadia National Corporation dated March 28, 2014
Shareholders Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
DE
2014
Stockholders Agreement between HomeFed Corporation and Leucadia National Corporation (2014)
Shareholders Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
DE
2014
Shareholders' Agreement among GWG Holdings, Inc., Athena Securities Group Limited, and Athena Structured Funds PLC (2011)
Shareholders Agreements
GWG Holdings, Inc.
Diversified Financial Services
2011
Management Stockholder's Agreement among First Data Holdings Inc., New Omaha Holdings L.P., and Management Stockholder
Shareholders Agreements
FIRST DATA CORP
Diversified Financial Services
NY
2010
Management Stockholder's Agreement among New Omaha Holdings Corporation, New Omaha Holdings L.P., and Executive Committee Member
Shareholders Agreements
FIRST DATA CORP
Diversified Financial Services
NY
2010
Amendment to Stockholders’ Agreement of Silvue Technologies Group, Inc. Among Compass Group Diversified Holdings LLC, Compass Silvue Partners, L.P., and Minority Stockholders
Shareholders Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2006
Stockholders' Agreement of Silvue Technologies Group, Inc. (Compass Silvue Partners, L.P. and Management Stockholders)
Shareholders Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2006
Stockholders' Agreement of Compass AC Holdings, Inc. (Compass, Madison, Allied, Management Stockholders)
Shareholders Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2006
Stockholders’ Agreement among Crosman Acquisition Corporation, Compass Crosman Partners, Norwest Mezzanine Partners, and Management Stockholders (February 10, 2004)
Shareholders Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
2006
Shareholder Agreement between ING U.S., Inc. and ING Groep N.V. dated May 7, 2013
Shareholders Agreements
Voya Financial, Inc.
Diversified Financial Services
DE
2013
Shareholder Agreement between ING U.S., Inc. and ING Groep N.V. dated as of 2013
Shareholders Agreements
Voya Financial, Inc.
Diversified Financial Services
DE
2013
Management Stockholders' Agreement among New Omaha Holdings Corporation, New Omaha Holdings L.P., and Executive Committee Member
Shareholders Agreements
FIRST DATA CORP
Diversified Financial Services
NY
2007
Shareholders’ Agreement between Compass CS Partners LP and Option Holders of Compass CS Inc.
Shareholders Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
CT
2006
Stockholders Agreement among Berkshire Hathaway Inc., J Acquisition Corp., and Justin Industries, Inc. Stockholders
Shareholders Agreements
Berkshire Hathaway
Diversified Financial Services
TX
2000