Share Agreements in the Capital Markets Industry

98 Contracts & Agreements
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Filed
Form of Option Agreement under the Amended and Restated Tradeweb Markets Inc. 2018 Share Option Plan
Share Agreements
Tradeweb Markets Inc.
Capital Markets
DE
2019
Share Purchase Agreement between Kevin William Pratt and Elizabeth Mary Pratt and Marygold & Co. (UK) Limited
Share Agreements
CONCIERGE TECHNOLOGIES INC
2024
Share Purchase Agreement, dated June 21, 2024, by and between Great Elm Capital Corp. and Prosper Peak Holdings, LLC
Share Agreements
Great Elm Capital Corp.
2024
Share Purchase Agreement, dated February 8, 2024, by and between Great Elm Capital Corp. and Great Elm Strategic Partnership I, LLC
Share Agreements
Great Elm Capital Corp.
Capital Markets
NY
2024
Variation Agreement entered into on June 20, 2022 between Marygold UK and Keith Halford to complete the closing of the Share Purchase Agreement entered into on August 13, 2021
Share Agreements
CONCIERGE TECHNOLOGIES INC
Capital Markets
2023
Share Redemption Agreement, dated July 10, 2023, by and among Cynthia DiBartolo, Siebert Financial Corp, and Tigress Holdings, LLC
Share Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Amendment No. 2 to the Hamilton Lane Incorporated Employee Share Purchase Plan
Share Agreements
Hamilton Lane INC
Capital Markets
2023
Piper Sandler Companies Amended and Restated Mutual Fund Restricted Share Investment Plan, effective as of November 16, 2022
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Deposit Agreement, dated March 4, 2022, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Restricted Share Unit Award Agreement with James Zelter, dated as of December 1, 2021
Share Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Restricted Share Unit Award Agreement with James Zelter, dated as of December 1, 2021
Share Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Restricted Share Unit Award Agreement with James Zelter, dated as of December 1, 2021
Share Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Restricted Share Unit Award Agreement with Scott Kleinman, dated as of December 1, 2021
Share Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Restricted Share Unit Award Agreement with Scott Kleinman, dated as of December 1, 2021
Share Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Restricted Share Unit Award Agreement with Scott Kleinman, dated as of December 1, 2021
Share Agreements
Apollo Global Management LLC
Capital Markets
DE
2022
Form of Service-Based Restricted Share Awarded Agreement between Sculptor Capital, LP, Sculptor Advisors LP and Sculptor Capital Advisors II LP and the Participant
Share Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2021
Deed of Variation in Respect of the Agreement for the Sale and Purchase of the Share Capital of Ed Broking Group Limited and Besso Insurance Group Limited, dated October 31, 2021,...
Share Agreements
BGC Partners, Inc.
Capital Markets
2021
DATED August 13, 2021 ------------ Share purchase agreement between Keith Halford and
Share Agreements
CONCIERGE TECHNOLOGIES INC
Capital Markets
2021
Robinhood Markets, Inc. 2021 Employee Share Purchase Plan
Share Agreements
Robinhood Markets, Inc.
Capital Markets
CA
2021
Amendment to Sponsor Share Surrender and Share Restriction Agreement, dated as of May 4, 2021, by and among PWP Holdings LP, FinTech Acquisition Corp. IV, FinTech Investor...
Share Agreements
FinTech Acquisition Corp. IV
Capital Markets
2021
Share Purchase Agreement, dated April 5, 2021, by and between Ares Management Corporation and Sumitomo Mitsui Banking Corporation
Share Agreements
Ares Management Corp
Capital Markets
DE
2021
Deposit Agreement, dated March 30, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Deposit Agreement, dated March 18, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Amendment to Share Purchase Agreement, dated as of February 11, 2021, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc.,...
Share Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Share Purchase Agreement, dated as of November 18, 2020, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc., certain...
Share Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Deposit Agreement, dated December 11, 2020, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Sponsor Share Cancellation and Vesting Agreement, dated as of November 24, 2020, by and among INSU Acquisition Corp. II and Sponsor
Share Agreements
Cohen & Co Inc.
Capital Markets
DE
2020
Specimen Class A Ordinary Share Certificate
Share Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
2020
Specimen Ordinary Share Certificate
Share Agreements
VPC Impact Acquisition Holdings
Capital Markets
2020
Amendment No. 1 to the Hamilton Lane Incorporated Employee Share Purchase Plan
Share Agreements
Hamilton Lane INC
Capital Markets
2020
Bank Kassa Nova JSC (Subsidiary Bank of ForteBank JSC) Ordinary Share Purchase and Sale Agreement, dated July 29, 2020, by and between ForteBank JSC and Freedom Finance JSC
Share Agreements
Freedom Holding Corp.
Capital Markets
2020
Specimen Ordinary Share Certificate
Share Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
2020
Deposit Agreement, dated April 30, 2020, between the Company and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A...
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Share Purchase Agreement, dated March 27, 2020, by and among Ares Management Corporation and Sumitomo Mitsui Banking Corporation
Share Agreements
Ares Management Corp
Capital Markets
DE
2020
Amended and Restated Tradeweb Markets Inc. 2018 Share Option Plan
Share Agreements
Tradeweb Markets Inc.
Capital Markets
DE
2019
Form of 6.375% Series B Preferred Share Certificate
Share Agreements
Apollo Global Management LLC
Capital Markets
2018
Share Sale Agreement among the Registrant, WisdomTree International Holdings Ltd and ETF Securities Limited dated November 13, 2017
Share Agreements
WisdomTree Investments, Inc.
Capital Markets
2018
Amended Form of 7.00% Series A Preferred Share Certificate
Share Agreements
Ares Management Corp
Capital Markets
2018
Deposit Agreement, dated October 31, 2017, between the Company and Wells Fargo Bank, N.A., as Depositary (including the form of Depositary Share Receipt attached as Exhibit A...
Share Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Share Registration Agreement, dated September 18, 2017, by and between the registrant and Northern Right Capital Management, L.P
Share Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2017