Servicing Agreements in the Capital Markets Industry
17 Contracts & Agreements
- ARES CAPITAL CORP (1 contract)
- Cohen & Co Inc. (1)
- GlassBridge Enterprises, Inc. (1)
- GOLDMAN SACHS ASSET BACKED SECURITIES CORP (1)
- HENNESSY ADVISORS INC (7)
- MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (1)
- MVC CAPITAL, INC. (2)
- Waddell & Reed Financial, Inc. (3)
- Master Option Servicing Agreement, dated as of December 29, 2023, by and among GB HRP, LLC, Point Digital Finance, Inc. and Point Titling Trust (GlassBridge Enterprises, Inc., Filed With SEC on January 5, 2024)
- Second Amended and Restated Servicing Agreement, dated as of February28, 2022, between the registrant and Hennessy Funds Trust (on behalf ofall Hennessy Mutual Funds) (HENNESSY ADVISORS INC, Filed With SEC on December 7, 2023)
- Second Amendment to Amended and Restated Servicing Agreement, dated October 26, 2018, between the registrant and Hennessy Funds Trust (on behalf of all Funds) (HENNESSY ADVISORS INC, Filed With SEC on November 28, 2018)
- FIRST AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT (HENNESSY ADVISORS INC, Filed With SEC on November 30, 2015)
- MVC CAPITAL, INC. THIRD AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT (MVC CAPITAL, INC., Filed With SEC on October 15, 2015)
- AMENDED AND RESTATED SERVICING AGREEMENT (HENNESSY ADVISORS INC, Filed With SEC on August 6, 2014)
- MVC CAPITAL, INC. SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT (MVC CAPITAL, INC., Filed With SEC on June 11, 2012)
- SHAREHOLDER SERVICING AGREEMENT (HENNESSY ADVISORS INC, Filed With SEC on December 9, 2011)
- SERVICING AGREEMENT (HENNESSY ADVISORS INC, Filed With SEC on December 9, 2011)
- SCHEDULE A to the Servicing Agreement Amended March 1, 2009 Hennessy Cornerstone Growth Fund, Series II (f/k/a TheHenlopen Fund) Hennessy Select Large Value Fund Hennessy... (HENNESSY ADVISORS INC, Filed With SEC on December 9, 2011)
- SHAREHOLDER SERVICING AGREEMENT (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- SHAREHOLDER SERVICING AGREEMENT (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- SHAREHOLDER SERVICING AGREEMENT (Waddell & Reed Financial, Inc., Filed With SEC on February 29, 2008)
- AMENDMENT NO. 6 TOSALE AND SERVICING AGREEMENT (Ares Capital CP FundingLLC) (ARES CAPITAL CORP, Filed With SEC on November 8, 2006)
- EX-10.4: SALE AND SERVICING AGREEMENT (GOLDMAN SACHS ASSET BACKED SECURITIES CORP, Filed With SEC on August 24, 2005)
- Pooling and Servicing Agreement (Cohen & Co Inc., Filed With SEC on July 9, 2004)
- POOLING AND SERVICING AGREEMENT (MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2, Filed With SEC on June 10, 2004)
