Security Agreements in the Capital Markets Industry

68 Contracts & Agreements
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Company
Industry
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Commercial Security Agreement between Heritage Nancy Ridge LLC and C3bank, National Association (February 6, 2025)
Security Agreements
Heritage Global Inc.
Capital Markets
CA
2025
Security Agreement between Valuesetters Inc. and U.S. Small Business Administration (SBA) – June 17, 2020
Security Agreements
ValueSetters Inc.
Capital Markets
2025
Security Agreement between The Marygold Companies, Inc. and Streeterville Capital, LLC dated September 19, 2024
Security Agreements
CONCIERGE TECHNOLOGIES INC
Capital Markets
UT
2024
General Security Agreement between Rand Capital Entities and Manufacturers and Traders Trust Company
Security Agreements
RAND CAPITAL CORP
Capital Markets
NY
2022
Commercial Security Agreement between Heritage Global Inc. and C3bank, National Association
Security Agreements
Heritage Global Inc.
Capital Markets
CA
2021
Commercial Security Agreement between Heritage Global Inc. and C3bank, National Association
Security Agreements
Heritage Global Inc.
Capital Markets
CA
2021
Security and Pledge Agreement among StoneX Group Inc., Subsidiaries, and The Bank of New York Mellon (Collateral Agent)
Security Agreements
INTL FCStone Inc.
Capital Markets
NY
2020
Security Agreement between GlassBridge Athlete, LLC and ORIX PTP Holdings, LLC dated March 17, 2020
Security Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2020
Commercial Security Agreement between Heritage Global Inc. and C3bank, National Association (February 5, 2020)
Security Agreements
Heritage Global Inc.
Capital Markets
CA
2020
Security and Pledge Agreement among BRPI Acquisition Co LLC, United Online, Inc., YMAX Corporation, and Banc of California, N.A.
Security Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Security Agreement between Barings BDC Senior Funding I, LLC and Bank of America, N.A. (August 3, 2018)
Security Agreements
Barings BDC, Inc.
Capital Markets
DE
2018
Security Agreement among Golub Capital BDC 2010-1 LLC, Morgan Stanley Senior Funding, Inc., and U.S. Bank National Association dated July 20, 2018
Security Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
NY
2018
Third-Party Security Agreement (Receivables) between Greenhill Cogent, LP and First Republic Bank
Security Agreements
Greenhill & Co., Inc.
Capital Markets
CA
2017
Supplement to Commodity Futures Customer Agreement between Morgan Stanley & Co. LLC and Listed Funds
Security Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2017
Security Agreement (Partnership Distributions) between Greenhill & Co., Inc. and First Republic Bank
Security Agreements
Greenhill & Co., Inc.
Capital Markets
CA
2017
Security Agreement between CM Finance SPV LLC and Citibank, N.A. (as Security Agent) dated November 9, 2016
Security Agreements
CM Finance Inc
Capital Markets
NY
2016
Amended and Restated Security Agreement (LLC Distributions) between Greenhill & Co., Inc. and First Republic Bank
Security Agreements
Greenhill & Co., Inc.
Capital Markets
CA
2016
Amended and Restated Security Agreement (Distributions) between Greenhill & Co., Inc. and First Republic Bank, dated April 14, 2016
Security Agreements
Greenhill & Co., Inc.
Capital Markets
CA
2016
Third-Party Security Agreement (Receivables) between Greenhill & Co., LLC and First Republic Bank, dated November 9, 2015
Security Agreements
Greenhill & Co., Inc.
Capital Markets
CA
2016
Security Agreement by The Wet Seal, Inc. and Affiliates in Favor of B. Riley Financial, Inc. (January 15, 2015)
Security Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2015
Security Agreement (LLC Distributions) between Greenhill & Co., Inc. and First Republic Bank dated April 1, 2015
Security Agreements
Greenhill & Co., Inc.
Capital Markets
CA
2015
Control Agreement among FS Investment Corporation, ING Capital LLC (as Agent), and State Street Bank and Trust Company (Custodian)
Security Agreements
FS KKR Capital Corp
Capital Markets
NY
2014
Guarantee, Pledge and Security Agreement among FS Investment Corporation, Subsidiary Guarantors, and ING Capital LLC (April 3, 2014)
Security Agreements
FS KKR Capital Corp
Capital Markets
DE
2014
Amendment No. 2 to Security Agreement among Virtus Investment Partners, Subsidiaries, and The Bank of New York Mellon
Security Agreements
Virtus Investment Partners, Inc.
Capital Markets
2014
Amendment No. 1 to Security Agreement among Virtus Investment Partners, Subsidiaries, and The Bank of New York Mellon
Security Agreements
Virtus Investment Partners, Inc.
Capital Markets
2012
Security Agreement between Arch Street Funding LLC and Citibank, N.A. as Security Agent (August 29, 2012)
Security Agreements
FS KKR Capital Corp
Capital Markets
NY
2012
Account Control Agreement among Arch Street Funding LLC, Citibank, N.A., and Virtus Group, LP (August 29, 2012)
Security Agreements
FS KKR Capital Corp
Capital Markets
NY
2012
Reaffirmation of Third-Party Security Agreement between Greenhill Capital Partners, LLC and First Republic Bank
Security Agreements
Greenhill & Co., Inc.
Capital Markets
2011
Security Agreement among E*TRADE Financial Corporation, Subsidiary Grantors, and The Bank of New York Mellon as Collateral Trustee (June 15, 2011)
Security Agreements
E*Trade
Capital Markets
NY
2011
General Security Agreement among Triangle Capital Corporation, Guarantor-Grantors, and Branch Banking and Trust Company (BB&T)
Security Agreements
Barings BDC, Inc.
Capital Markets
2011
Amended and Restated General Security Agreement among Main Street Capital Corporation, Main Street Capital Partners, Main Street Equity Interests, and BB&T
Security Agreements
Main Street Capital CORP
Capital Markets
2010
Security Agreement (LLC Distributions) between Greenhill & Co., Inc. and First Republic Bank
Security Agreements
Greenhill & Co., Inc.
Capital Markets
CA
2010
Security Agreement between Broad Street Funding LLC and Deutsche Bank AG, New York Branch (March 10, 2010)
Security Agreements
FS KKR Capital Corp
Capital Markets
NY
2010
Virtus Investment Partners, Inc. Security Agreement with The Bank of New York Mellon as Administrative Agent (2009)
Security Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Security Agreement between Great American Venture, LLC and General Electric Capital Corporation dated October 25, 2000
Security Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
Security Agreement between Great American Group WF, LLC and Wells Fargo Retail Finance, LLC (October 21, 2008)
Security Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2009
Security Agreement among Great American Group Energy Equipment, LLC, Great American Group, LLC, and Garrison Loan Agency Services LLC (May 29, 2008)
Security Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2009
Security Agreement among Pzena Investment Management, LLC, Subsidiaries, and Bank of America, N.A. (2008)
Security Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
General Security Agreement among Main Street Capital Corporation, Main Street Capital Partners, Main Street Equity Interests, and Branch Banking and Trust Company
Security Agreements
Main Street Capital CORP
Capital Markets
2008
Reaffirmation and Amendment to Third-Party Security Agreement between Greenhill Capital Partners, LLC and First Republic Bank
Security Agreements
Greenhill & Co., Inc.
Capital Markets
2008