Repurchase Agreements in the Capital Markets Industry

46 Contracts & Agreements
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Company
Industry
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Filed
Preferred Share Repurchase Agreement between Invesco Ltd. and Massachusetts Mutual Life Insurance Company (April 2025)
Repurchase Agreements
Invesco Ltd.
Capital Markets
MA
2025
Repurchase Agreement between The Charles Schwab Corporation and TD Group US Holdings LLC dated February 9, 2025
Repurchase Agreements
Charles Schwab Corporation
Capital Markets
NY
2025
Third Amended and Restated Confirmation of Repurchase Transaction (Class A-R Notes) between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2025
Seventh Amended and Restated Confirmation of Repurchase Transaction (Class A-1 Notes) between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2025
Second Amended and Restated Confirmation of Repurchase Transaction (Class A-R Notes) between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2024
Sixth Amended and Restated Confirmation of Repurchase Transaction (Class A-1 Notes) between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2024
Stock Repurchase Agreement between WisdomTree, Inc. and ETFS Capital Limited dated August 5, 2024
Repurchase Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2024
Stock Repurchase Agreement between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited dated November 20, 2023
Repurchase Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Fifth Amended and Restated Confirmation of Repurchase Transactions between BC Partners Lending Corporation and UBS AG, London Branch
Repurchase Agreements
BC Partners Lending Corp
Capital Markets
2023
Amended and Restated Confirmation of Repurchase Transaction (Class A-R Notes) between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2023
Fifth Amended and Restated Confirmation of Repurchase Transaction (Class A-1 Notes) between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2023
Safeguard Scientifics Completion of $3 Million Share Repurchase Program Announcement
Repurchase Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
2023
Fourth Amended and Restated Confirmation of Repurchase Transactions between BC Partners Lending Corporation and UBS AG, London Branch
Repurchase Agreements
BC Partners Lending Corp
Capital Markets
2022
Repurchase Agreement between The Charles Schwab Corporation and TD Luxembourg International Holdings SARL (July 31, 2022)
Repurchase Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Master Confirmation for Uncollared Accelerated Share Repurchase between Mizuho Markets Americas LLC and S&P Global Inc.
Repurchase Agreements
S&P Global, Inc.
Capital Markets
NY
2022
Master Confirmation for Uncollared Accelerated Share Repurchase between Goldman Sachs & Co. LLC and S&P Global Inc.
Repurchase Agreements
S&P Global, Inc.
Capital Markets
NY
2022
Master Repurchase Agreement, by and between NBL SPV II, LLC and Deutsche Bank AG, dated March 18, 2021
Repurchase Agreements
Newtek Business Services Corp.
Capital Markets
2021
Stock Repurchase Agreement between BrightSphere Investment Group Inc. and Paulson & Co. Inc. and Affiliates
Repurchase Agreements
BrightSphere Investment Group Inc.
Capital Markets
NY
2021
Stock Repurchase Agreement between Open Lending Corporation and Certain Stockholders (March 29, 2021)
Repurchase Agreements
Nebula Parent Corp.
Capital Markets
DE
2021
Stock Repurchase Agreement between Open Lending Corporation and Certain Stockholders (March 29, 2021)
Repurchase Agreements
Nebula Parent Corp.
Capital Markets
DE
2021
Fourth Amended and Restated Confirmation of Repurchase Transaction (Class A-1 Notes) between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2020
Stock Repurchase Agreement between Open Lending Corporation and Certain Stockholders (December 7, 2020)
Repurchase Agreements
Nebula Parent Corp.
Capital Markets
DE
2020
Stock Repurchase Agreement between Open Lending Corporation and Certain Stockholders (December 7, 2020)
Repurchase Agreements
Nebula Parent Corp.
Capital Markets
DE
2020
Third Amended and Restated Repurchase Transaction Confirmation between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2020
Second Amended and Restated Confirmation of Repurchase Transaction between Murray Hill Funding, LLC and UBS AG, London Branch
Repurchase Agreements
CION Investment Corp
Capital Markets
2020
Stock Repurchase Agreement between PNC Bancorp, Inc. and BlackRock, Inc. dated May 11, 2020
Repurchase Agreements
BlackRock
Capital Markets
DE
2020
Amendment No. 1 to Stock Repurchase Agreement, dated as of January 3, 2019, by and between MediaMath Holdings, Inc. and Safeguard Delaware, Inc
Repurchase Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
2019
Stock Repurchase and Option Cancellation Agreement among Phillip Frost, Frost Nevada Investments Trust, and Ladenburg Thalmann Financial Services Inc.
Repurchase Agreements
LADENBURG THALMANN FINANCIAL SERVICES INC.
Capital Markets
FL
2018
Stock Repurchase Agreement between MediaMath Holdings, Inc. and Safeguard Delaware, Inc. dated July 2, 2018
Repurchase Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
DE
2018
Share Repurchase Agreement between Shanda Asset Management Investment Limited and Legg Mason, Inc. dated December 22, 2017
Repurchase Agreements
Legg Mason Inc
Capital Markets
NY
2017
Issuer Forward Repurchase Transaction Confirmation between Bank of America, N.A. and FactSet Research Systems Inc. (July 1, 2016)
Repurchase Agreements
FactSet Research Systems Inc
Capital Markets
DE
2016
Stock Repurchase Agreement between LPL Financial Holdings Inc. and TPG Partners IV, L.P. (February 12, 2014)
Repurchase Agreements
LPL Financial Holdings Inc.
Capital Markets
2014
Amended and Restated Global Master Repurchase Agreement between JPMorgan Chase Bank, N.A., London Branch and Race Street Funding LLC (April 23, 2013)
Repurchase Agreements
FS KKR Capital Corp
Capital Markets
2013
TBMA/ISMA 2000 Amended and Restated Global Master Repurchase Agreement between JPMorgan Chase Bank, N.A., London Branch and Race Street Funding LLC
Repurchase Agreements
FS KKR Capital Corp
Capital Markets
2012
Share Repurchase Transaction Confirmation between Barclays Bank PLC and TD Ameritrade Holding Corporation (August 20, 2010)
Repurchase Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2012
Stock Repurchase Agreement between Barclays Bank PLC and BlackRock, Inc. dated May 21, 2012
Repurchase Agreements
BlackRock
Capital Markets
DE
2012
Share Repurchase Agreement between MarketAxess Holdings Inc. and J.P. Morgan Partners (23A), L.P. and LabMorgan Corporation
Repurchase Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2012
Amended and Restated Confirmation to Global Master Repurchase Agreement between JPMorgan Chase Bank, N.A., London Branch and Race Street Funding LLC
Repurchase Agreements
FS KKR Capital Corp
Capital Markets
2012
TBMA/ISMA Global Master Repurchase Agreement between JPMorgan Chase Bank, N.A., London Branch and Race Street Funding LLC (2011)
Repurchase Agreements
FS KKR Capital Corp
Capital Markets
2011
Stock Repurchase Agreement among Merrill Lynch & Co., Inc., Merrill Lynch Group, Inc., and BlackRock, Inc. dated May 19, 2011
Repurchase Agreements
BlackRock
Capital Markets
DE
2011