Release Agreements in the Capital Markets Industry

22 Contracts & Agreements
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Company
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Filed
Restricted Stock Unit Cancellation Agreement and Release between Robinhood Markets, Inc. and Participant
Release Agreements
Robinhood Markets, Inc.
Capital Markets
DE
2023
Blucora, Inc. Announcement of Appointment of Kan Kotecha and Rick Leaman to Board of Directors
Release Agreements
Blucora, Inc.
Capital Markets
2022
Release Agreement between CBOE Global Markets, Inc., Affiliates, and Joanne Moffic-Silver
Release Agreements
Cboe Global Markets
Capital Markets
DE
2018
Supplemental Release Agreement between Mark D. Klein and National Holdings Corporation
Release Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2014
Release of All Claims Agreement between Waddell & Reed Financial, Inc. and Daniel P. Connealy
Release Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2014
Release Agreement between Gavin Michael and Bakkt Holdings, Inc.
Release Agreements
VPC Impact Acquisition Holdings
Capital Markets
GA
2024
Tax Receivable Termination Agreement and Release between Manning & Napier, Inc. and Terminating TRA Holder
Release Agreements
Manning & Napier, Inc.
Capital Markets
DE
2022
Substitution and Assumption Agreement and Release among Manning & Napier, Inc., M&N Group Holdings, LLC, MNA Advisors, Inc., and Others
Release Agreements
Manning & Napier, Inc.
Capital Markets
NY
2022
Debt Forgiveness Agreement between QuoteMedia, Inc. and Bravenet Web Services, Inc. and Harrison Avenue Holdings Ltd.
Release Agreements
QUOTEMEDIA INC
Capital Markets
AZ
2018
Release and Termination Agreement for Guarantee among CĪON Investment Corporation, 34th Street Funding, and JPMorgan Chase Bank
Release Agreements
CION Investment Corp
Capital Markets
2016
Letter Agreement for Satisfaction and Discharge of Subordinated Unsecured Promissory Note between Great American Group, Inc. and Harvey Yellen
Release Agreements
B. Riley Financial, Inc.
Capital Markets
2014
Letter Agreement for Satisfaction and Discharge of Subordinated Unsecured Promissory Note between Great American Group, Inc. and Andrew Gumaer
Release Agreements
B. Riley Financial, Inc.
Capital Markets
2014
Stock Incentive Award Treatment and Release Agreement between Morningstar, Inc. and Scott Cooley
Release Agreements
Morningstar, Inc.
Capital Markets
2014
Release of Claims Agreement between Unwired Planet, Inc. and Employee (November 7, 2012)
Release Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2012
Termination of Replacement Capital Covenant by The Charles Schwab Corporation (December 28, 2010)
Release Agreements
Charles Schwab Corporation
Capital Markets
2010
Redemption Agreement between Gladstone Capital Corporation and David Gladstone dated September 7, 2010
Release Agreements
GLADSTONE CAPITAL CORP
Capital Markets
VA
2010
General Release Agreement between Torry Berntsen and The Bank of New York Mellon Corporation
Release Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2010
Phantom Equityholder Amendment Agreement and Release between Great American Group, LLC and Plan Participant
Release Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
General Release Agreement between Bruce Van Saun and The Bank of New York Mellon Corporation
Release Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2008
General Release Agreement between Thomas A. Renyi and The Bank of New York Mellon Corporation
Release Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2008
Mutual Release Agreement between Keith A. Tucker and Waddell & Reed Financial, Inc.
Release Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2005
Release Agreement Between Equus II Incorporated and Certain Officers Regarding Stock Option Loan Transactions
Release Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
2005