Participation Agreements in the Capital Markets Industry

24 Contracts & Agreements
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Category
Company
Industry
Jur. Jurisdiction
Filed
Master Participation Agreement for Par/Near Par Trades between BlackRock Private Credit Fund Leverage I, LLC and BlackRock Private Credit Fund Leverage II, LLC
Participation Agreements
BlackRock Private Credit Fund
Capital Markets
2025
First Amendment to Participation Agreement between Avantax, Inc. and Christopher W. Walters
Participation Agreements
Blucora, Inc.
Capital Markets
2023
Sale, Contribution and Master Participation Agreement between Oxford Square Capital Corp. and Oxford Square Funding 2018, LLC (October 12, 2018)
Participation Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2018
Sale, Contribution and Master Participation Agreement between Oxford Square Capital Corp. and Oxford Square Funding 2018, LLC (June 21, 2018)
Participation Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2018
Newmark Holdings, L.P. Participation Plan Agreement
Participation Agreements
BGC Partners, Inc.
Capital Markets
DE
2017
Partnership Unit Grant Letter Agreement between BGC Holdings, L.P. and Shaun D. Lynn, dated December 14, 2016
Participation Agreements
BGC Partners, Inc.
Capital Markets
2016
Master Participation Agreement between CĪON Investment Corporation and 34th Street Funding, LLC (August 26, 2016)
Participation Agreements
CION Investment Corp
Capital Markets
2016
Ares Management LLC Profit Participation Award Memorandum for [Employee Name] Related to [Fund Name]
Participation Agreements
Ares Management Corp
Capital Markets
2016
Sale, Contribution and Master Participation Agreement between TICC Funding, LLC and TICC Capital Corp.
Participation Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2014
Ares Capital Management LLC Profit Participation Award Memorandum for ARCC Incentive Fees
Participation Agreements
Ares Management Corp
Capital Markets
2014
Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Insurance Company
Participation Agreements
Franklin Resources
Capital Markets
NY
2013
Addendum to Participation Agreement Regarding Summary Prospectus Delivery – Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and...
Participation Agreements
Franklin Resources
Capital Markets
2012
Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Insurance Company
Participation Agreements
Franklin Resources
Capital Markets
NY
2012
First Amendment and Waiver to Participation Interest Purchase Agreement among Palaeontol B.V., BMB Munai, Inc., and MIE Holdings Corporation
Participation Agreements
Freedom Holding Corp.
Capital Markets
2011
Participation Interest Purchase Agreement among Palaeontol B.V., BMB Munai, Inc., and MIE Holdings Corporation (February 14, 2011)
Participation Agreements
Freedom Holding Corp.
Capital Markets
NV
2011
Supplementary Deed of Participation for Morgan Stanley UK Share Ownership Plan (Morgan Stanley International Inc., Hill Samuel ESOP Trustees Ltd., and Morgan Stanley Private...
Participation Agreements
Morgan Stanley
Capital Markets
2010
Participation Agreement Addendum among Franklin Templeton Variable Insurance Products Trust, Franklin Templeton Underwriters, and Insurance Company
Participation Agreements
Franklin Resources
Capital Markets
2009
Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Insurance Company
Participation Agreements
Franklin Resources
Capital Markets
NY
2009
BGC Holdings, L.P. Participation Plan, Effective April 1, 2008
Participation Agreements
BGC Partners, Inc.
Capital Markets
DE
2008
Target Funds Participation Agreement between Minnesota Life Insurance Company and Waddell & Reed, Inc.
Participation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008
Master Par/Near Par Participation Agreement between Katonah X CLO Ltd. and Kohlberg Capital Corporation
Participation Agreements
KCAP Financial, Inc.
Capital Markets
NY
2006
Fund Participation Agreement between Nationwide Life Insurance Company and Waddell & Reed Services Company
Participation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2001
Participation Agreement among Franklin Templeton Variable Insurance Products Trust, Franklin Templeton Distributors, Inc., and CUNA Mutual Life Insurance Company (May 1, 2000)
Participation Agreements
Franklin Resources
Capital Markets
2000
Participation Agreement among GSJC 30 Hudson Urban Renewal L.L.C., GSJC 50 Hudson Urban Renewal L.L.C., The Goldman Sachs Group, Inc., and Other Parties (June 21, 2000)
Participation Agreements
Goldman Sachs
Capital Markets
DE
2000