Note Agreements in the Capital Markets Industry

657 Contracts & Agreements

Browse by Company

ALTIMAR ACQUISITION CORP. (1 contract)
Ameriprise Financial (13)
ARES CAPITAL CORP (1)
Artisan Partners Asset Management Inc. (6)
Ascendant Digital Acquisition Corp. (1)
Ashford Inc. (9)
Associated Capital Group, Inc. (1)
B. Riley Financial, Inc. (7)
Bain Capital Specialty Finance, Inc. (1)
Barings BDC, Inc. (4)
BGC Partners, Inc. (2)
BlackRock (12)
BlackRock Capital Investment Corp (3)
BLACKSTAR ENTERPRISE GROUP, INC. (26)
Blackstone Private Credit Fund (4)
Capital Financial Holdings, Inc (1)
Capitala Finance Corp. (1)
Charles Schwab Corporation (5)
CION Investment Corp (5)
CM Finance Inc (2)
Cohen & Co Inc. (25)
CONCIERGE TECHNOLOGIES INC (4)
COWEN INC. (2)
Crescent Capital BDC, Inc. (4)
Diginex Ltd (6)
E*Trade (3)
Eaton Vance Corp (1)
ENTERPRISE DIVERSIFIED, INC. (2)
EQUUS TOTAL RETURN, INC. (2)
Evercore (7)
Federated Investors (2)
FinTech Acquisition Corp. IV (1)
Franklin Resources (2)
Freedom Holding Corp. (6)
FS KKR Capital Corp (4)
GAMCO INVESTORS, INC. ET AL (12)
GLADSTONE CAPITAL CORP (4)
GLADSTONE INVESTMENT CORPORATION (3)
GlassBridge Enterprises, Inc. (11)
Goldman Sachs (43)
GOLDMAN SACHS HEDGE FUND PARTNERS II LLC (1)
GOLUB CAPITAL BDC, Inc. (1)
Great Elm Capital Corp. (7)
Great Elm Capital Group, Inc. (10)
Greenhill & Co., Inc. (2)
Greenpro Capital Corp. (7)
GSV Capital Corp. (1)
Hamilton Lane INC (1)
HENNESSY ADVISORS INC (1)
Hercules Capital, Inc. (5)
Heritage Global Inc. (83)
Horizon Technology Finance Corp (10)
HOULIHAN LOKEY, INC. (3)
Intercontinental Exchange (1)
INTL FCStone Inc. (1)
KCAP Financial, Inc. (2)
LADENBURG THALMANN FINANCIAL SERVICES INC. (17)
Lazard Ltd (8)
Legg Mason Inc (10)
Main Street Capital CORP (1)
MarketAxess Holdings Inc (4)
Moody's Corp (3)
Morgan Stanley (23)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (1)
Morgan Stanley Finance LLC (1)
Morningstar, Inc. (1)
Nasdaq, Inc. (6)
NATIONAL HOLDINGS CORP (13)
New Mountain Finance Corp (8)
NewHold Investment Corp. II (1)
Newtek Business Services Corp. (1)
Northern Trust Corp. (18)
Oaktree Specialty Lending Corp (3)
Oaktree Strategic Income Corp (1)
Och-Ziff Capital Management Group LLC (1)
OFS Capital Corp (1)
Owl Rock Capital Corp (2)
Oxford Square Capital Corp. (2)
Piper Jaffray Companies (6)
PROSPECT CAPITAL CORP (1)
Pzena Investment Management, Inc. (7)
RAND CAPITAL CORP (2)
Raymond James Financial Inc. (9)
Runway Growth Credit Fund Inc. (3)
S&P Global, Inc. (5)
SAFEGUARD SCIENTIFICS INC (2)
SEI Investments Corp (1)
SIEBERT FINANCIAL CORP (4)
Solar Capital Ltd. (6)
Solar Senior Capital Ltd. (1)
State Street Corp. (49)
StepStone Group Inc. (1)
TCG BDC, INC. (2)
TD AMERITRADE HOLDING CORP (3)
The Bank of New York Mellon Corp. (11)
Trinity Capital Inc. (2)
TriplePoint Venture Growth BDC Corp. (4)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (11)
Virtus Investment Partners, Inc. (2)
VPC Impact Acquisition Holdings (1)
Waddell & Reed Financial, Inc. (2)
WhiteHorse Finance, Inc. (4)
WisdomTree Investments, Inc. (3)
Wright Investors Service Holdings, Inc. (2)

Recent Contracts

Category

Company

Industry

Jur. Jurisdiction

Filed

Amendment to Promissory Note (Revolver) between Glassbridge Enterprises, Inc. and Alex Spiro

Note Agreements

GlassBridge Enterprises, Inc.

Capital Markets

2025

Artisan Partners Holdings LP $50,000,000 5.43% Senior Notes, Series G, Note Purchase Agreement (2025)

Note Agreements

Artisan Partners Asset Management Inc.

Capital Markets

2025

Amended and Restated Note Funding Agreement between Horizon Funding II, LLC and Initial Purchasers (May 23, 2025)

Note Agreements

Horizon Technology Finance Corp

Capital Markets

2025

Description of Common Stock and 5.00% Notes Due 2026 Issued by Gladstone Investment Corporation

Note Agreements

GLADSTONE INVESTMENT CORPORATION

Capital Markets

2025

Promissory Note Between Heritage Nancy Ridge LLC and C3bank, National Association Dated February 6, 2025

Note Agreements

Heritage Global Inc.

Capital Markets

2025

Netcapital Inc. Promissory Note Agreement with Individual Holder

Note Agreements

ValueSetters Inc.

Capital Markets

2025

Bridge Note Agreement between Netcapital Inc. and 1800 Diagonal Lending LLC dated April 29, 2025

Note Agreements

ValueSetters Inc.

Capital Markets

2025

Promissory Note between Netcapital Inc. and 1800 Diagonal Lending LLC dated April 29, 2025

Note Agreements

ValueSetters Inc.

Capital Markets

2025

State Street Corporation 4.834% Senior Notes Due 2030 (Global Security Certificate)

Note Agreements

State Street Corp.

Capital Markets

2025

State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2028 (Global Security Certificate)

Note Agreements

State Street Corp.

Capital Markets

2025

State Street Corporation Floating Rate Senior Notes Due 2028 Global Security Certificate

Note Agreements

State Street Corp.

Capital Markets

2025

First Amendment to Master Note Purchase Agreement between Blue Owl Capital Corporation and Noteholders (April 16, 2025)

Note Agreements

Owl Rock Capital Corp

Capital Markets

2025

Paycheck Protection Program Promissory Note between ValueSetters Inc. and Citizens Bank N.A.

Note Agreements

ValueSetters Inc.

Capital Markets

2025

U.S. Small Business Administration Secured Disaster Loan Note between SBA and Valuesetters Inc.

Note Agreements

ValueSetters Inc.

Capital Markets

2025

Runway Growth Finance Corp. $107,000,000 7.51% Series 2025A Senior Notes Master Note Purchase Agreement (April 7, 2025)

Note Agreements

Runway Growth Credit Fund Inc.

Capital Markets

2025

B. Riley Financial, Inc. 8.00% Senior Secured Second Lien Note Due 2028

Note Agreements

B. Riley Financial, Inc.

Capital Markets

2025

Promissory Note between Netcapital Inc. and 1800 Diagonal Lending LLC dated March 26, 2025

Note Agreements

ValueSetters Inc.

Capital Markets

2025

Blackstone Private Credit Fund Master Note Purchase Agreement for $1 Billion Senior Notes (Series 2025A)

Note Agreements

Blackstone Private Credit Fund

Capital Markets

2025

State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2036 (Global Security)

Note Agreements

State Street Corp.

Capital Markets

2025

State Street Corporation 4.729% Senior Notes Due 2030 (Global Security Certificate)

Note Agreements

State Street Corp.

Capital Markets

2025

State Street Corporation 4.536% Senior Notes Due 2028 Global Security Certificate

Note Agreements

State Street Corp.

Capital Markets

2025

Ameriprise Financial, Inc. 5.200% Senior Note Due 2035 (Indenture with U.S. Bank Trust Company, N.A.)

Note Agreements

Ameriprise Financial

Capital Markets

2025

Fourth Supplement to Note Purchase Agreement between SLR Investment Corp. and Series 2016E Additional Purchasers (September 14, 2021)

Note Agreements

Solar Capital Ltd.

Capital Markets

2025

Trinity Capital Inc. 7.875% Notes Due 2029 Global Note (Indenture with U.S. Bank Trust Company)

Note Agreements

Trinity Capital Inc.

Capital Markets

2025

Trinity Capital Inc. 7.875% Notes Due 2029 Global Note (Indenture Series)

Note Agreements

Trinity Capital Inc.

Capital Markets

2025

Note Purchase Agreement for $50,000,000 8.11% Senior Notes Due 2028 between TriplePoint Venture Growth BDC Corp. and Purchasers

Note Agreements

TriplePoint Venture Growth BDC Corp.

Capital Markets

2025

Third Supplement to Note Purchase Agreement between Crescent Capital BDC, Inc. and Series 2024A Additional Purchasers (December 2024)

Note Agreements

Crescent Capital BDC, Inc.

Capital Markets

2024

Revolving Note Agreement between Muriel Siebert & Co., LLC and BMO Bank N.A. dated November 22, 2024

Note Agreements

SIEBERT FINANCIAL CORP

Capital Markets

2024

$20,000,000 Revolver Note Agreement between Siebert Financial Corp. and East West Bank (July 29, 2024)

Note Agreements

SIEBERT FINANCIAL CORP

Capital Markets

2024

Offer Terms of U.S.$200,000,000 Guaranteed Coupon Bonds Due 2026 by Freedom Finance SPC Ltd.

Note Agreements

Freedom Holding Corp.

Capital Markets

2024

Offer Terms of U.S.$200,000,000 Guaranteed Coupon Bonds Due 2028 by Freedom Finance SPC Ltd.

Note Agreements

Freedom Holding Corp.

Capital Markets

2024

Freedom Finance SPC Ltd. U.S.$1,000,000,000 Bond Programme Prospectus (2023)

Note Agreements

Freedom Holding Corp.

Capital Markets

2024

StepStone Group LP $175,000,000 5.52% Series A Senior Notes Due 2029 Note Purchase Agreement

Note Agreements

StepStone Group Inc.

Capital Markets

2024

State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2032 (Global Security)

Note Agreements

State Street Corp.

Capital Markets

2024

State Street Corporation Floating Rate Senior Notes Due 2027 (Global Security Certificate)

Note Agreements

State Street Corp.

Capital Markets

2024

State Street Corporation 4.330% Senior Notes Due 2027 Global Security Certificate

Note Agreements

State Street Corp.

Capital Markets

2024

Horizon Technology Finance Corporation 7.125% Convertible Note Purchase Agreement (2024)

Note Agreements

Horizon Technology Finance Corp

Capital Markets

2024

Hamilton Lane Advisors, L.L.C. $100,000,000 5.28% Senior Note Purchase Agreement (2024)

Note Agreements

Hamilton Lane INC

Capital Markets

2024

Senior Promissory Note between Cohen & Company, LLC and JKD Capital Partners I LTD dated September 1, 2024

Note Agreements

Cohen & Co Inc.

Capital Markets

2024

Secured Promissory Note between The Marygold Companies, Inc. and Streeterville Capital, LLC, Effective January 2025

Note Agreements

CONCIERGE TECHNOLOGIES INC

Capital Markets

2024