Note Agreements in the Capital Markets Industry
668 Contracts & Agreements
- ALTIMAR ACQUISITION CORP. (1 contract)
- Ameriprise Financial (13)
- ARES CAPITAL CORP (1)
- Artisan Partners Asset Management Inc. (6)
- Ascendant Digital Acquisition Corp. (1)
- Ashford Inc. (9)
- Associated Capital Group, Inc. (1)
- B. Riley Financial, Inc. (7)
- Bain Capital Specialty Finance, Inc. (1)
- Barings BDC, Inc. (4)
- BGC Partners, Inc. (2)
- BlackRock (12)
- BlackRock Capital Investment Corp (3)
- BLACKSTAR ENTERPRISE GROUP, INC. (26)
- Blackstone Private Credit Fund (4)
- Capital Financial Holdings, Inc (2)
- Capitala Finance Corp. (1)
- Charles Schwab Corporation (5)
- CION Investment Corp (5)
- CM Finance Inc (2)
- Cohen & Co Inc. (25)
- CONCIERGE TECHNOLOGIES INC (4)
- COWEN INC. (2)
- Crescent Capital BDC, Inc. (4)
- Diginex Ltd (6)
- E*Trade (3)
- Eaton Vance Corp (1)
- ENTERPRISE DIVERSIFIED, INC. (2)
- EQUUS TOTAL RETURN, INC. (2)
- Evercore (7)
- Federated Investors (2)
- FinTech Acquisition Corp. IV (1)
- Franklin Resources (2)
- Freedom Holding Corp. (6)
- FS KKR Capital Corp (4)
- GAMCO INVESTORS, INC. ET AL (12)
- GLADSTONE CAPITAL CORP (4)
- GLADSTONE INVESTMENT CORPORATION (3)
- GlassBridge Enterprises, Inc. (10)
- Goldman Sachs (44)
- GOLDMAN SACHS HEDGE FUND PARTNERS II LLC (1)
- GOLUB CAPITAL BDC, Inc. (1)
- Great Elm Capital Corp. (7)
- Great Elm Capital Group, Inc. (10)
- Greenhill & Co., Inc. (2)
- Greenpro Capital Corp. (15)
- GSV Capital Corp. (1)
- Hamilton Lane INC (1)
- HENNESSY ADVISORS INC (1)
- Hercules Capital, Inc. (5)
- Heritage Global Inc. (83)
- Horizon Technology Finance Corp (10)
- HOULIHAN LOKEY, INC. (3)
- Intercontinental Exchange (1)
- INTL FCStone Inc. (1)
- KCAP Financial, Inc. (2)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (17)
- Lazard Ltd (8)
- Legg Mason Inc (10)
- Main Street Capital CORP (1)
- MarketAxess Holdings Inc (4)
- Moody's Corp (3)
- Morgan Stanley (23)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (1)
- Morgan Stanley Finance LLC (1)
- Morningstar, Inc. (1)
- Nasdaq, Inc. (6)
- NATIONAL HOLDINGS CORP (13)
- New Mountain Finance Corp (8)
- NewHold Investment Corp. II (1)
- Newtek Business Services Corp. (1)
- Northern Trust Corp. (18)
- Oaktree Specialty Lending Corp (3)
- Oaktree Strategic Income Corp (1)
- Och-Ziff Capital Management Group LLC (1)
- OFS Capital Corp (1)
- Owl Rock Capital Corp (2)
- Oxford Square Capital Corp. (2)
- Piper Jaffray Companies (6)
- PROSPECT CAPITAL CORP (1)
- Pzena Investment Management, Inc. (7)
- RAND CAPITAL CORP (2)
- Raymond James Financial Inc. (9)
- Runway Growth Credit Fund Inc. (3)
- S&P Global, Inc. (5)
- SAFEGUARD SCIENTIFICS INC (2)
- SEI Investments Corp (1)
- SIEBERT FINANCIAL CORP (4)
- Solar Capital Ltd. (6)
- Solar Senior Capital Ltd. (1)
- State Street Corp. (50)
- StepStone Group Inc. (1)
- TCG BDC, INC. (2)
- TD AMERITRADE HOLDING CORP (3)
- The Bank of New York Mellon Corp. (11)
- Trinity Capital Inc. (2)
- TriplePoint Venture Growth BDC Corp. (4)
- U S GLOBAL INVESTORS INC (1)
- ValueSetters Inc. (11)
- VetaNova Inc. (1)
- Virtus Investment Partners, Inc. (2)
- VPC Impact Acquisition Holdings (1)
- Waddell & Reed Financial, Inc. (2)
- WhiteHorse Finance, Inc. (4)
- WisdomTree Investments, Inc. (3)
- Wright Investors Service Holdings, Inc. (2)
Recent Contracts
Category
Company
Industry
Jur.
Filed
Note Agreements
Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
CA
2025
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Capital Markets
2025
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Capital Markets
VA
2025
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Capital Markets
VA
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
MD
2025
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Capital Markets
NY
2025
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Capital Markets
VA
2025
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Capital Markets
NY
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
2025
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Capital Markets
NY
2025
Note Agreements
Capital Markets
2024
Revolving Note Agreement between Muriel Siebert & Co., LLC and BMO Bank N.A. dated November 22, 2024
Note Agreements
Capital Markets
2024
Note Agreements
Capital Markets
2024
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Capital Markets
2024
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Capital Markets
2024
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Capital Markets
2024
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Capital Markets
DE
2024
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Capital Markets
2024
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Capital Markets
2024
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Capital Markets
2024
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Capital Markets
NY
2024
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Capital Markets
PA
2024
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Capital Markets
2024
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Capital Markets
UT
2024
Note Agreements
Capital Markets
UT
2024