Cohen & Co Inc. Note Agreements
20 Contracts & Agreements
- Amended and Restated Senior Promissory Note, dated January 31, 2022, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $4,500,000 (Filed With SEC on January 31, 2022)
- Note Purchase Agreement, dated January 31, 2022, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on January 31, 2022)
- Amendment No. 1 to Convertible Senior Secured Promissory Note, dated September 25, 2020, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on September 29, 2020)
- Amendment No. 1 to Senior Promissory Note, dated September 25, 2020, by and between Cohen & Company Inc. and the EBC 2013 Family Trust (Filed With SEC on September 29, 2020)
- U.S. Small Business Association Note, dated May 4, 2020, issued by Cohen & Company, LLC to Fifth Third Bank, National Association, in the aggregate principal amount of $2,165,600 (Filed With SEC on May 7, 2020)
- Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to RN Capital Solutions LLC in the aggregate principal amount of $2,250,000 (Filed With SEC on February 3, 2020)
- Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $2,250,000 (Filed With SEC on February 3, 2020)
- Note Purchase Agreement, dated as of January 31, 2020, by and among Cohen & Company, LLC, JKD Capital Partners I LTD and RN Capital Solutions LLC (Filed With SEC on February 3, 2020)
- Senior Promissory Note, dated September 25, 2019, issued by Cohen & Company Inc. to the EBC 2013 Family Trust in the aggregate principal amount of $2,400,000 (Filed With SEC on September 30, 2019)
- Senior Promissory Note, dated September 25, 2019, issued by Cohen & Company Inc. to Pensco Trust Company, Custodian fbo Edward E. Cohen IRA in the aggregate principal amount of... (Filed With SEC on September 30, 2019)
- Amendment No. 1 to Convertible Senior Promissory Note, dated September 25, 2018, by and between Cohen & Company Inc. and the EBC 2013 Family Trust (Filed With SEC on September 25, 2018)
- Amendment No. 1 to Convertible Senior Promissory Note, dated September 25, 2018, by and between Cohen & Company Inc. and the Edward E. Cohen IRA (Filed With SEC on September 25, 2018)
- CONVERTIBLE SENIOR SECURED PROMISSORY NOTE (Filed With SEC on March 10, 2017)
- Senior Secured Promissory Note and Security Agreement (Filed With SEC on May 8, 2012)
- INSTITUTIONAL FINANCIAL MARKETS, INC. 10.50% CONTINGENT CONVERTIBLE SENIOR NOTE DUE 2027 (Filed With SEC on July 26, 2011)
- [FORM OF UNSECURED SUBORDINATED PROMISSORY NOTE ISSUED TO FORMER STOCKHOLDERS OF COHEN FINANCIAL GROUP, INC. IN AN AGGREGATE PRINCIPAL AMOUNT OF $6,245,000.] THIS UNSECURED... (Filed With SEC on March 10, 2010)
- THIS UNSECURED SUBORDINATED PROMISSORY NOTE IS SUBORDINATE TO THE SENIOR DEBT AS DEFINED IN, AND INACCORDANCE WITH, THE PROVISIONS HEREOF Unsecured Subordinated Promissory Note (Filed With SEC on June 2, 2009)
- THIS UNSECURED SUBORDINATED PROMISSORY NOTE IS SUBORDINATE TO THE SENIOR DEBT AS DEFINED IN, AND INACCORDANCE WITH, THE PROVISIONS HEREOF Unsecured Subordinated Promissory Note (Filed With SEC on June 2, 2009)
- ALESCO FINANCIAL INC. 7.625% Contingent Convertible Senior Notes due 2027 (Filed With SEC on May 21, 2007)
- $115,000,000 Alesco Financial Inc. 7.625% Contingent Convertible Senior Notes due 2027 PURCHASE AGREEMENT (Filed With SEC on May 10, 2007)
