Modification Agreements in the Diversified Financial Services Industry

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First Amendment to Equity Purchase Agreement between CaliberCos Inc. and Mast Hill Fund, L.P.
Modification Agreements
CaliberCos Inc.
Diversified Financial Services
2025
Amendment to Outstanding Performance Unit and Restricted Share Award Agreements under Jackson Financial Inc. 2021 Omnibus Incentive Plan
Modification Agreements
Jackson Financial Inc.
Diversified Financial Services
2025
Amendment to Transaction Agreement between West End Investors Management L.P. and AllianceBernstein L.P.
Modification Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
2025
Amendment No. 4 to Fourth Short-Term Loan Agreement and Promissory Note between Mustang Funding, LLC and Mill City Ventures III, Ltd.
Modification Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Amendment No. 3 to Fourth Short-Term Loan Agreement and Promissory Note between Mustang Funding, LLC and Mill City Ventures III, Ltd.
Modification Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2024
Omnibus Amendment to Loan Documents among Tech Infrastructure JV I LLC, LMFA Financing, LLC, and Arthur Development Group, Inc.
Modification Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2024
Fourth Amendment to Credit Agreement and Waiver among SWK Holdings Corporation, SWK Funding LLC, and First Horizon Bank
Modification Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2024
Amendment No. 1 to Fourth Short-Term Loan Agreement and Promissory Note between Mill City Ventures III, Ltd. and Mustang Funding, LLC
Modification Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2024
Sixth Amendment to Reimbursement Agreement by and among Equitable Holdings, Inc. and Landesbank Hessen-Thüringen Girozentrale
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
2024
Amendment No. 5 to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and Commerzbank AG
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2024
Extension Agreement to Loan Agreement between Yehor Rodin and Global-Smart.Tech dated October 7, 2022
Modification Agreements
Global-Smart.Tech Inc.
Diversified Financial Services
2024
First Amendment to Alerus Financial Corporation 2019 Equity Incentive Plan
Modification Agreements
ALERUS FINANCIAL CORP
Diversified Financial Services
2024
First Amendment to Senior Secured Loan Agreement between Athena Bitcoin Entities and KGPLA Holdings LLC
Modification Agreements
Athena Bitcoin Global
Diversified Financial Services
FL
2023
First Amendment to Revolving Credit, Term Loan and Security Agreement and Limited Consent among PHI Aviation, LLC, PHI Group, Inc., PNC Bank, and Others
Modification Agreements
PHI INC
Diversified Financial Services
NY
2023
First Amendment to Revolving Credit, Term Loan and Security Agreement and Limited Consent among PHI Health, LLC, PHI Group, Inc., PNC Bank, and Lenders
Modification Agreements
PHI INC
Diversified Financial Services
NY
2023
Amendment to Subordinated Debt and Warrants Agreement between FlexShopper, Inc., FlexShopper, LLC, NRNS Capital Holdings LLC, Harold R. Heiser, and PITA Holdings LLC (June 29,...
Modification Agreements
FlexShopper, Inc.
Diversified Financial Services
NY
2023
Amendment No. 4 to Subordinated Debt Financing Letter Agreement between FlexShopper, LLC and 122 Partners, LLC
Modification Agreements
FlexShopper, Inc.
Diversified Financial Services
2023
Fifth Amendment to Loan and Security Agreement and Waiver among SWK Holdings Corporation, SWK Funding LLC, Cadence Bank, and Lenders
Modification Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2022
Second Amendment to Stock Transfer Agreement and Cooperation Agreement among Philux Global Group Inc., Tin Thanh Group JSC, and Tran Dinh Quyen
Modification Agreements
PHI GROUP INC
Diversified Financial Services
2022
Second Amendment to Stock Transfer Agreement and Cooperation Agreement among Philux Global Group Inc., Tin Thanh Group JSC, and Tran Dinh Quyen
Modification Agreements
PHI GROUP INC
Diversified Financial Services
2022
Second Waiver and Amendment to Credit Agreement between GWG DLP Funding VI, LLC and National Founders LP (June 28, 2022)
Modification Agreements
GWG Holdings, Inc.
Diversified Financial Services
2022
Third Amendment to Reimbursement Agreement by and among Equitable Holdings, Inc. and Commerzbank AG, New York Branch
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2022
Amendment No. 3 to Subordinated Debt Financing Letter Agreement between FlexShopper, LLC and 122 Partners, LLC
Modification Agreements
FlexShopper, Inc.
Diversified Financial Services
2022
Amendment to Subordinated Debt Financing Commitment Letter and Second Amended and Restated Subordinated Promissory Note between FlexShopper, LLC and NRNS Capital Holdings LLC...
Modification Agreements
FlexShopper, Inc.
Diversified Financial Services
2022
Fourth Amendment to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and Landesbank Hessen-Thüringen Girozentrale
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
2021
Amendment Agreement No. 1 to Margin Loan Agreement among Cannae Funding C, LLC, Cannae Funding D, LLC, and Royal Bank of Canada
Modification Agreements
Cannae Holdings, Inc.
Diversified Financial Services
NY
2021
First Amendment to Loan Agreement among Standard Premium Finance Management Corporation, First Horizon Bank, and Guarantors
Modification Agreements
STANDARD PREMIUM FINANCE HOLDINGS, INC.
Diversified Financial Services
2021
Amendment No. 1 to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and Commerzbank AG
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Second Amendment to Reimbursement Agreement by and among Equitable Holdings, Subsidiaries, and Landesbank Hessen-Thüringen Girozentrale
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
2021
Amendment No. 1 to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and JPMorgan Chase Bank
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Amendment No. 1 to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and Barclays Bank PLC
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Amendment No. 1 to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and Credit Agricole Corporate and Investment Bank
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Amendment No. 1 to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and Citibank Europe PLC
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Amendment No. 1 to Reimbursement Agreement among Equitable Holdings, Subsidiaries, and HSBC Bank USA
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Amendment No. 1 to Reimbursement Agreement among Equitable Holdings, Subsidiary Account Parties, and Natixis, New York Branch
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Amendment No. 1 to Revolving Credit Agreement among Equitable Holdings, Inc., Subsidiary Account Parties, JPMorgan Chase Bank, N.A., and Lender Banks
Modification Agreements
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2021
Amendment to Subordinated Debt Financing Commitment Letter and Second Amended and Restated Subordinated Promissory Note between FlexShopper, LLC and NRNS Capital Holdings LLC
Modification Agreements
FlexShopper, Inc.
Diversified Financial Services
2021
Amendment No. 2 to Subordinated Debt Financing Letter Agreement between FlexShopper, LLC and 122 Partners, LLC
Modification Agreements
FlexShopper, Inc.
Diversified Financial Services
2021
Amendment No. 2 to Rights Agreement between SWK Holdings Corporation and Computershare Trust Company, N.A.
Modification Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2021
Extension Agreement to Promissory Note/Line of Credit between Sundance Strategies, Inc. and Kraig T. Higginson
Modification Agreements
Sundance Strategies, Inc.
Diversified Financial Services
2020