Loan Agreements in the Capital Markets Industry

530 Contracts & Agreements

Browse by Company

ARES CAPITAL CORP (14 contracts)
Ashford Inc. (4)
B. Riley Financial, Inc. (4)
Bain Capital Specialty Finance, Inc. (7)
BGC Partners, Inc. (2)
BlackRock Capital Investment Corp (1)
BlackRock TCP Capital Corp. (3)
Blackstone / GSO Secured Lending Fund (8)
Blackstone Private Credit Fund (12)
Capitala Finance Corp. (2)
Cboe Global Markets (4)
CHINAWE COM INC (1)
CION Investment Corp (16)
CM Finance Inc (3)
Cohen & Co Inc. (10)
COWEN INC. (1)
Crescent Capital BDC, Inc. (6)
E*Trade (2)
Eaton Vance Corp (3)
EQUUS TOTAL RETURN, INC. (5)
Evercore (6)
FactSet Research Systems Inc (1)
Federated Investors (2)
Focus Financial Partners Inc. (1)
Freedom Holding Corp. (5)
FS KKR Capital Corp (6)
GAIN Capital Holdings, Inc. (3)
GLADSTONE CAPITAL CORP (11)
GlassBridge Enterprises, Inc. (3)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (1)
Goldman Sachs Private Middle Market Credit II LLC (5)
Goldman Sachs Private Middle Market Credit LLC (5)
GOLUB CAPITAL BDC, Inc. (22)
Great Elm Capital Corp. (1)
Great Elm Capital Group, Inc. (9)
Greenhill & Co., Inc. (6)
Greenpro Capital Corp. (4)
GSV Capital Corp. (1)
Hamilton Lane INC (20)
Harvest Capital Credit Corp (7)
HENNESSY ADVISORS INC (7)
Hercules Capital, Inc. (28)
Heritage Global Inc. (30)
Horizon Technology Finance Corp (8)
INTL FCStone Inc. (1)
KCAP Financial, Inc. (10)
KKR & Co. Inc. (1)
LADENBURG THALMANN FINANCIAL SERVICES INC. (4)
MarketAxess Holdings Inc (4)
Medley Capital Corp (13)
MONROE CAPITAL Corp (1)
Moody's Corp (1)
MSCI Inc (1)
MVC CAPITAL, INC. (4)
Nasdaq, Inc. (1)
New Mountain Finance Corp (7)
Newtek Business Services Corp. (8)
Oaktree Specialty Lending Corp (12)
Oaktree Strategic Income Corp (21)
OFS Capital Corp (17)
Owl Rock Capital Corp (4)
Oxford Square Capital Corp. (2)
P10, Inc. (1)
PennantPark Floating Rate Capital Ltd. (1)
PENNANTPARK INVESTMENT CORP (3)
Piper Jaffray Companies (18)
PJT Partners Inc. (3)
PROSPECT CAPITAL CORP (5)
Runway Growth Credit Fund Inc. (4)
S&P Global, Inc. (1)
SAFEGUARD SCIENTIFICS INC (35)
SEI Investments Corp (2)
SIEBERT FINANCIAL CORP (3)
Solar Capital Ltd. (4)
Solar Senior Capital Ltd. (6)
TD AMERITRADE HOLDING CORP (3)
TriplePoint Venture Growth BDC Corp. (1)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (7)
Victory Capital Holdings, Inc. (3)
WhiteHorse Finance, Inc. (17)

Recent Contracts

Category

Company

Industry

Jur. Jurisdiction

Filed

Amendment No. 12 to Loan and Servicing Agreement, dated as of June 18, 2019, among Ares Capital CP Funding LLC, as the borrower, Ares Capital Corporation, as the servicer, Wells...

Loan Agreements

ARES CAPITAL CORP

Capital Markets

2019

Fourth Amendment to the Amended and Restated Loan and Security Agreement among Jackson Hole Funding, the Company, the lenders party thereto, Citibank, N.A., Virtus Group, LP and...

Loan Agreements

Blackstone / GSO Secured Lending Fund

Capital Markets

2024

Amendment No. 11, dated as of December 6, 2024, among Ares Capital JB Funding LLC, as borrower, Ares Capital Corporation, as servicer and transferor, Sumitomo Mitsui Banking...

Loan Agreements

ARES CAPITAL CORP

2024

Eighth Amendment to Fifth Amended and Restated Loan Agreement, dated November 21, 2024, by and among WhiteHorse Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National...

Loan Agreements

WhiteHorse Finance, Inc.

2024

Second Amended and Restated Loan and Security Agreement, dated as of November 22, 2024, by and among Goldman Sachs Private Middle Market Credit II SPV II LLC, as borrower, Goldman...

Loan Agreements

Goldman Sachs Private Middle Market Credit II LLC

2024

Fifth Amendment, dated November 19, 2024, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the...

Loan Agreements

CM Finance Inc

2024

East West Loan and Security Agreement, dated July 29, 2024 (incorporated by reference to Exhibit 10.44 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on...

Loan Agreements

SIEBERT FINANCIAL CORP

2024

Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of October 4, 2024

Loan Agreements

Heritage Global Inc.

2024

Fifth Amendment to Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C

Loan Agreements

Hamilton Lane INC

2024

Fourth Amendment to Revolving Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C

Loan Agreements

Hamilton Lane INC

2024

Fourth Amendment to Multi-Draw Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C

Loan Agreements

Hamilton Lane INC

2024

First Amendment to Multi-Draw Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C

Loan Agreements

Hamilton Lane INC

2024

Amendment No. 17 to Loan and Servicing Agreement, dated as of October 8, 2024, among Ares Capital CP Funding LLC, as the borrower, Ares Capital Corporation, as the servicer, Wells...

Loan Agreements

ARES CAPITAL CORP

2024

Unsecured Term Loan Facility Agreement, dated as of September 30, 2024, by and between CĪON Investment Corporation and an Israeli institutional investor

Loan Agreements

CION Investment Corp

2024

Second Amendment to Amended and Restated Limited Liability Company Agreement of Pennant Park Senior Loan Fund, LLC

Loan Agreements

PENNANTPARK INVESTMENT CORP

2024

East West Loan and Security Agreement, dated July 29, 2024

Loan Agreements

SIEBERT FINANCIAL CORP

2024

Amendment No. 8 to Sixth Amended and Restated Credit Agreement, dated as of August 12, 2024 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management...

Loan Agreements

GLADSTONE CAPITAL CORP

2024

LOAN MODIFICATION AGREEMENT AND REAFFIRMATION OF LOAN [HERITAGE GLOBAL INC.; LOAN NO.:13880]

Loan Agreements

Heritage Global Inc.

2024

Revolving Loan and Security Agreement, dated August 23, 2017, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C

Loan Agreements

Hamilton Lane INC

2024

Term Loan and Security Agreement, dated August 23, 2017, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C

Loan Agreements

Hamilton Lane INC

2024

Loan and Security Agreement Conformed Through the Second Amendment dated as of July 23, 2024 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral...

Loan Agreements

KCAP Financial, Inc.

2024

Fifth Amendment to Third Amended and Restated Loan and Security Agreement, dated as of July 15, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National...

Loan Agreements

CION Investment Corp

2024

Second Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated June 28, 2024

Loan Agreements

PROSPECT CAPITAL CORP

2024

Amendment No. 7 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,...

Loan Agreements

GLADSTONE CAPITAL CORP

2024

Amendment No. 2 to Second Amended and Restated Loan and Security Agreement, dated as of June 20, 2024, by and among Horizon Credit II LLC, as borrower, the lenders that are...

Loan Agreements

Horizon Technology Finance Corp

2024

Fourth Amendment to Third Amended and Restated Loan and Security Agreement, dated as of June 17, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National...

Loan Agreements

CION Investment Corp

2024

Second Amendment to Third Amended and Restated Loan Agreement, dated June 18, 2024, by and between J.V.B. Financial Group, LLC and Byline Bank

Loan Agreements

Cohen & Co Inc.

2024

Loan and Security Agreement, dated as of May 30, 2024, by and between Western Alliance Bank and Greenway Mortgage Funding Corp

Loan Agreements

GlassBridge Enterprises, Inc.

2024

Seventh Amendment to Loan and Security Agreement, dated May 31, 2024, by and among CCAP, as the collateral manager, seller and equity holder, CCAP SPV, as the borrower, and Wells...

Loan Agreements

Crescent Capital BDC, Inc.

2024

Third Amendment to Third Amended and Restated Loan and Security Agreement, dated as of May 14, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National...

Loan Agreements

CION Investment Corp

2024

Amendment No. 5 to Sale and Servicing Agreement, dated as of May 6, 2024, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Loan Fund I LLC, the originator and...

Loan Agreements

Horizon Technology Finance Corp

2024

Amendment No. 10, dated as of March 28, 2024, among Ares Capital JB Funding LLC, as borrower, Ares Capital Corporation, as servicer and transferor, Sumitomo Mitsui Banking...

Loan Agreements

ARES CAPITAL CORP

2024

Fifth Amendment to Amended and Restated Loan and Security Agreement, dated March 14, 2024, by and among SPV, as borrower, the Company, as its portfolio manager, JPMorgan Chase...

Loan Agreements

Goldman Sachs Private Middle Market Credit II LLC

Capital Markets

2024

Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.4 to the Companys Quarterly Report...

Loan Agreements

Heritage Global Inc.

Capital Markets

2024

Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.2 to...

Loan Agreements

Heritage Global Inc.

Capital Markets

2024

Second Amendment dated December 14, 2023 to the Amended and Restated Limited Liability Company Agreement, dated February 9, 2021, as amended on September 8, 2021 of International...

Loan Agreements

Bain Capital Specialty Finance, Inc.

Capital Markets

2024

Eleventh Amendment to Amended and Restated Loan Agreement, dated December 8, 2023, by and between Piper Sandler & Co. and U.S. Bank National Association

Loan Agreements

Piper Jaffray Companies

Capital Markets

2024

Loan and Security Agreement, dated as of February 9, 2024, by and between GB HRP, LLC and POINT DIGITAL FINANCE, INC

Loan Agreements

GlassBridge Enterprises, Inc.

Capital Markets

2024

Fourth Amendment, dated January 17, 2024, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the...

Loan Agreements

CM Finance Inc

Capital Markets

2024

First Amendment to Third Amended and Restated Loan Agreement, dated December 22, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank

Loan Agreements

Cohen & Co Inc.

Capital Markets

2023

Third Amendment to Amended and Restated Loan and Security Agreement among Jackson Hole Funding, the Company, the lenders party thereto, Citibank, N.A., Virtus Group, LP and...

Loan Agreements

Blackstone / GSO Secured Lending Fund

Capital Markets

2023