Loan Agreements in the Capital Markets Industry

528 Contracts & Agreements

Browse by Company

ARES CAPITAL CORP (13 contracts)
Ashford Inc. (4)
B. Riley Financial, Inc. (4)
Bain Capital Specialty Finance, Inc. (7)
BGC Partners, Inc. (2)
BlackRock Capital Investment Corp (1)
BlackRock TCP Capital Corp. (3)
Blackstone / GSO Secured Lending Fund (7)
Blackstone Private Credit Fund (12)
Capitala Finance Corp. (2)
Cboe Global Markets (4)
CHINAWE COM INC (1)
CION Investment Corp (16)
CM Finance Inc (3)
Cohen & Co Inc. (10)
COWEN INC. (1)
Crescent Capital BDC, Inc. (6)
E*Trade (2)
Eaton Vance Corp (3)
EQUUS TOTAL RETURN, INC. (5)
Evercore (6)
FactSet Research Systems Inc (1)
Federated Investors (2)
Focus Financial Partners Inc. (1)
Freedom Holding Corp. (5)
FS KKR Capital Corp (6)
GAIN Capital Holdings, Inc. (3)
GLADSTONE CAPITAL CORP (11)
GlassBridge Enterprises, Inc. (3)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (1)
Goldman Sachs Private Middle Market Credit II LLC (5)
Goldman Sachs Private Middle Market Credit LLC (5)
GOLUB CAPITAL BDC, Inc. (22)
Great Elm Capital Corp. (1)
Great Elm Capital Group, Inc. (9)
Greenhill & Co., Inc. (6)
Greenpro Capital Corp. (4)
GSV Capital Corp. (1)
Hamilton Lane INC (20)
Harvest Capital Credit Corp (7)
HENNESSY ADVISORS INC (7)
Hercules Capital, Inc. (28)
Heritage Global Inc. (30)
Horizon Technology Finance Corp (8)
INTL FCStone Inc. (1)
KCAP Financial, Inc. (10)
KKR & Co. Inc. (1)
LADENBURG THALMANN FINANCIAL SERVICES INC. (4)
MarketAxess Holdings Inc (4)
Medley Capital Corp (13)
MONROE CAPITAL Corp (1)
Moody's Corp (1)
MSCI Inc (1)
MVC CAPITAL, INC. (4)
Nasdaq, Inc. (1)
New Mountain Finance Corp (7)
Newtek Business Services Corp. (8)
Oaktree Specialty Lending Corp (12)
Oaktree Strategic Income Corp (21)
OFS Capital Corp (17)
Owl Rock Capital Corp (4)
Oxford Square Capital Corp. (2)
P10, Inc. (1)
PennantPark Floating Rate Capital Ltd. (1)
PENNANTPARK INVESTMENT CORP (3)
Piper Jaffray Companies (18)
PJT Partners Inc. (3)
PROSPECT CAPITAL CORP (5)
Runway Growth Credit Fund Inc. (4)
S&P Global, Inc. (1)
SAFEGUARD SCIENTIFICS INC (35)
SEI Investments Corp (2)
SIEBERT FINANCIAL CORP (3)
Solar Capital Ltd. (4)
Solar Senior Capital Ltd. (6)
TD AMERITRADE HOLDING CORP (3)
TriplePoint Venture Growth BDC Corp. (1)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (7)
Victory Capital Holdings, Inc. (3)
WhiteHorse Finance, Inc. (17)

Recent Contracts

Eighth Amendment to Fifth Amended and Restated Loan Agreement, dated November 21, 2024, by and among WhiteHorse Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National... (WhiteHorse Finance, Inc., Filed With SEC on November 27, 2024)
Second Amended and Restated Loan and Security Agreement, dated as of November 22, 2024, by and among Goldman Sachs Private Middle Market Credit II SPV II LLC, as borrower, Goldman... (Goldman Sachs Private Middle Market Credit II LLC, Filed With SEC on November 26, 2024)
Fifth Amendment, dated November 19, 2024, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the... (CM Finance Inc, Filed With SEC on November 20, 2024)
East West Loan and Security Agreement, dated July 29, 2024 (incorporated by reference to Exhibit 10.44 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on... (SIEBERT FINANCIAL CORP, Filed With SEC on November 12, 2024)
Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of October 4, 2024 (Heritage Global Inc., Filed With SEC on November 7, 2024)
Fifth Amendment to Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 11, 2024)
Fourth Amendment to Revolving Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 11, 2024)
Fourth Amendment to Multi-Draw Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 11, 2024)
First Amendment to Multi-Draw Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A. and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 11, 2024)
Amendment No. 17 to Loan and Servicing Agreement, dated as of October 8, 2024, among Ares Capital CP Funding LLC, as the borrower, Ares Capital Corporation, as the servicer, Wells... (ARES CAPITAL CORP, Filed With SEC on October 11, 2024)
Unsecured Term Loan Facility Agreement, dated as of September 30, 2024, by and between CĪON Investment Corporation and an Israeli institutional investor (CION Investment Corp, Filed With SEC on October 4, 2024)
Second Amendment to Amended and Restated Limited Liability Company Agreement of Pennant Park Senior Loan Fund, LLC (PENNANTPARK INVESTMENT CORP, Filed With SEC on September 4, 2024)
East West Loan and Security Agreement, dated July 29, 2024 (SIEBERT FINANCIAL CORP, Filed With SEC on August 20, 2024)
Amendment No. 8 to Sixth Amended and Restated Credit Agreement, dated as of August 12, 2024 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management... (GLADSTONE CAPITAL CORP, Filed With SEC on August 12, 2024)
LOAN MODIFICATION AGREEMENT AND REAFFIRMATION OF LOAN [HERITAGE GLOBAL INC.; LOAN NO.:13880] (Heritage Global Inc., Filed With SEC on August 8, 2024)
Revolving Loan and Security Agreement, dated August 23, 2017, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on August 6, 2024)
Term Loan and Security Agreement, dated August 23, 2017, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on August 6, 2024)
Loan and Security Agreement Conformed Through the Second Amendment dated as of July 23, 2024 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral... (KCAP Financial, Inc., Filed With SEC on July 29, 2024)
Fifth Amendment to Third Amended and Restated Loan and Security Agreement, dated as of July 15, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National... (CION Investment Corp, Filed With SEC on July 18, 2024)
Second Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated June 28, 2024 (PROSPECT CAPITAL CORP, Filed With SEC on July 3, 2024)
Amendment No. 7 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,... (GLADSTONE CAPITAL CORP, Filed With SEC on June 27, 2024)
Amendment No. 2 to Second Amended and Restated Loan and Security Agreement, dated as of June 20, 2024, by and among Horizon Credit II LLC, as borrower, the lenders that are... (Horizon Technology Finance Corp, Filed With SEC on June 21, 2024)
Fourth Amendment to Third Amended and Restated Loan and Security Agreement, dated as of June 17, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National... (CION Investment Corp, Filed With SEC on June 18, 2024)
Second Amendment to Third Amended and Restated Loan Agreement, dated June 18, 2024, by and between J.V.B. Financial Group, LLC and Byline Bank (Cohen & Co Inc., Filed With SEC on June 18, 2024)
Loan and Security Agreement, dated as of May 30, 2024, by and between Western Alliance Bank and Greenway Mortgage Funding Corp (GlassBridge Enterprises, Inc., Filed With SEC on June 5, 2024)
Seventh Amendment to Loan and Security Agreement, dated May 31, 2024, by and among CCAP, as the collateral manager, seller and equity holder, CCAP SPV, as the borrower, and Wells... (Crescent Capital BDC, Inc., Filed With SEC on June 4, 2024)
Third Amendment to Third Amended and Restated Loan and Security Agreement, dated as of May 14, 2024, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National... (CION Investment Corp, Filed With SEC on May 20, 2024)
Amendment No. 5 to Sale and Servicing Agreement, dated as of May 6, 2024, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Loan Fund I LLC, the originator and... (Horizon Technology Finance Corp, Filed With SEC on May 10, 2024)
Amendment No. 10, dated as of March 28, 2024, among Ares Capital JB Funding LLC, as borrower, Ares Capital Corporation, as servicer and transferor, Sumitomo Mitsui Banking... (ARES CAPITAL CORP, Filed With SEC on April 3, 2024)
Fifth Amendment to Amended and Restated Loan and Security Agreement, dated March 14, 2024, by and among SPV, as borrower, the Company, as its portfolio manager, JPMorgan Chase... (Goldman Sachs Private Middle Market Credit II LLC, Filed With SEC on March 20, 2024)
Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.4 to the Companys Quarterly Report... (Heritage Global Inc., Filed With SEC on March 14, 2024)
Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.2 to... (Heritage Global Inc., Filed With SEC on March 14, 2024)
Second Amendment dated December 14, 2023 to the Amended and Restated Limited Liability Company Agreement, dated February 9, 2021, as amended on September 8, 2021 of International... (Bain Capital Specialty Finance, Inc., Filed With SEC on February 27, 2024)
Eleventh Amendment to Amended and Restated Loan Agreement, dated December 8, 2023, by and between Piper Sandler & Co. and U.S. Bank National Association (Piper Jaffray Companies, Filed With SEC on February 26, 2024)
Loan and Security Agreement, dated as of February 9, 2024, by and between GB HRP, LLC and POINT DIGITAL FINANCE, INC (GlassBridge Enterprises, Inc., Filed With SEC on February 15, 2024)
Fourth Amendment, dated January 17, 2024, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the... (CM Finance Inc, Filed With SEC on January 23, 2024)
First Amendment to Third Amended and Restated Loan Agreement, dated December 22, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Cohen & Co Inc., Filed With SEC on December 26, 2023)
Third Amendment to Amended and Restated Loan and Security Agreement among Jackson Hole Funding, the Company, the lenders party thereto, Citibank, N.A., Virtus Group, LP and... (Blackstone / GSO Secured Lending Fund, Filed With SEC on December 21, 2023)
Amendment Seven to the Business Loan Agreement between OFS Capital Corporation and Banc of California (formerly known as Pacific Western Bank) dated December 15, 2023 (OFS Capital Corp, Filed With SEC on December 15, 2023)
Second Amendment to Amended and Restated Loan and Security Agreement among Jackson Hole Funding, the Company, the lenders party thereto, Citibank, N.A., Virtus Group, LP and... (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 17, 2023)